Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Reshape Medical, Inc. See All Filings	D	2017-02-13 14:00:49 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001410930 Filed Document 0001410930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 14:00:49 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 13:59:39 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000141 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:59:39 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Castle Creek Capital Partners VI, LP See All Filings	D/A	2017-02-13 13:58:51 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Triton Pacific Capital, LLC and Thomas Capital Group, Inc. CIK Number 0001666749 Filed Document 0001666749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:58:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 13:57:00 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000140 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:57:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WHEAT CAPITAL MANAGEMENT, LLC See All Filings	D/A	2017-02-13 13:55:48 UTC
Amount To Be Raised $2,925,000 Associated Brokers / Dealers N/A CIK Number 0001642335 Filed Document 0001445866-17-000139 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:55:48 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon Access Ltd. See All Filings	D/A	2017-02-13 13:50:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518835 Filed Document 0001518835-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:50:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southlake Medical Office Building, LLC See All Filings	D	2017-02-13 13:48:03 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697384 Filed Document 0001697384-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:48:03 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CIC IV LP See All Filings	D	2017-02-13 13:47:33 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001697792 Filed Document 0001697792-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-13 13:47:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Americas Fund XII SBS L.P. See All Filings	D/A	2017-02-13 13:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666615 Filed Document 0001666615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Access LLC See All Filings	D/A	2017-02-13 13:44:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001518551 Filed Document 0001518551-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:44:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serrano Gardens IPIRG, LLC See All Filings	D/A	2017-02-13 13:40:31 UTC
Amount To Be Raised $2,150,000 Associated Brokers / Dealers None CIK Number 0001688022 Filed Document 0001688022-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:40:31 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ShiftPixy, Inc. See All Filings	D	2017-02-13 13:33:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Scott W. Absher CIK Number 0001675634 Filed Document 0001477932-17-000695 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:33:19 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
High Tide Advantage Fund, LP See All Filings	D/A	2017-02-13 13:33:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665447 Filed Document 0001013594-17-000117 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:33:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oleander Medical Technologies LLC See All Filings	D	2017-02-13 13:32:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001591185 Filed Document 0001591185-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:32:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Debt
E-HEALTH RECORDS INTERNATIONAL, INC. See All Filings	D/A	2017-02-13 13:32:03 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001562596 Filed Document 0001562596-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:32:03 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Security To Be Acquired
KKR Americas Fund XII ESC L.P. See All Filings	D/A	2017-02-13 13:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666619 Filed Document 0001666619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:25:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IDEA Co-Investment Fund I, LP See All Filings	D	2017-02-13 13:21:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678715 Filed Document 0001461373-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:21:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Broadcast 3DTV, Inc. See All Filings	1-A/A	2017-02-13 13:13:01 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001615923 Filed Document 0001615923-17-000004 Accepted Date 2017-02-13 13:13:01 UTC Type of Offering 1-A/A Industry RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $69.96 State of Jurisdiction CALIFORNIA Type of Security Equity (common or preferred stock)
Hedge Fund Select: Conatus Capital LLC See All Filings	D/A	2017-02-13 13:12:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001666174 Filed Document 0001696825-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:12:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WE CRANES LANDING LLC See All Filings	D	2017-02-13 13:11:05 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001697806 Filed Document 0001078782-17-000177 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:11:05 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hedge Fund Select: BlueTrend LLC See All Filings	D/A	2017-02-13 13:10:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001666172 Filed Document 0001696825-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:10:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedge Fund Select: Brenner West Ltd See All Filings	D/A	2017-02-13 13:07:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001666173 Filed Document 0001696825-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:07:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Applied Cavitation, Inc. See All Filings	D	2017-02-13 13:04:42 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Colorado Financial Service Corporation CIK Number 0001613273 Filed Document 0001613273-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 13:04:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BLUE CLAY CAPITAL SMID-CAP LO LP See All Filings	D	2017-02-13 12:57:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697607 Filed Document 0000919574-17-001349 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:57:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Neuro-ID, Inc. See All Filings	D/A	2017-02-13 12:52:24 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers N/A CIK Number 0001641540 Filed Document 0001641540-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:52:24 UTC Type of Offering D/A Industry Other Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
BOM Australia Ltd Liability Co See All Filings	D/A	2017-02-13 12:36:59 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001668949 Filed Document 0001668949-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:36:59 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Jorvik Multi-Strategy Domestic Fund, L.P. See All Filings	D/A	2017-02-13 12:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483533 Filed Document 0001144204-17-007720 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:34:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jorvik Multi-Strategy Offshore Fund, Ltd See All Filings	D/A	2017-02-13 12:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483530 Filed Document 0001144204-17-007719 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Therapydia, Inc. See All Filings	D	2017-02-13 12:33:13 UTC
Amount To Be Raised $748,416 Associated Brokers / Dealers N/A CIK Number 0001539766 Filed Document 0001140361-17-006068 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:33:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farmwise LLC See All Filings	D	2017-02-13 12:28:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001649685 Filed Document 0001649685-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:28:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Nut Tree Offshore Fund, Ltd. See All Filings	D/A	2017-02-13 12:25:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001669187 Filed Document 0001669187-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:25:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eckard Global, LLC See All Filings	D	2017-02-13 12:10:11 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:10:11 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nut Tree Onshore Fund, LP See All Filings	D/A	2017-02-13 12:08:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N.A. Investcorp LLC CIK Number 0001666723 Filed Document 0001666723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies Unit Trust - Barings Loan Sub-Trust See All Filings	D	2017-02-13 12:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696756 Filed Document 0001696756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:06:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Southern Homes Holdings, LLC See All Filings	D	2017-02-13 12:04:29 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001696436 Filed Document 0001696436-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:04:29 UTC Type of Offering D Industry Residential Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
TechnoVision Partners L.P. See All Filings	D	2017-02-13 12:04:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001140616 Filed Document 0001140616-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:04:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - Barings Loan Series See All Filings	D	2017-02-13 12:02:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696752 Filed Document 0001696752-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:02:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARRISON STREET CORE PROPERTY FUND C, L.P. See All Filings	D/A	2017-02-13 12:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679254 Filed Document 0001679254-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 12:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Idaho Capital Ventures, LLC See All Filings	D	2017-02-13 11:46:27 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001697905 Filed Document 0001697905-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:46:27 UTC Type of Offering D Industry Investing Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Revere Credit Opportunities Fund III, LP See All Filings	D	2017-02-13 11:44:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689712 Filed Document 0001689712-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:44:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Palm Drive Capital II LP See All Filings	D	2017-02-13 11:36:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681826 Filed Document 0001681826-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:36:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDUS EMERGING MARKETS LONG ONLY FUND, LTD. See All Filings	D/A	2017-02-13 11:34:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569750 Filed Document 0000919574-17-001305 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:34:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HARRISON STREET CORE PROPERTY FUND A, L.P. See All Filings	D/A	2017-02-13 11:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560727 Filed Document 0001560727-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Pacific Opportunities Fund, Ltd. See All Filings	D/A	2017-02-13 11:28:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001352812 Filed Document 0000919574-17-001301 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:28:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Elite SEM Holdings, LP See All Filings	D	2017-02-13 11:27:43 UTC
Amount To Be Raised $31,350,000 Associated Brokers / Dealers N/A CIK Number 0001697516 Filed Document 0001140361-17-006018 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:27:43 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Cross Stone Opportunities Fund LP See All Filings	D	2017-02-13 11:24:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697199 Filed Document 0001013594-17-000116 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:24:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Frontier Five Elms III, LP See All Filings	D	2017-02-13 11:19:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697638 Filed Document 0001140361-17-006014 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:19:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Impact Housing REIT, LLC See All Filings	1-A/A	2017-02-13 11:17:07 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001683617 Filed Document 0001214659-17-001016 Accepted Date 2017-02-13 11:17:07 UTC Type of Offering 1-A/A Industry OPERATORS OF APARTMENT BUILDINGS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Harrison Street Core Property Fund, L.P. See All Filings	D/A	2017-02-13 11:12:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535350 Filed Document 0001535350-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:12:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NANOSTEEL COMPANY, INC See All Filings	D/A	2017-02-13 11:11:35 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001339693 Filed Document 0001339693-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 11:11:35 UTC Type of Offering D/A Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity