Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
6600 RIVERS AVENUE LLC See All Filings	D	2017-02-13 19:36:57 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001696901 Filed Document 0001696901-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-13 19:36:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Zero Motorcycles Inc See All Filings	D	2017-02-13 19:31:14 UTC
Amount To Be Raised $15,195,387 Associated Brokers / Dealers N/A CIK Number 0001414496 Filed Document 0001414496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 19:31:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar MSW Fund Ltd See All Filings	D	2017-02-13 19:29:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697920 Filed Document 0001697920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 19:29:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rise Companies Corp. See All Filings	1-A POS	2017-02-13 19:24:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001640967 Filed Document 0001144204-17-008096 Accepted Date 2017-02-13 19:24:36 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $2,328,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Tetra Health Management Florida LLC See All Filings	D	2017-02-13 18:52:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696227 Filed Document 0001696227-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:52:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Ronn Motor Group, Inc. See All Filings	1-A/A	2017-02-13 18:36:59 UTC
Amount To Be Raised $46,250,000 Associated Brokers / Dealers To be determined CIK Number 0001651765 Filed Document 0001640334-17-000286 Accepted Date 2017-02-13 18:36:59 UTC Type of Offering 1-A/A Industry MOTOR VEHICLES & PASSENGER CAR BODIES Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Audicus, Inc. See All Filings	D	2017-02-13 18:34:54 UTC
Amount To Be Raised $5,740,660 Associated Brokers / Dealers N/A CIK Number 0001606258 Filed Document 0001606258-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:34:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONEHOPE, Inc See All Filings	D	2017-02-13 18:13:17 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001635020 Filed Document 0001635020-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:13:17 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Acuta Capital Offshore Fund, Ltd. See All Filings	D/A	2017-02-13 18:08:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604651 Filed Document 0001604651-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:08:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAF PACIFICA GROUP - DEVELOPMENT FUND I, LLC See All Filings	D	2017-02-13 18:02:40 UTC
Amount To Be Raised $13,812,300 Associated Brokers / Dealers N/A CIK Number 0001678005 Filed Document 0001171520-17-000065 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:02:40 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mycroft AI Inc. See All Filings	D	2017-02-13 18:00:36 UTC
Amount To Be Raised $3,979 Associated Brokers / Dealers N/A CIK Number 0001685404 Filed Document 0001685404-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-13 18:00:36 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Miragen Therapeutics, Inc. See All Filings	D	2017-02-13 17:53:31 UTC
Amount To Be Raised $40,703,067 Associated Brokers / Dealers Wedbush Securities Inc. CIK Number 0001417827 Filed Document 0001417827-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:53:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Big Delta Systems, Inc. See All Filings	D	2017-02-13 17:47:18 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001617253 Filed Document 0001617253-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:47:18 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Acuta Opportunity Offshore Fund, Ltd. See All Filings	D/A	2017-02-13 17:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569999 Filed Document 0001569999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuta Capital Fund, LP See All Filings	D/A	2017-02-13 17:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601391 Filed Document 0001601391-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:33:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRONCLAD ENCRYPTION Corp See All Filings	D	2017-02-13 17:27:27 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers Delaney Equity Group. LLC CIK Number 0001455926 Filed Document 0001455926-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:27:27 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Acuta Opportunity Fund, LP See All Filings	D/A	2017-02-13 17:25:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528091 Filed Document 0001528091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:25:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners II, Ltd. See All Filings	D/A	2017-02-13 17:24:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485924 Filed Document 0000902664-17-001102 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:24:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners Parallel Fund I, L.P. See All Filings	D/A	2017-02-13 17:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345007 Filed Document 0000902664-17-001101 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:24:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SubVRsive, Inc. See All Filings	D	2017-02-13 17:23:37 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001697793 Filed Document 0001697793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:23:37 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners II, L.P. See All Filings	D/A	2017-02-13 17:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392207 Filed Document 0000902664-17-001100 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:22:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD GENERAL OFFSHORE FUND II LTD. See All Filings	D	2017-02-13 17:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695614 Filed Document 0001140361-17-006278 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:21:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD GENERAL FUND II L.P. See All Filings	D	2017-02-13 17:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695615 Filed Document 0001140361-17-006275 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:19:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acuta Ventures, LP See All Filings	D/A	2017-02-13 17:18:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601194 Filed Document 0001601194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:18:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SoftForm Lighting, LLC See All Filings	D	2017-02-13 17:08:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001697906 Filed Document 0001697906-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:08:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
TH-Plainfield, IN-1-UT, LLC See All Filings	D	2017-02-13 17:05:33 UTC
Amount To Be Raised $2,460,000 Associated Brokers / Dealers N/A CIK Number 0001697685 Filed Document 0001697685-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-13 17:05:33 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Nineteen77 Global Multi-Strategy Alpha WM II LLC See All Filings	D/A	2017-02-13 17:04:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and UBS Global Asset Management (US) Inc. CIK Number 0001663964 Filed Document 0001663964-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 17:04:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCEND LEGEND FUND LP See All Filings	D/A	2017-02-13 16:52:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569687 Filed Document 0001405086-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:52:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Multi-Disciplinary Fund, LP See All Filings	D/A	2017-02-13 16:52:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001457668 Filed Document 0001457668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:52:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASCEND LEGEND FUND, LTD. See All Filings	D/A	2017-02-13 16:52:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570215 Filed Document 0001405086-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:52:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
POLESTAR OFFSHORE FUND LTD See All Filings	D/A	2017-02-13 16:43:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC and STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001312570 Filed Document 0001312570-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:43:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFICA CAPITAL FUND, L.P. See All Filings	D/A	2017-02-13 16:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471026 Filed Document 0001398344-17-001919 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fuze, Inc. See All Filings	D	2017-02-13 16:40:14 UTC
Amount To Be Raised $120,299,979 Associated Brokers / Dealers N/A CIK Number 0001559210 Filed Document 0001559210-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:40:14 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Horizon Credit Opportunities Fund, LP See All Filings	D/A	2017-02-13 16:35:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001237198 Filed Document 0001237198-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:35:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM Infrastructure Fund II, L.P. See All Filings	D/A	2017-02-13 16:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PAS Advisory Services Pty Ltd and Further Capital Partners Ltd. CIK Number 0001660051 Filed Document 0001660051-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAZ Private Energy Fund, L.P. - Private Energy Capital Portfolio See All Filings	D	2017-02-13 16:18:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696105 Filed Document 0001696105-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:18:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Turn/River Capital II (Co-Investment), L.P. See All Filings	D	2017-02-13 16:15:15 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001697098 Filed Document 0001697098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:15:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canopy Financial Advisors Corp. See All Filings	D	2017-02-13 16:15:11 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001697921 Filed Document 0001209191-17-009972 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:15:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VICTORY ENERGY CORP See All Filings	D	2017-02-13 16:14:34 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0000700764 Filed Document 0001477932-17-000701 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:14:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Gila Therapeutics, Inc. See All Filings	D	2017-02-13 16:13:46 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673503 Filed Document 0001209191-17-009965 Exclusions or Exemptions 506c Accepted Date 2017-02-13 16:13:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MPC NC 2017 Energy ICF 1, LLC See All Filings	D	2017-02-13 16:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697969 Filed Document 0001697969-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 16:03:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black Swan Targeted Return Volatility Arbitrage Fund See All Filings	D	2017-02-13 15:52:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robert Blair Jaffee CIK Number 0001696807 Filed Document 0001696807-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:52:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makeena, Inc. See All Filings	D	2017-02-13 15:32:50 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0001599478 Filed Document 0001599478-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:32:50 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Voya Financial Advisors, Inc. See All Filings	D/A	2017-02-13 15:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424367 Filed Document 0001140361-17-006164 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:32:00 UTC Type of Offering D/A Industry Investing Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Other
Teton Equity Partners II, LP See All Filings	D	2017-02-13 15:30:29 UTC
Amount To Be Raised $2,350,000 Associated Brokers / Dealers N/A CIK Number 0001697908 Filed Document 0001697908-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:30:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Lucerne Nordic Fund, L.P. See All Filings	D/A	2017-02-13 15:27:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470457 Filed Document 0000950142-17-000297 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:27:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstone Side-by-Side Umbrella Partnership L.P. See All Filings	D/A	2017-02-13 15:19:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663886 Filed Document 0001663886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:19:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nido Surgical, Inc. See All Filings	D	2017-02-13 15:06:58 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656827 Filed Document 0001656827-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:06:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MPC NC 2017 Energy ICF 3, LLC See All Filings	D	2017-02-13 15:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697888 Filed Document 0001697888-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 15:06:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
X3M Brands LLC See All Filings	D	2017-02-13 15:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697939 Filed Document 0001162677-17-000011 Exclusions or Exemptions 504.1 and 506b Accepted Date 2017-02-13 15:02:58 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity