Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
INTELLIHOT INC. See All Filings	D	2017-02-07 14:48:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001456104 Filed Document 0001456104-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:48:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RUBICON Technology Partners II L.P. See All Filings	D	2017-02-07 14:45:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, L.P. CIK Number 0001695168 Filed Document 0001695168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:45:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMPASS INVESTORS LP (A NY LP) See All Filings	D/A	2017-02-07 14:38:53 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001459031 Filed Document 0001459031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:38:53 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
ROSEBROOK 2017 CO-INVEST I LP See All Filings	D	2017-02-07 14:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN, LLC CIK Number 0001696338 Filed Document 0001696338-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:11:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUITAS EVERGREEN FUND LP See All Filings	D/A	2017-02-07 14:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264395 Filed Document 0001315863-17-000094 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:09:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Fluorofinder, LLC See All Filings	D	2017-02-07 14:05:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609535 Filed Document 0001609535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:05:40 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
PRA Audio Systems, Inc. See All Filings	D	2017-02-07 14:00:20 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001605267 Filed Document 0001605267-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:00:20 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ceres Nanosciences, Inc. See All Filings	D	2017-02-07 13:57:36 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001697394 Filed Document 0001697394-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-07 13:57:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Spensa Technologies, Inc. See All Filings	D	2017-02-07 13:56:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607360 Filed Document 0001607360-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-07 13:56:24 UTC Type of Offering D Industry Agriculture Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
DoseNYC Inc. See All Filings	D	2017-02-07 13:50:21 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001691606 Filed Document 0001691606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:50:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
CIVOG TOTAL RETURN FUND, L.P. See All Filings	D/A	2017-02-07 13:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560195 Filed Document 0001560195-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-07 13:45:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
CRRF REIT III See All Filings	D	2017-02-07 13:40:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696840 Filed Document 0001696840-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:40:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SLG Fixed Income Portfolio, LP See All Filings	D/A	2017-02-07 13:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669551 Filed Document 0001669551-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shelter Growth Opportunities Fund LP See All Filings	D/A	2017-02-07 13:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634879 Filed Document 0000902664-17-000808 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SLG High Growth Portfolio, LP See All Filings	D/A	2017-02-07 13:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669553 Filed Document 0001669553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:26:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRINGCM INC See All Filings	D	2017-02-07 13:26:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Union Square Advisors LLC CIK Number 0001423866 Filed Document 0001423866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:26:09 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mare Island Dry Dock Investment LLC See All Filings	D	2017-02-07 13:23:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001589881 Filed Document 0001589881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:23:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SLG All Markets Portfolio, L.P. See All Filings	D/A	2017-02-07 13:18:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644877 Filed Document 0001644877-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:18:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pansophy Partners, L.P. See All Filings	D/A	2017-02-07 13:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666275 Filed Document 0000935836-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMBLETONIAN PARTNERS L.P. See All Filings	D/A	2017-02-07 13:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909403 Filed Document 0000919574-17-001061 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:06:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mass Appeal Media Inc. See All Filings	D	2017-02-07 13:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001573893 Filed Document 0001573893-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:05:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optimus Aurora LLC See All Filings	D	2017-02-07 13:04:12 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001697299 Filed Document 0001697299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:04:12 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LAKE GENEVA LONG-ONLY FUND LP See All Filings	D	2017-02-07 13:03:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697368 Filed Document 0001697368-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:03:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PICATCHA, INC. See All Filings	D/A	2017-02-07 12:55:45 UTC
Amount To Be Raised $12,113,475 Associated Brokers / Dealers N/A CIK Number 0001573167 Filed Document 0001140361-17-004749 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:55:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mina Mar Corp See All Filings	D	2017-02-07 12:49:06 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Chris McAfee CIK Number 0001697387 Filed Document 0001683168-17-000248 Exclusions or Exemptions 506c Accepted Date 2017-02-07 12:49:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
XNOR.AI, INC. See All Filings	D	2017-02-07 12:48:41 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001697187 Filed Document 0001697187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:48:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
InterWire Topco, LLC See All Filings	D	2017-02-07 12:39:24 UTC
Amount To Be Raised $63,790,000 Associated Brokers / Dealers N/A CIK Number 0001697025 Filed Document 0001697025-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:39:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TSUNAMI VR, INC. See All Filings	D	2017-02-07 12:35:05 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001691965 Filed Document 0001691965-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:35:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Cresta Energy Fund I LP See All Filings	D	2017-02-07 12:34:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001697195 Filed Document 0001697195-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:34:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Barber Surgeons Inc. See All Filings	C/A	2017-02-07 12:30:39 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001691448 Filed Document 0001691448-17-000001 Accepted Date 2017-02-07 12:30:39 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
SCREF II Feeder, L.P. See All Filings	D	2017-02-07 12:24:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696228 Filed Document 0001696222-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:24:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Starcrest China Real Estate Fund II, L.P. See All Filings	D	2017-02-07 12:13:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001696222 Filed Document 0001696222-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:13:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DIVERSE PARTNERS ETF VOLATILITY, LP See All Filings	D/A	2017-02-07 12:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG CIK Number 0001641697 Filed Document 0000919574-17-001052 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:12:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pricecheck, Inc. See All Filings	D	2017-02-07 12:09:58 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NONE CIK Number 0001693035 Filed Document 0001693035-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:09:58 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
Diverse Partners, LP See All Filings	D/A	2017-02-07 12:09:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG CIK Number 0001624787 Filed Document 0000919574-17-001050 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:09:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GAM US Institutional Trading II L.P. See All Filings	D/A	2017-02-07 12:05:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496537 Filed Document 0001496537-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 12:05:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAM TXT Multi-Strategy Inc. See All Filings	D/A	2017-02-07 11:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504682 Filed Document 0001504682-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
GAM INSTITUTIONAL DIVERSITY INC. See All Filings	D/A	2017-02-07 11:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375819 Filed Document 0001375819-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:50:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
Sway Water, Inc. See All Filings	D	2017-02-07 11:42:43 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001674470 Filed Document 0001674470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:42:43 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Glacier Bear Fund L.P. See All Filings	D/A	2017-02-07 11:39:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480099 Filed Document 0001480099-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:39:48 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA LV/W RETAIL (REIT) LLC See All Filings	D	2017-02-07 11:38:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, C. Scott Harrison, Phyllis J. Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001697074 Filed Document 0001697074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:38:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Logo Holdings I Corp See All Filings	D	2017-02-07 11:30:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560161 Filed Document 0000895345-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:30:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Koolbridge Solar, Inc. See All Filings	D	2017-02-07 11:15:03 UTC
Amount To Be Raised $875,000 Associated Brokers / Dealers None CIK Number 0001613899 Filed Document 0001477932-17-000573 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:15:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Memrise, Inc. See All Filings	D/A	2017-02-07 11:11:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001563345 Filed Document 0000905718-17-000180 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:11:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
GAM Beachwood Total Return Offshore Fund See All Filings	D/A	2017-02-07 11:09:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469833 Filed Document 0001469833-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:09:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
George Hudson 2017 Limited Partnership See All Filings	D	2017-02-07 11:06:53 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001697066 Filed Document 0001697066-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:06:53 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Wilkes Custodial Account, LLC See All Filings	D	2017-02-07 11:06:22 UTC
Amount To Be Raised $7,584,626 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001697003 Filed Document 0001697003-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:06:22 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
EOSII Palo Alto Technology Center, LLC See All Filings	D	2017-02-07 11:03:18 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697276 Filed Document 0001697276-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:03:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAM Beachwood Total Return Fund, L.L.C. See All Filings	D/A	2017-02-07 11:02:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469834 Filed Document 0001469834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:02:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Motus GI Holdings, Inc. See All Filings	D	2017-02-07 11:02:19 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Aegis Capital Corporation CIK Number 0001686850 Filed Document 0000905718-17-000178 Exclusions or Exemptions 506b Accepted Date 2017-02-07 11:02:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity