Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SC FUNDAMENTAL VALUE FUND L P See All Filings	D/A	2017-05-19 15:20:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000864295 Filed Document 0000864295-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:20:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ideal Implant Inc See All Filings	D	2017-05-19 15:20:19 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001360739 Filed Document 0001360739-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:20:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SwineTech, Inc. See All Filings	D	2017-05-19 15:14:41 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001707190 Filed Document 0001707190-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:14:41 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Wavemaker ABS, L.P. See All Filings	D	2017-05-19 15:08:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695157 Filed Document 0001695157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:08:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CAT9 Group Inc. See All Filings	D	2017-05-19 15:03:17 UTC
Amount To Be Raised $8,000 Associated Brokers / Dealers N/A CIK Number 0001632275 Filed Document 0001659173-17-000256 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:03:17 UTC Type of Offering D Industry Other Principal Place of Business CHINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ELCO FUND, L.P. See All Filings	D	2017-05-19 15:02:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0000945459 Filed Document 0000945459-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:02:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SC ASIAN OPPORTUNITY FUND LP See All Filings	D/A	2017-05-19 15:02:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459443 Filed Document 0001459443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 15:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parliament High Yield Fund, LLC See All Filings	D	2017-05-19 14:58:48 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001642732 Filed Document 0001642732-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:58:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Pooled Investment Fund
Consortia Health Holdings Inc See All Filings	D	2017-05-19 14:57:57 UTC
Amount To Be Raised $2,649,999 Associated Brokers / Dealers N/A CIK Number 0001705315 Filed Document 0001705315-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:57:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NDA Fund XXI LLC See All Filings	D	2017-05-19 14:54:50 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001704542 Filed Document 0001704542-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:54:50 UTC Type of Offering D Industry Investing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MG Preserve at Melrose Apartments LP See All Filings	D	2017-05-19 14:54:25 UTC
Amount To Be Raised $27,835,000 Associated Brokers / Dealers N/A CIK Number 0001707180 Filed Document 0001707180-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:54:25 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Salient Risk Parity Fund V15, LP See All Filings	D/A	2017-05-19 14:50:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001544372 Filed Document 0001544372-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:50:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ONL Therapeutics, Inc. See All Filings	D	2017-05-19 14:46:09 UTC
Amount To Be Raised $4,338,067 Associated Brokers / Dealers N/A CIK Number 0001611793 Filed Document 0001611793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:46:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Partners SI, LP See All Filings	D/A	2017-05-19 14:40:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643098 Filed Document 0001643098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:40:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Beryl Capital Partners LP See All Filings	D/A	2017-05-19 14:37:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692771 Filed Document 0000935836-17-000263 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:37:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Global Active Fund, LP See All Filings	D	2017-05-19 14:37:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706879 Filed Document 0000935836-17-000262 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:37:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FullStory, Inc. See All Filings	D	2017-05-19 14:33:59 UTC
Amount To Be Raised $14,999,998 Associated Brokers / Dealers N/A CIK Number 0001614167 Filed Document 0001614167-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:33:59 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
McConnell's Retail Investors LLC See All Filings	D/A	2017-05-19 14:33:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001705897 Filed Document 0001705897-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:33:40 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
ELCO SELECT FUND, L.P. See All Filings	D	2017-05-19 14:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001165138 Filed Document 0001165138-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:29:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
Blakeney Investors See All Filings	D/A	2017-05-19 14:27:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493091 Filed Document 0001493091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:27:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Zai Venture Fund I, L.P. See All Filings	D	2017-05-19 14:23:56 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001706218 Filed Document 0001706218-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lung Therapeutics, Inc. See All Filings	D/A	2017-05-19 14:23:12 UTC
Amount To Be Raised $14,333,859 Associated Brokers / Dealers N/A CIK Number 0001611241 Filed Document 0001209191-17-033871 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:23:12 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VIAM Development Fund, LP See All Filings	D	2017-05-19 14:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706552 Filed Document 0001706552-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 14:16:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Nuburu, Inc. See All Filings	D	2017-05-19 14:06:32 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001639581 Filed Document 0001639581-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:06:32 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Anson Investments LP See All Filings	D/A	2017-05-19 14:05:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491071 Filed Document 0001315863-17-000464 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:05:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anson Opportunities Offshore Fund Ltd. See All Filings	D/A	2017-05-19 14:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675337 Filed Document 0001315863-17-000463 Exclusions or Exemptions 506b Accepted Date 2017-05-19 14:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gold Street Reserves, LLC See All Filings	D	2017-05-19 13:58:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Gold Street Reserves LLC CIK Number 0001683068 Filed Document 0001062993-17-002634 Exclusions or Exemptions 506c Accepted Date 2017-05-19 13:58:01 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Encompass Capital Fund Offshore Ltd. See All Filings	D/A	2017-05-19 13:57:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537464 Filed Document 0000919574-17-004449 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:57:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Anson Investments Offshore Fund, Ltd. See All Filings	D/A	2017-05-19 13:57:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491068 Filed Document 0001315863-17-000462 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:57:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Anson Catalyst Fund, Ltd. See All Filings	D/A	2017-05-19 13:56:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577587 Filed Document 0001315863-17-000461 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:56:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CRONOS 4040 LLC See All Filings	D	2017-05-19 13:53:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Kim D.H. Butler, John Joseph Shedenhelm, Kenneth D. Greene, Joel C. McGriff, Anthony Faso, Monica E. Felton, Ira Starr, Russell Morgan, and Bert Salazar CIK Number 0001704313 Filed Document 0001704313-17-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2017-05-19 13:53:47 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
CommLoan, Inc. See All Filings	D/A	2017-05-19 13:53:09 UTC
Amount To Be Raised $3,735,073 Associated Brokers / Dealers N/A CIK Number 0001691136 Filed Document 0001691136-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:53:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BRIGHTSTAR CAPITAL PARTNERS FUND I, L.P. See All Filings	D/A	2017-05-19 13:51:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001668064 Filed Document 0001668064-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:51:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JRC Enterprises LLC. DBA Dental Fix RX See All Filings	C/A	2017-05-19 13:45:18 UTC
Financial Interest None Filing Platform FundingWonder Offering Amount $28,000 CIK Number 0001698596 Filed Document 0001698596-17-000004 Accepted Date 2017-05-19 13:45:18 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MARYLAND
Encompass Capital Fund L.P. See All Filings	D/A	2017-05-19 13:41:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537465 Filed Document 0000919574-17-004447 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:41:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Luminus EC, L.P. See All Filings	D	2017-05-19 13:31:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707179 Filed Document 0001706901-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Common House 1, LLC See All Filings	D	2017-05-19 13:30:22 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001656617 Filed Document 0001656617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:30:22 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
ROYSTONE CAPITAL PARTNERS LP See All Filings	D/A	2017-05-19 13:27:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574463 Filed Document 0000919574-17-004445 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:27:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Capital Georgetown, LLC See All Filings	D	2017-05-19 13:00:31 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001704682 Filed Document 0001704698-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-19 13:00:31 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Celcuity LLC See All Filings	D	2017-05-19 12:58:26 UTC
Amount To Be Raised $2,587,500 Associated Brokers / Dealers Cedar Point Capital, LLC CIK Number 0001603454 Filed Document 0001209191-17-033838 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:58:26 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Lux Organics Holdings, LLC See All Filings	D	2017-05-19 12:56:55 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001707006 Filed Document 0001707006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:56:55 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Capital Structure Investments Offshore Fund Ltd. See All Filings	D/A	2017-05-19 12:53:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549619 Filed Document 0001706901-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:53:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HempAmericana, Inc. See All Filings	1-A/A	2017-05-19 12:48:09 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001602929 Filed Document 0001549212-17-000008 Accepted Date 2017-05-19 12:48:09 UTC Type of Offering 1-A/A Industry MISCELLANEOUS MANUFACTURING INDUSTRIES Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $720 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
INVESTCORP DYNAMIC ALT BETA LLC See All Filings	D/A	2017-05-19 12:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. INVESTCORP LLC CIK Number 0001679642 Filed Document 0001679642-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:44:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Capital Structure Investments Onshore Fund LLC See All Filings	D/A	2017-05-19 12:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549618 Filed Document 0001706901-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:40:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Outpost Capital Fund I LP See All Filings	D/A	2017-05-19 12:36:21 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001685551 Filed Document 0001213900-17-005527 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:36:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PDR Investments LLC See All Filings	D	2017-05-19 12:28:57 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001706926 Filed Document 0001706926-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 12:28:57 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CANAMEX RESOURCES CORP. See All Filings	D	2017-05-19 12:24:20 UTC
Amount To Be Raised $1,610,579 Associated Brokers / Dealers N/A CIK Number 0001488843 Filed Document 0001488843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:24:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Copperhill Loan Fund I, LLC See All Filings	D/A	2017-05-19 12:13:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608678 Filed Document 0001608678-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:13:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIMITLESS BLU, LP See All Filings	D/A	2017-05-19 12:11:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LIMITLESS CAPITAL MANAGEMENT INC. CIK Number 0001707097 Filed Document 0001707097-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-19 12:11:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity