Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RD Legal Finance, LLC, Series MSP006 See All Filings	D	2017-02-09 17:57:49 UTC
Amount To Be Raised $383,500 Associated Brokers / Dealers N/A CIK Number 0001696999 Filed Document 0001696999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:57:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Brown Advisory Investors 2016 - Yukon III, LLLP See All Filings	D	2017-02-09 17:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694785 Filed Document 0001695200-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANOSPECTRA BIOSCIENCES INC See All Filings	D	2017-02-09 17:47:54 UTC
Amount To Be Raised $4,166,391 Associated Brokers / Dealers N/A CIK Number 0001260533 Filed Document 0001260533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:47:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Booth-Laird Investment Partnership, LP See All Filings	D/A	2017-02-09 17:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532117 Filed Document 0001532117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rising, L.L.C. See All Filings	D	2017-02-09 17:37:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001697371 Filed Document 0001697371-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:37:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ACCO Semiconductor, Inc. See All Filings	D	2017-02-09 17:28:47 UTC
Amount To Be Raised $21,154,000 Associated Brokers / Dealers N/A CIK Number 0001501397 Filed Document 0001501397-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:28:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
C3 Security Inc. See All Filings	D	2017-02-09 17:27:38 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001697370 Filed Document 0001697370-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-09 17:27:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
WPCM Bessemer Holdings, LLC See All Filings	D	2017-02-09 17:27:36 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001697786 Filed Document 0001697786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:27:36 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2016 - Yukon III (AI), LLLP See All Filings	D	2017-02-09 17:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695200 Filed Document 0001695200-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:23:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Largo Resources Ltd. See All Filings	D	2017-02-09 17:20:25 UTC
Amount To Be Raised $16,402,543 Associated Brokers / Dealers N/A CIK Number 0001400438 Filed Document 0001140361-17-005454 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:20:25 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Battery Opportunity Fund LLC See All Filings	D/A	2017-02-09 17:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378804 Filed Document 0001378804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trio Labs, Inc. See All Filings	D	2017-02-09 17:19:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697782 Filed Document 0001697782-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:19:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Compass Real Estate Fund IV, LLC See All Filings	D	2017-02-09 17:12:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Robert F. Godard CIK Number 0001669701 Filed Document 0001669701-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:12:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Eight Sleep Inc. See All Filings	D/A	2017-02-09 17:07:27 UTC
Amount To Be Raised $13,791,783 Associated Brokers / Dealers N/A CIK Number 0001686351 Filed Document 0001686351-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:07:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCF11 Kirkwood Student Housing, LLC See All Filings	D	2017-02-09 17:00:16 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001697780 Filed Document 0001697780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:00:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Credence Rock Investment II, LLC See All Filings	D	2017-02-09 16:51:47 UTC
Amount To Be Raised $13,010,000 Associated Brokers / Dealers N/A CIK Number 0001697252 Filed Document 0001697252-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:51:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RH Realty Income Fund II, LLC See All Filings	D	2017-02-09 16:49:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001697596 Filed Document 0001697596-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-09 16:49:47 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PCA Growth Capital Fund II, L.P. See All Filings	D/A	2017-02-09 16:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664820 Filed Document 0000950142-17-000268 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCT Stonefield REIT LLC See All Filings	D	2017-02-09 16:35:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696845 Filed Document 0001696845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:35:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HGI Opportunity Select Fund VI, LLC See All Filings	D	2017-02-09 16:35:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers David Turner, Yacha Sutton, Pioneer International Services Limited, Alan H. Zwiebel, and AAG, LLC c/o Akiva Glick CIK Number 0001696590 Filed Document 0001696609-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ROIB REIT 2-A, LLC See All Filings	D	2017-02-09 16:25:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001697739 Filed Document 0001697739-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:25:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ROIB REIT 1-A, LLC See All Filings	D	2017-02-09 16:24:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001697738 Filed Document 0001697738-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:24:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VISUALANT INC See All Filings	D	2017-02-09 16:24:16 UTC
Amount To Be Raised $106,666 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-17-000096 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:24:16 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Quincy's Main Street Coppell, LLC See All Filings	D	2017-02-09 16:20:42 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001689769 Filed Document 0001689769-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:20:42 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
A-HA! Innovations LLC See All Filings	D	2017-02-09 16:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695882 Filed Document 0001695882-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:20:38 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Innosphere Fund I, LP See All Filings	D	2017-02-09 16:18:34 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001690205 Filed Document 0001690205-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:18:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AsclepiX Therapeutics, LLC See All Filings	D	2017-02-09 16:18:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001697751 Filed Document 0001697751-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:18:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Tailwind Eureka Holding Corp See All Filings	D/A	2017-02-09 16:14:18 UTC
Amount To Be Raised $18,500,000 Associated Brokers / Dealers N/A CIK Number 0001686856 Filed Document 0000950103-17-001257 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:14:18 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Residential Assets Fund III, LP See All Filings	D	2017-02-09 16:05:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697602 Filed Document 0000919574-17-001111 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:05:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ambient Clinical Analytics, Inc. See All Filings	D	2017-02-09 16:04:36 UTC
Amount To Be Raised $5,386,755 Associated Brokers / Dealers N/A CIK Number 0001597172 Filed Document 0001209191-17-009047 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:04:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
13 MAKFI/AURORE, LLC See All Filings	D	2017-02-09 16:01:13 UTC
Amount To Be Raised $255,000 Associated Brokers / Dealers N/A CIK Number 0001697768 Filed Document 0001697768-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:01:13 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
NGA Capital Feeder Fund Ltd See All Filings	D/A	2017-02-09 15:56:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Nomura Securities International, Inc. CIK Number 0001633947 Filed Document 0001633947-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:56:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MarketDial, Inc. See All Filings	D	2017-02-09 15:53:16 UTC
Amount To Be Raised $2,094,991 Associated Brokers / Dealers N/A CIK Number 0001671285 Filed Document 0001671285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:53:16 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
AGP Lodge Hill, LLC See All Filings	D	2017-02-09 15:44:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697543 Filed Document 0001697543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:44:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
James River Value Fund Ltd. See All Filings	D	2017-02-09 15:44:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. CIK Number 0001696545 Filed Document 0001696545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:44:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arthritis Innovation Corp See All Filings	D	2017-02-09 15:38:55 UTC
Amount To Be Raised $324,350 Associated Brokers / Dealers N/A CIK Number 0001697507 Filed Document 0001697507-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:38:55 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
William Blair International Leaders Fund, LLC See All Filings	D	2017-02-09 15:22:31 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001697227 Filed Document 0001382963-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:22:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aberdeen U.S. Private Equity VII (Offshore), L.P. See All Filings	D	2017-02-09 15:12:25 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001697260 Filed Document 0001697260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:12:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Niki Main Street, LP See All Filings	D	2017-02-09 15:11:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001697690 Filed Document 0001697690-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-09 15:11:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HGI Opportunity Fund XI, LLC See All Filings	D	2017-02-09 15:08:47 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Lighthouse Financial Solutions Ltd. CIK Number 0001696609 Filed Document 0001696609-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:08:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Chesapeake Investments V-b Limited Partnership See All Filings	D	2017-02-09 15:05:52 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001697517 Filed Document 0001697517-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-09 15:05:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aberdeen U.S. Private Equity VII, L.P. See All Filings	D	2017-02-09 15:05:22 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001696100 Filed Document 0001696100-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:05:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARTHUR VENTURES FUND III A, LP See All Filings	D	2017-02-09 15:01:22 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001697531 Filed Document 0001362118-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:01:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DULLES CREEK HOLDINGS, LLC See All Filings	D	2017-02-09 15:00:01 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001697731 Filed Document 0001209191-17-009026 Exclusions or Exemptions 506b Accepted Date 2017-02-09 15:00:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ZH Healthcare, Inc. See All Filings	D	2017-02-09 14:57:47 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001697670 Filed Document 0001697670-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 14:57:47 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
SeniorSelect Partners, LLC See All Filings	D	2017-02-09 14:52:39 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001656172 Filed Document 0001656172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 14:52:39 UTC Type of Offering D Industry Health Insurance Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
Rickenbacker 717 Development, Inc. See All Filings	D	2017-02-09 14:50:14 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001697673 Filed Document 0001697673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 14:50:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Convercent, Inc. See All Filings	D	2017-02-09 14:48:46 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001567975 Filed Document 0001567975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 14:48:46 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Torrey Pointe Macro Strategy LP See All Filings	D	2017-02-09 14:45:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697443 Filed Document 0001693816-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 14:45:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
US Energy Assets LLC See All Filings	D	2017-02-09 14:41:28 UTC
Amount To Be Raised $1,480,000 Associated Brokers / Dealers N/A CIK Number 0001647919 Filed Document 0001647919-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-09 14:41:28 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity