|
|
D |
2017-01-10 13:47:32 UTC |
- Amount To Be Raised
- $1,330,303
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001643774
- Filed Document
- 0001643774-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:47:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 13:39:37 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587002
- Filed Document
- 0001587002-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:39:37 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Arrowstreet Global Equity ACWI Trust Fund, a sub-fund of the Arrowstreet Investment Trust
See All Filings
|
D |
2017-01-10 13:39:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694188
- Filed Document
- 0001694188-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:39:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-10 13:38:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435712
- Filed Document
- 0001435712-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:38:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-10 13:25:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC and Oppenheimer & Co., Inc.
- CIK Number
- 0001582344
- Filed Document
- 0001582344-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:25:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-10 13:25:50 UTC |
- Amount To Be Raised
- $34,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694024
- Filed Document
- 0001694024-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:25:50 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 13:21:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001416364
- Filed Document
- 0001416364-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:21:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2017-01-10 13:21:03 UTC |
- Amount To Be Raised
- $14,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588443
- Filed Document
- 0001588443-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:21:03 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 13:18:06 UTC |
- Amount To Be Raised
- $21,962,000
- Associated Brokers / Dealers
- FINRA Member Broker-Dealers, Arete Wealth Management, LLC, Colorado Financial Service Corporation, Concorde Investment Services, LLC, H.D. Vest Investment Services, Lighthouse Capital Group, Kalos Financial, Inc., Lincoln Financial Advisors Corporation, Triad Advisors, Inc., Ameritas Investment Corporation, Investacorp, Inc., and Parkland Securities, LLC
- CIK Number
- 0001682936
- Filed Document
- 0001682936-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:18:06 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 13:05:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CFA Financial LLC, Lyster, Watson & Company, Inc., Morgan Stanley Smith Barney LLC, and Oppenheimer & Co., Inc.
- CIK Number
- 0000823845
- Filed Document
- 0000823845-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:05:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-10 13:05:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592547
- Filed Document
- 0001592547-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 13:05:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 12:58:25 UTC |
- Amount To Be Raised
- $7,170,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001694141
- Filed Document
- 0001694141-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:58:25 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 12:54:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001654792
- Filed Document
- 0001654792-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:54:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 12:53:33 UTC |
- Amount To Be Raised
- $40,000,000,000
- Associated Brokers / Dealers
- LEWIS BOND
- CIK Number
- 0001693929
- Filed Document
- 0001693929-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-01-10 12:53:33 UTC
- Type of Offering
- D
- Industry
- Investment Banking
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 12:46:09 UTC |
- Amount To Be Raised
- $4,630,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692511
- Filed Document
- 0001692511-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:46:09 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 12:44:59 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- TAGLICH BROTHERS, INC.
- CIK Number
- 0001081745
- Filed Document
- 0001144204-17-001533
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:44:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-01-10 12:37:22 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649641
- Filed Document
- 0000897069-17-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:37:22 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-01-10 12:35:02 UTC |
- Amount To Be Raised
- $16,083,087
- Associated Brokers / Dealers
- Rance Kinq Securities Corporation, Colorado Financial Service Corporation, Courtlandt Securities Corporation, Concorde Investment Services, LLC, Crown Capital Securities LP, Heritage Financial Systems, Inc., Independent Financial Group, Morris Financial, Inc., Newport Coast Securities, Inc., Oak Tree Securities, Inc., Sammons Securities Company, LLC, Sigma Financial Corporation, Whitehall- Parker Securities, Inc., McDermott Investment Services, Strategic Financial Alliance, Inc., Willbanks Securities, Lightpath Capital, and Sandlapper Securities, LLC
- CIK Number
- 0001693248
- Filed Document
- 0001144204-17-001529
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:35:02 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-01-10 12:27:58 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001694067
- Filed Document
- 0001477932-17-000138
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:27:58 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 12:25:47 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001694073
- Filed Document
- 0001477932-17-000135
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:25:47 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 12:24:50 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663403
- Filed Document
- 0001663403-17-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-01-10 12:24:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-01-10 12:14:46 UTC |
- Amount To Be Raised
- $3,772,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693408
- Filed Document
- 0001693408-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:14:46 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 12:14:26 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654414
- Filed Document
- 0001654414-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:14:26 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-01-10 12:07:58 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693105
- Filed Document
- 0001693105-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:07:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-10 12:04:24 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541129
- Filed Document
- 0001541129-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:04:24 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 12:00:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681183
- Filed Document
- 0001681183-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 12:00:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-10 11:59:35 UTC |
- Amount To Be Raised
- $10,197,000
- Associated Brokers / Dealers
- Dempsey Lord Smith LLC, SANDLAPPER Securities, LLC, Warner Dean Cheatham, MARK SHOLES VANMOURICK, Sterling Louviere, ROSHAN DHAMMIKA ABEYWEERA, Frederick Allan Phillips, and Michael Hansen
- CIK Number
- 0001690052
- Filed Document
- 0001690052-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-01-10 11:59:35 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 11:55:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001065716
- Filed Document
- 0001066886-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:55:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-10 11:44:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000315016
- Filed Document
- 0000315016-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:44:44 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2017-01-10 11:43:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001066886
- Filed Document
- 0001066886-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:43:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-01-10 11:36:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628698
- Filed Document
- 0000943663-17-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:36:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-10 11:33:05 UTC |
- Amount To Be Raised
- $10,197,000
- Associated Brokers / Dealers
- Dempsey Lord Smith LLC, SANDLAPPER Securities, LLC, Warner Dean Cheatham, MARK SHOLES VANMOURICK, Sterling Louviere, ROSHAN DHAMMIKA ABEYWEERA, Frederick Allan Phillips, and Michael Hansen
- CIK Number
- 0001690052
- Filed Document
- 0001690052-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-01-10 11:33:05 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 11:29:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628700
- Filed Document
- 0000943663-17-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:29:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-10 11:29:27 UTC |
- Amount To Be Raised
- $2,687,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693536
- Filed Document
- 0001693536-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:29:27 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 11:22:46 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- First Liberties Securities, Inc. dba First Liberties Financial
- CIK Number
- 0001693393
- Filed Document
- 0001693393-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:22:46 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Coronation Universal Fund - Coronation Global Emerging Markets Equity Fund
See All Filings
|
D/A |
2017-01-10 11:14:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569349
- Filed Document
- 0000943663-17-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:14:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Coronation Global Opportunities Fund - Coronation Global Emerging Markets Fund
See All Filings
|
D/A |
2017-01-10 11:09:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633428
- Filed Document
- 0000943663-17-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:09:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-10 11:00:15 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- First Liberties Securities, Inc. dba First Liberties Financial
- CIK Number
- 0001693393
- Filed Document
- 0001693393-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 11:00:15 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 10:58:30 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683636
- Filed Document
- 0001683636-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-01-10 10:58:30 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-01-10 10:49:01 UTC |
- Amount To Be Raised
- $35,275,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001521552
- Filed Document
- 0000897069-17-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 10:49:01 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-01-10 10:47:15 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672924
- Filed Document
- 0001672924-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 10:47:15 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-01-10 10:44:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693201
- Filed Document
- 0001140361-17-001318
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 10:44:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 10:43:09 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001179295
- Filed Document
- 0001179295-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 10:43:09 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-01-10 10:38:19 UTC |
- Amount To Be Raised
- $20,000,004
- Associated Brokers / Dealers
- Raymond James & Associates, Inc.
- CIK Number
- 0001349997
- Filed Document
- 0001349997-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 10:38:19 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 10:28:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664935
- Filed Document
- 0001315863-17-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 10:28:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-01-10 10:05:04 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694106
- Filed Document
- 0001694106-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 10:05:04 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 10:00:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629614
- Filed Document
- 0000919574-17-000283
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 10:00:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 09:59:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660396
- Filed Document
- 0000919574-17-000281
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 09:59:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-01-10 09:58:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001629608
- Filed Document
- 0000919574-17-000280
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 09:58:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-01-10 09:57:05 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693680
- Filed Document
- 0001693680-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-01-10 09:57:05 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|