Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
M/C Partners VII, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595203 Filed Document 0000908662-14-000306 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WearVybe, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers none CIK Number 0001623424 Filed Document 0001623424-14-000003 Exclusions or Exemptions 504.1 and 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OCA Lechworth Fund LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551874 Filed Document 0001551874-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., and EDI Financial, Inc. CIK Number 0001616017 Filed Document 0001616017-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Terlingua Fund 1, LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Independent Bankers Capital Fund III, L.P. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $31,556,009 Associated Brokers / Dealers N/A CIK Number 0001626760 Filed Document 0001626760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eleven Biotherapeutics, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $20,000,010 Associated Brokers / Dealers Citigroup Global Markets Inc., Cowen and Company, LLC, and Leerink Partners LLC CIK Number 0001485003 Filed Document 0001485003-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eye Investment Fund Ltd. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464505 Filed Document 0000945621-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C12 Helix Liquid Opportunities, Ltd. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512198 Filed Document 0000902664-14-004512 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCI Real Estate Partners Fund I LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001616793 Filed Document 0000902664-14-004517 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSCP VI U.S. Wealth Management Feeder LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, None, None, None, None, and None CIK Number 0001626870 Filed Document 0001181431-14-038148 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PAT Tank Holdings, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001626858 Filed Document 0001626858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Commonfund Strategic Solutions Core Real Estate Fund, LLC See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001536012 Filed Document 0001536012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SolTerra Strata, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $4,474,960 Associated Brokers / Dealers N/A CIK Number 0001602466 Filed Document 0001602466-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
KEYSTONE PRIVATE MARKET OPPORTUNITIES VI(Q), L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Sunbelt Securities, Inc, Mount Yale Securities, LLC, Orchard Securities, LLC, Cambridge Investment Research, Inc., and Silver Leaf Partners, LLC CIK Number 0001607158 Filed Document 0001607158-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evaporcool Holdings, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001519028 Filed Document 0001519028-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Private Equity Co-Investment Partners LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001626809 Filed Document 0001140361-14-044287 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mootch Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001627329 Filed Document 0001627329-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
URANIUM ENERGY CORP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $95,000 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-14-000366 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
New River Preserve Holdings, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $8,784,720 Associated Brokers / Dealers N/A CIK Number 0001626857 Filed Document 0001626857-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BW PRIVATE INVESTORS OFFSHORE, LTD. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001440620 Filed Document 0001627226-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camgian Microsystems Corp See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001563949 Filed Document 0001563949-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Debt
Synaptive Medical Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $887,083 Associated Brokers / Dealers N/A CIK Number 0001621394 Filed Document 0001621394-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-OVERLAND PARK, LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $5,879,411 Associated Brokers / Dealers N/A CIK Number 0001624217 Filed Document 0001624217-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MOON CAPITAL GLOBAL EQUITY PARTNERS FUND LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460115 Filed Document 0000902664-14-004516 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Onex York Holdings Corp. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-14-000308 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EASTERN POINT EMERGING MARKETS FUND, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588326 Filed Document 0001588326-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PNIG-Foothills LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $1,360,000 Associated Brokers / Dealers N/A CIK Number 0001627273 Filed Document 0001627273-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jewel Fund, L, P, See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324427 Filed Document 0001324427-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HPI Mill Creek Run DST See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised $7,400,000 Associated Brokers / Dealers Orchard Securities LLC, Jason Vanclef, Warren J. Thomas, Stephen K. Davis, Robert L. Boggess, DFPG Investments Inc., Dwight Kay, Joseph G. Michaletz, Eric Marlin, Michael Janis, Taylor Garrett, and Orlando Fernandez CIK Number 0001612974 Filed Document 0000950138-14-000765 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Crosslink Ventures VII, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592050 Filed Document 0000935836-14-000646 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Luminat LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $1,515,789 Associated Brokers / Dealers N/A CIK Number 0001626989 Filed Document 0001626989-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
YG PARTNERS FUND, LP See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PAPAMARKOU WELLNER & CO., INC. CIK Number 0001580997 Filed Document 0000919574-14-006904 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altus Toxicology, LP See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001627177 Filed Document 0001162677-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1905 Partners, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001626776 Filed Document 0001626776-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Russell Total Return Fund (Quarterly) Ltd. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536210 Filed Document 0000945621-14-000298 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transplant Genomics Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001604710 Filed Document 0000914760-14-000140 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Asia Structured Credit Opportunities Fund, L.P. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001626618 Filed Document 0001626618-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Davenforth LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625512 Filed Document 0001625512-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Vox Media, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $45,184,664 Associated Brokers / Dealers N/A CIK Number 0001440746 Filed Document 0001440746-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
SERE Investments, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $1,630,000 Associated Brokers / Dealers N/A CIK Number 0001627001 Filed Document 0001627001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Institutional Core Equity Fund LLC See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001301591 Filed Document 0001301591-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLAMEDXX, LLC See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001627143 Filed Document 0001117768-14-000924 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lagrange Systems, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $2,999,998 Associated Brokers / Dealers N/A CIK Number 0001556062 Filed Document 0001556062-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SendGrid, Inc. See All Filings	D	2014-12-05 00:00:00 UTC
Amount To Be Raised $20,722,968 Associated Brokers / Dealers N/A CIK Number 0001477425 Filed Document 0001477425-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Actinver Private Equity Fund I, L.P. See All Filings	D/A	2014-12-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001627228 Filed Document 0001627228-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WORLD GLOBAL FINANCING INC. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626830 Filed Document 0001626830-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
XB Equitable, LLC See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $2,240,000 Associated Brokers / Dealers N/A CIK Number 0001627266 Filed Document 0001627266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
HF Global, Inc. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $99,999,998 Associated Brokers / Dealers N/A CIK Number 0001556308 Filed Document 0001556308-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Oak Summit Parallel Fund I, L.P. See All Filings	D	2014-12-04 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001626393 Filed Document 0000897069-14-000486 Exclusions or Exemptions 506b Accepted Date 2014-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund