Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Blue Harbour Active Ownership Partners (ERISA), Ltd. See All Filings	D/A	2017-01-11 11:02:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571286 Filed Document 0001315863-17-000036 Exclusions or Exemptions 506b Accepted Date 2017-01-11 11:02:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Harbour Active Ownership Partners Offshore, Ltd. See All Filings	D/A	2017-01-11 11:01:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571287 Filed Document 0001315863-17-000035 Exclusions or Exemptions 506b Accepted Date 2017-01-11 11:01:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Harbour Active Ownership Partners, L.P. See All Filings	D/A	2017-01-11 10:58:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569681 Filed Document 0001315863-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:58:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Solutions, Inc. See All Filings	D	2017-01-11 10:52:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001624330 Filed Document 0001624330-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:52:20 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TIAA-CREF REAL PROPERTY FUND REIT LLC See All Filings	D	2017-01-11 10:50:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers H&L Equities, LLC, Charles B . Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001611292 Filed Document 0000943663-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:50:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COUNTRY BANK HOLDING CO INC See All Filings	D/A	2017-01-11 10:41:51 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001276919 Filed Document 0001140361-17-001451 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:41:51 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
2367 W. LOGAN (CHICAGO) INVESTORS, LLC See All Filings	D	2017-01-11 10:38:13 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001693147 Filed Document 0001693147-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:38:13 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Midstream Methanol LLC See All Filings	D/A	2017-01-11 10:37:05 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649304 Filed Document 0001649304-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:37:05 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Affinity Development Funding I, LLC See All Filings	D	2017-01-11 10:36:44 UTC
Amount To Be Raised $4,035,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001693898 Filed Document 0001693898-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:36:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Marathon Blue Cayman Fund Ltd. See All Filings	D/A	2017-01-11 10:32:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480790 Filed Document 0001480790-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:32:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1308 N. ELSTON (CHICAGO) INVESTORS, LLC See All Filings	D	2017-01-11 10:32:29 UTC
Amount To Be Raised $9,486,750 Associated Brokers / Dealers N/A CIK Number 0001693150 Filed Document 0001693150-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:32:29 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZIMPERIUM, INC. See All Filings	D	2017-01-11 10:31:23 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers N/A CIK Number 0001594745 Filed Document 0001594745-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:31:23 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hexavest EAFE Equity Fund See All Filings	D/A	2017-01-11 10:30:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners, LLC and Eaton Vance Distributors, Inc. CIK Number 0001476502 Filed Document 0001476502-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:30:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brown Advisory Investors 2016 - DRA IX, LLLP See All Filings	D/A	2017-01-11 10:15:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693302 Filed Document 0001693302-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Holdfolio Indiana Ohio VIII LLC See All Filings	D	2017-01-11 10:13:53 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001694299 Filed Document 0001694299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:13:53 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Light in the Tunnel LLC See All Filings	D/A	2017-01-11 10:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529590 Filed Document 0001529590-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:12:25 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Project One Nutrition Inc. See All Filings	D	2017-01-11 10:11:32 UTC
Amount To Be Raised $926,274 Associated Brokers / Dealers N/A CIK Number 0001694270 Filed Document 0001694270-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 10:11:32 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners (ERISA), Ltd. See All Filings	D/A	2017-01-11 09:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507253 Filed Document 0000902664-17-000115 Exclusions or Exemptions 506b Accepted Date 2017-01-11 09:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking Cold Solutions, Inc. See All Filings	D/A	2017-01-11 09:33:50 UTC
Amount To Be Raised $7,745,214 Associated Brokers / Dealers N/A CIK Number 0001474110 Filed Document 0001474110-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 09:33:50 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Eastward Capital Partners VII LP See All Filings	D/A	2017-01-11 09:29:01 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001655849 Filed Document 0001655849-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 09:29:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOOD LIBATIONS LLC See All Filings	D	2017-01-11 09:04:23 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001692855 Filed Document 0001362118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 09:04:23 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SureHarvest Services, LLC See All Filings	D	2017-01-11 09:01:18 UTC
Amount To Be Raised $1,869,984 Associated Brokers / Dealers N/A CIK Number 0001694230 Filed Document 0001694230-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 09:01:18 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lansing Management Onshore LP See All Filings	D	2017-01-11 08:43:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691909 Filed Document 0001691909-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-11 08:43:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOSCAPE DIGITAL, INC. See All Filings	D	2017-01-10 21:49:31 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001694143 Filed Document 0001694143-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 21:49:31 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Barings Global Investment Funds plc See All Filings	D/A	2017-01-10 20:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502146 Filed Document 0001502146-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-10 20:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings CLO Investment Partners (Cayman) LP See All Filings	D/A	2017-01-10 20:16:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666705 Filed Document 0001666705-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-10 20:16:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barings CLO Investment Partners LP See All Filings	D/A	2017-01-10 20:04:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666706 Filed Document 0001666706-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-10 20:04:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Niki Baseline, LP See All Filings	D	2017-01-10 19:54:46 UTC
Amount To Be Raised $803,210 Associated Brokers / Dealers N/A CIK Number 0001694173 Filed Document 0001694173-17-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2017-01-10 19:54:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Calibrate Ventures, LP See All Filings	D	2017-01-10 19:32:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001692368 Filed Document 0001692368-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 19:32:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOLARGO, INC. See All Filings	D	2017-01-10 19:14:34 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0000880242 Filed Document 0001463205-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-01-10 19:14:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SlateGate Cinema, llc See All Filings	D	2017-01-10 19:06:42 UTC
Amount To Be Raised $7,117,000 Associated Brokers / Dealers N/A CIK Number 0001693325 Filed Document 0001693325-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-10 19:06:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ronn Motor Group, Inc. See All Filings	1-A	2017-01-10 18:46:54 UTC
Amount To Be Raised $46,250,000 Associated Brokers / Dealers To be determined CIK Number 0001651765 Filed Document 0001640334-17-000051 Accepted Date 2017-01-10 18:46:54 UTC Type of Offering 1-A Industry MOTOR VEHICLES & PASSENGER CAR BODIES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Headset, Inc. See All Filings	D	2017-01-10 18:36:19 UTC
Amount To Be Raised $1,577,782 Associated Brokers / Dealers N/A CIK Number 0001650184 Filed Document 0001650184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 18:36:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Numerai, LLC See All Filings	D/A	2017-01-10 18:28:29 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001668527 Filed Document 0001668527-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 18:28:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Powti Innovations, Inc. See All Filings	D	2017-01-10 18:22:49 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001694282 Filed Document 0001694282-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 18:22:49 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Asheville Cube Investors, LLC See All Filings	D	2017-01-10 18:17:50 UTC
Amount To Be Raised $2,525,000 Associated Brokers / Dealers N/A CIK Number 0001694212 Filed Document 0001694212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 18:17:50 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Access 32, LP See All Filings	D/A	2017-01-10 18:14:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614035 Filed Document 0001614035-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 18:14:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 15, LP See All Filings	D/A	2017-01-10 18:11:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587759 Filed Document 0001587759-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 18:11:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Change Capital Partners Fund I, LLC See All Filings	D	2017-01-10 17:52:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001694005 Filed Document 0001565778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 17:52:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HJF Fund, a Series of Global Endowment Targeted Strategy Fund, LP See All Filings	D	2017-01-10 17:50:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694177 Filed Document 0001694177-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 17:50:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radiology Partners Holdings, LLC See All Filings	D	2017-01-10 17:39:11 UTC
Amount To Be Raised $1,795,200 Associated Brokers / Dealers N/A CIK Number 0001608716 Filed Document 0001608716-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-10 17:39:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Short Duration Emerging Market Debt Fund LLC See All Filings	D/A	2017-01-10 17:30:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627583 Filed Document 0001625257-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-10 17:30:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piedmont Stone Center PLLC See All Filings	D	2017-01-10 17:28:34 UTC
Amount To Be Raised $573,600 Associated Brokers / Dealers N/A CIK Number 0001331342 Filed Document 0001331342-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-01-10 17:28:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Emerging Market Debt Fund LLC See All Filings	D/A	2017-01-10 17:28:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607545 Filed Document 0001625257-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-10 17:28:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metera Pharmaceuticals Inc. See All Filings	D/A	2017-01-10 17:21:17 UTC
Amount To Be Raised $8,550,000 Associated Brokers / Dealers N/A CIK Number 0001693559 Filed Document 0001693559-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-10 17:21:17 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
RAYTON SOLAR, INC. See All Filings	1-A/A	2017-01-10 17:20:22 UTC
Amount To Be Raised $47,000,000 Associated Brokers / Dealers N/A CIK Number 0001654124 Filed Document 0001144204-17-001654 Accepted Date 2017-01-10 17:20:22 UTC Type of Offering 1-A/A Industry SEMICONDUCTORS & RELATED DEVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Castine Partners, LP See All Filings	D/A	2017-01-10 17:17:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001226218 Filed Document 0000919574-17-000328 Exclusions or Exemptions 506b Accepted Date 2017-01-10 17:17:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Castine Partners II, LP See All Filings	D/A	2017-01-10 17:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372232 Filed Document 0000919574-17-000326 Exclusions or Exemptions 506b Accepted Date 2017-01-10 17:11:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Content Revolution Coinvestment II, L.P. See All Filings	D	2017-01-10 17:10:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694103 Filed Document 0001140361-17-001390 Exclusions or Exemptions 506b Accepted Date 2017-01-10 17:10:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Content Revolution Coinvestment, L.P. See All Filings	D	2017-01-10 17:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694101 Filed Document 0001140361-17-001387 Exclusions or Exemptions 506b Accepted Date 2017-01-10 17:08:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity