Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NB Diversified Arbitrage Fund II L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC CIK Number 0001323454 Filed Document 0000902664-14-004575 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NB Alternatives Distressed Credit Fund Ltd See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001487218 Filed Document 0001315863-14-000688 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sands Capital Emerging Markets Growth Feeder Fund (Cayman), Ltd See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627015 Filed Document 0001627015-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hudson Private LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627567 Filed Document 0001627567-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Happy Home Company, Inc. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $2,536,915 Associated Brokers / Dealers N/A CIK Number 0001627615 Filed Document 0001627615-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DreamFactory Software, Inc See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $3,999,999 Associated Brokers / Dealers N/A CIK Number 0001347822 Filed Document 0001347822-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NORTHGATE TELECOM INNOVATIONS PARTNERS, L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624473 Filed Document 0001624473-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE HIGH INCOME CONVERTIBLE FUND II, L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219635 Filed Document 0001181431-14-038933 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Special Situations (Domestic) Feeder II L.P. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627998 Filed Document 0000950142-14-002481 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FranConnect Holdings, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $37,098,501 Associated Brokers / Dealers N/A CIK Number 0001628442 Filed Document 0001628442-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Meadows Senior Housing Investors, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001627846 Filed Document 0001615594-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
WHARD Stewart Partners LP See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564991 Filed Document 0000919574-14-006982 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regulus Solutions Inc. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $34,800 Associated Brokers / Dealers N/A CIK Number 0001614520 Filed Document 0001614520-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
Yuma Hospitality Properties, LLLP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001627852 Filed Document 0001627852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Drawbridge Networks, Inc. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001627840 Filed Document 0001627840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Adams Street 2015 Global Fund LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623366 Filed Document 0001012975-14-000792 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
JANA Nirvana Fund, L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459715 Filed Document 0000902664-14-004563 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - REMS Group Series See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627807 Filed Document 0001627807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Piedmont Hospitality Fund, LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001627040 Filed Document 0001627040-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KKR Special Situations (Domestic) Fund Private Investors II L.P. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628004 Filed Document 0000950142-14-002479 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advanced Technology Fund LLC See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers PHX FINANCIAL, INC. and HALYCON CABOT PARTNERS Ltd. CIK Number 0001611194 Filed Document 0001013762-14-001430 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAPEF V-B AD Co-Investment Limited Partnership See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627931 Filed Document 0001627931-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHAMPIONS ONCOLOGY, INC. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000771856 Filed Document 0001144204-14-073638 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Real Time Medical Systems, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001627879 Filed Document 0001627879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Vital Spikes Investors LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $564,000 Associated Brokers / Dealers N/A CIK Number 0001628734 Filed Document 0001628734-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
Breezeworks Corp See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $5,714,775 Associated Brokers / Dealers N/A CIK Number 0001627763 Filed Document 0001627763-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RSTP II Bravo, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001608684 Filed Document 0001608684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AKSHAY WELLNESS, INC. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001381289 Filed Document 0001381289-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Hallmark - Crown Mill, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers Brown Associates, Inc. CIK Number 0001627792 Filed Document 0001627792-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HG OPPORTUNITY FUND, LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626773 Filed Document 0001626773-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
REALTYSHARES 43, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $54,000 Associated Brokers / Dealers N/A CIK Number 0001627829 Filed Document 0001627829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Cadian Offshore Fund Ltd. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420605 Filed Document 0000919574-14-006986 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boston Common International Sustainable Climate Fund, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001608384 Filed Document 0001608384-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SPRUCE HOUSE PARTNERSHIP LP See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001389653 Filed Document 0000919574-14-006993 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
III SELECT CREDIT FUND LTD See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., James River Securities Corp., Norfolk Markets, LLC, Anchor Asset Management LLC, and Frontier Solutions, LLC CIK Number 0001426141 Filed Document 0001426141-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAVITY LONG-BIASED FUND, LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626270 Filed Document 0000919574-14-007011 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 31, LLC See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $2,320,000 Associated Brokers / Dealers WealthForge, LLC CIK Number 0001626539 Filed Document 0001626539-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
FREEDOM III INVESTMENTS I, LP See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594223 Filed Document 0001594223-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
JANA Partners, L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156346 Filed Document 0000902664-14-004562 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MESIROW FINANCIAL EMPLOYEE REAL ESTATE VALUE FUND II, L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598476 Filed Document 0001598476-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LOOMIS SAYLES INVESTMENT GRADE CORPORATE BOND TRUST See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457000 Filed Document 0001457000-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
DCP China Credit Fund I, L.P. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers N/A CIK Number 0001627953 Filed Document 0001627953-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integral Fund II (A) L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised $9,100,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001626549 Filed Document 0000950103-14-008864 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Neighborhood Beer Company, Inc. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001626143 Filed Document 0001626143-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Millrock Resources Inc See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised $1,207,538 Associated Brokers / Dealers N/A CIK Number 0001409680 Filed Document 0001409680-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ASP Partners 2015 LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623368 Filed Document 0001012975-14-000793 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
YAKIRA PARTNERS L P See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001036183 Filed Document 0001036183-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RSTP II, L.P. See All Filings	D/A	2014-12-12 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Suzanne Troy Cole CIK Number 0001593742 Filed Document 0001593742-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
KKR Special Situations (Domestic) Fund II L.P. See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628065 Filed Document 0000950142-14-002480 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LYME FOREST FUND IV LP See All Filings	D	2014-12-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626603 Filed Document 0001626603-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund