Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FALKONRY INC. See All Filings	D	2017-02-07 17:08:37 UTC
Amount To Be Raised $5,316,112 Associated Brokers / Dealers N/A CIK Number 0001697344 Filed Document 0001697344-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 17:08:37 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Perus Wine Company, LLC See All Filings	D	2017-02-07 17:04:13 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001641510 Filed Document 0001641510-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-07 17:04:13 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY QP LP See All Filings	D/A	2017-02-07 16:59:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001326297 Filed Document 0001326297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:59:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyrrho Global Event Driven Offshore Fund, Ltd. See All Filings	D/A	2017-02-07 16:53:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC, Aldwych Securities, LLC, and Old City Securities LLC CIK Number 0001555000 Filed Document 0001315863-17-000097 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:53:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vesiflo, Inc. See All Filings	D	2017-02-07 16:52:30 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Broadmarkk Capital CIK Number 0001630392 Filed Document 0001630392-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-07 16:52:30 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ridgewood Dividend Partners Fund, a separate series of membership interests of Ridgewood Funds LLC See All Filings	D	2017-02-07 16:51:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697429 Filed Document 0001697429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:51:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Rock All Asset Plus Fund, L.P. See All Filings	D/A	2017-02-07 16:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630129 Filed Document 0001630129-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Owl Rock Capital Corp See All Filings	D/A	2017-02-07 16:49:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC, Owl Rock Capital Securities LLC, and Ameriprise Financial Services, Inc. CIK Number 0001655888 Filed Document 0001140361-17-004908 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:49:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GROWLIFE, INC. See All Filings	D	2017-02-07 16:49:22 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-17-000088 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:49:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NEW MILLENNIUM FUNDAMENTAL HEDGED EQUITY LP See All Filings	D/A	2017-02-07 16:47:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001342577 Filed Document 0001342577-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:47:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
King Street Europe, Ltd. See All Filings	D/A	2017-02-07 16:45:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459472 Filed Document 0000950142-17-000250 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:45:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sententia Group, LP See All Filings	D/A	2017-02-07 16:45:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001562798 Filed Document 0001562798-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:45:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pyrrho Global Event Driven Fund, LP See All Filings	D/A	2017-02-07 16:43:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC, Aldwych Securities LLC, and Old City Securities LLC CIK Number 0001552060 Filed Document 0001315863-17-000096 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:43:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SOUTHWEST LITHOTRIPSY LLC See All Filings	D/A	2017-02-07 16:39:48 UTC
Amount To Be Raised $1,335,000 Associated Brokers / Dealers N/A CIK Number 0001119141 Filed Document 0001119141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:39:48 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TEKMERION CAPITAL FUND, LLC See All Filings	D	2017-02-07 16:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697208 Filed Document 0001697208-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:34:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reclaimant LLC See All Filings	D	2017-02-07 16:34:11 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001695282 Filed Document 0001695282-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-02-07 16:34:11 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Spear Point Private Equity LP See All Filings	D	2017-02-07 16:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697173 Filed Document 0001697173-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:25:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANCHOR CAPITAL PARTNERS I LP See All Filings	D/A	2017-02-07 16:23:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kovitz Securities, LLC CIK Number 0001178694 Filed Document 0001178694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:23:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOSYNTHETIC TECHNOLOGIES, LLC See All Filings	D/A	2017-02-07 16:21:52 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers None CIK Number 0001577689 Filed Document 0001577689-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:21:52 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PixarBio Corp See All Filings	D	2017-02-07 16:21:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623077 Filed Document 0001689936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:21:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Freedom Founders Capital, LLC See All Filings	D	2017-02-07 16:20:44 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001612383 Filed Document 0001612383-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-07 16:20:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
Pigeonly, Inc. See All Filings	D	2017-02-07 16:20:22 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001580960 Filed Document 0001580960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:20:22 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EMC Alpha Fund, LP See All Filings	D/A	2017-02-07 16:15:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598249 Filed Document 0001598249-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:15:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Rende Inc. See All Filings	D	2017-02-07 16:09:09 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001697397 Filed Document 0001697397-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:09:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
PAVmed Inc. See All Filings	D	2017-02-07 16:09:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Xzerta Trading LLC d/b/a HCFP/Capital Markets CIK Number 0001624326 Filed Document 0001571049-17-001096 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:09:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZWEIG DIMENNA PARTNERS L P See All Filings	D/A	2017-02-07 16:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, Inc. and Fairfield Heathcliff Capital LLC CIK Number 0000740450 Filed Document 0000740450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:08:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rubicon Labs, Inc. See All Filings	D	2017-02-07 16:08:16 UTC
Amount To Be Raised $8,999,999 Associated Brokers / Dealers N/A CIK Number 0001553552 Filed Document 0001553552-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:08:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ranch Ventures Fund I, LLC See All Filings	D/A	2017-02-07 16:05:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675597 Filed Document 0001675597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:05:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Planetaus, LLC See All Filings	D	2017-02-07 16:04:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001697390 Filed Document 0001697390-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-07 16:04:54 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Trinity Foods, Inc. See All Filings	D/A	2017-02-07 16:01:29 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641095 Filed Document 0001641095-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:01:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NXSN Acquisition Corp. See All Filings	D	2017-02-07 16:01:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001697174 Filed Document 0001697174-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:01:18 UTC Type of Offering D Industry Computers Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Phasor Inc See All Filings	D	2017-02-07 15:54:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001609012 Filed Document 0001144204-17-006478 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:54:07 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Kapalya Inc See All Filings	D	2017-02-07 15:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kapalya Inc. CIK Number 0001697383 Filed Document 0001697383-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:51:04 UTC Type of Offering D Industry Computers Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
EMC Alpha Fund, LP See All Filings	D/A	2017-02-07 15:48:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598249 Filed Document 0001598249-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:48:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CommuniCare Technology, Inc. See All Filings	D/A	2017-02-07 15:43:49 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001594455 Filed Document 0001594455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:43:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
MERITAGE HOSPITALITY GROUP INC See All Filings	D	2017-02-07 15:42:03 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0000808219 Filed Document 0000892251-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:42:03 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
It's Elation, Inc. See All Filings	D/A	2017-02-07 15:32:03 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001569751 Filed Document 0001569751-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:32:03 UTC Type of Offering D/A Industry Business Services Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pivot Holdings II LLC See All Filings	D	2017-02-07 15:30:56 UTC
Amount To Be Raised $500,002 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:30:56 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Spirits, Inc. See All Filings	C/A	2017-02-07 15:29:52 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001687373 Filed Document 0001670254-17-000019 Accepted Date 2017-02-07 15:29:52 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
FL Edge, LLC See All Filings	D	2017-02-07 15:26:28 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001696873 Filed Document 0001696873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:26:28 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewell Mortgage Fund LLC See All Filings	D	2017-02-07 15:25:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001657976 Filed Document 0001657976-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:25:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
BlueArc Quantitative Equity Series (TE), Ltd. See All Filings	D	2017-02-07 15:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694339 Filed Document 0001694339-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:22:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIPHERLOC Corp See All Filings	D/A	2017-02-07 15:15:37 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers NA CIK Number 0001022505 Filed Document 0001493152-17-001202 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:15:37 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Quantitative Equities Series of BlueArc Alternatives Fund, LLC See All Filings	D	2017-02-07 15:14:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686919 Filed Document 0001686919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:14:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twin Cities Hospitality Partners Holdings, LLC See All Filings	D	2017-02-07 15:13:26 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers N/A CIK Number 0001697402 Filed Document 0001697402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:13:26 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HELiOS EXCHANGE, INC. See All Filings	1-A/A	2017-02-07 15:11:27 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001687715 Filed Document 0001687715-17-000002 Accepted Date 2017-02-07 15:11:27 UTC Type of Offering 1-A/A Industry GENERAL BLDG CONTRACTORS - NONRESIDENTIAL BLDGS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $31,561.32 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Aspect Institutional Diversified Fund See All Filings	D/A	2017-02-07 15:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001605251 Filed Document 0001315863-17-000095 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:04:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLI VUL-1 Series Account of Great-West Life & Annuity of New York See All Filings	D	2017-02-07 14:58:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shirley A.H. McMillan and David S. Hauptman CIK Number 0001458462 Filed Document 0001458462-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:58:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDENBROOK LONG ONLY VALUE FUND, LP See All Filings	D/A	2017-02-07 14:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins//Bay Island Securities, LLC CIK Number 0001665975 Filed Document 0000919574-17-001066 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROSEBROOK OPPORTUNITIES FUND LP See All Filings	D	2017-02-07 14:51:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN, LLC CIK Number 0001696336 Filed Document 0001696336-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:51:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund