Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
STAY ALFRED, INC. See All Filings	D	2017-01-13 17:45:30 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001694486 Filed Document 0001694486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:45:30 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
8th Line Investments, LLC See All Filings	D/A	2017-01-13 17:43:32 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001688373 Filed Document 0001688373-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:43:32 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Foreign Developed Partnership LLC See All Filings	D/A	2017-01-13 17:41:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001422816 Filed Document 0001422816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:41:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PITTSBURGH JEWISH SCHOLARSHIP I LLC See All Filings	D	2017-01-13 17:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694692 Filed Document 0001694692-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:38:22 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2017-01-13 17:37:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:37:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sensei Holdings, Inc. See All Filings	D	2017-01-13 17:35:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001694865 Filed Document 0001694865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:35:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Mid Cap Partnership LLC See All Filings	D/A	2017-01-13 17:35:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411361 Filed Document 0001411361-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:35:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Avance on Adams LLC See All Filings	D	2017-01-13 17:34:32 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers n/a CIK Number 0001694860 Filed Document 0001694860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:34:32 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2017-01-13 17:32:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:32:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Altegris Renaissance IE Fund, Ltd. See All Filings	D	2017-01-13 17:31:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694683 Filed Document 0001694683-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:31:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLYR, Inc. See All Filings	D	2017-01-13 17:31:25 UTC
Amount To Be Raised $8,000,666 Associated Brokers / Dealers N/A CIK Number 0001637585 Filed Document 0001637585-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:31:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MRM Private Equity, LLC See All Filings	D	2017-01-13 17:31:19 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694453 Filed Document 0001694453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:31:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wilshire Finance Partners, Inc. See All Filings	D/A	2017-01-13 17:31:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499344 Filed Document 0001499344-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-13 17:31:12 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TCG Fluent Pharma Investors LP See All Filings	D	2017-01-13 17:30:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001694399 Filed Document 0001694399-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:30:36 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Convergence Equity Partners, LP See All Filings	D/A	2017-01-13 17:30:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627476 Filed Document 0001627476-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:30:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2017-01-13 17:26:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:26:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Hustle Con Media See All Filings	C	2017-01-13 17:24:48 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $200,000 CIK Number 0001693311 Filed Document 0001644600-17-000005 Accepted Date 2017-01-13 17:24:48 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
CMWA Capital Appreciation Fund LLC See All Filings	D/A	2017-01-13 17:23:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321086 Filed Document 0001321086-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:23:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
POPS! Diabetes Care, Inc. See All Filings	D	2017-01-13 17:21:54 UTC
Amount To Be Raised $1,234,858 Associated Brokers / Dealers N/A CIK Number 0001664262 Filed Document 0001209191-17-003726 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:21:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TMPOS, INC See All Filings	D	2017-01-13 17:18:09 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001692068 Filed Document 0001692068-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-01-13 17:18:09 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Silver Point Distressed Opportunities Offshore Fund, L.P. See All Filings	D	2017-01-13 17:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001694705 Filed Document 0000950142-17-000113 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:17:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Silver Point Distressed Opportunities Fund, LP. See All Filings	D	2017-01-13 17:15:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001694794 Filed Document 0000950142-17-000112 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:15:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TellusLabs, Inc. See All Filings	D	2017-01-13 17:14:23 UTC
Amount To Be Raised $3,099,995 Associated Brokers / Dealers N/A CIK Number 0001694547 Filed Document 0001694547-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:14:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VGW Holdings Ltd See All Filings	D	2017-01-13 17:14:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694858 Filed Document 0001209191-17-003718 Exclusions or Exemptions 506c Accepted Date 2017-01-13 17:14:13 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRALIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Green Light District Holdings, Inc. See All Filings	D	2017-01-13 17:14:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001694802 Filed Document 0001694802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:14:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
FEMASYS INC See All Filings	D	2017-01-13 17:13:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Salem Partners LLC CIK Number 0001339005 Filed Document 0001339005-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:13:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Scopia LB International Ltd See All Filings	D/A	2017-01-13 17:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596817 Filed Document 0000919574-17-000497 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 163 See All Filings	D	2017-01-13 17:02:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001694583 Filed Document 0001694583-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:02:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORM Timber Fund IV LLC See All Filings	D	2017-01-13 17:02:00 UTC
Amount To Be Raised $388,000,000 Associated Brokers / Dealers N/A CIK Number 0001694405 Filed Document 0001140361-17-001906 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:02:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets Small-Cap Fund, Ltd. See All Filings	D	2017-01-13 17:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694312 Filed Document 0001694312-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 17:01:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O'Brien Greene Small-Capitalization Stock Fund, L.P. See All Filings	D	2017-01-13 16:59:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630701 Filed Document 0001140361-17-001905 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:59:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SCOPIA LB LLC See All Filings	D/A	2017-01-13 16:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579272 Filed Document 0000919574-17-000495 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RECP Hollywood South, LLC See All Filings	D	2017-01-13 16:58:14 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers Charles B. Harrison, Patrick J. Whelchel, Lori Mayfield, Scott Harrison, and Phyllis Johnson CIK Number 0001693157 Filed Document 0001012975-17-000042 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:58:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
DERRYDOWN INVESTORS, LLC See All Filings	D	2017-01-13 16:57:38 UTC
Amount To Be Raised $5,472,500 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001694783 Filed Document 0001694783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:57:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MVP LS Fund IX LLC See All Filings	D/A	2017-01-13 16:52:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001687619 Filed Document 0001687619-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:52:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MI-12 VENTURE FUND, LLC - SERIES TWI-2 See All Filings	D	2017-01-13 16:50:52 UTC
Amount To Be Raised $787,500 Associated Brokers / Dealers N/A CIK Number 0001694467 Filed Document 0001694467-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:50:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tarsa Therapeutics, Inc. See All Filings	D	2017-01-13 16:50:07 UTC
Amount To Be Raised $1,636,000 Associated Brokers / Dealers N/A CIK Number 0001475030 Filed Document 0001475030-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:50:07 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
SALVEO FUND I, LLC See All Filings	D	2017-01-13 16:48:29 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Prakash Seitz CIK Number 0001694793 Filed Document 0001694793-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:48:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ORAMETRIX INC See All Filings	D	2017-01-13 16:45:46 UTC
Amount To Be Raised $2,066,000 Associated Brokers / Dealers N/A CIK Number 0001119087 Filed Document 0001119087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:45:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
JSDI Celmark Grant Ave, LLC See All Filings	D	2017-01-13 16:43:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001671130 Filed Document 0001671130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:43:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Shine Medical Technologies, Inc. See All Filings	D/A	2017-01-13 16:40:12 UTC
Amount To Be Raised $29,034,972 Associated Brokers / Dealers N/A CIK Number 0001514300 Filed Document 0000897069-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:40:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Frontier Bancshares Inc See All Filings	D	2017-01-13 16:39:15 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brean Capital, LLC and Hovde Group, LLC CIK Number 0001379918 Filed Document 0001379918-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:39:15 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Solomon Hess Opportunity Fund LLC See All Filings	D/A	2017-01-13 16:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491481 Filed Document 0001491481-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:35:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIG Onshore Fund, L.P. See All Filings	D/A	2017-01-13 16:29:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476622 Filed Document 0001140361-17-001857 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:29:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIG Offshore Fund, Ltd. See All Filings	D/A	2017-01-13 16:27:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478810 Filed Document 0001140361-17-001849 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MH III Holdings-T, LLC See All Filings	D	2017-01-13 16:24:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison CIK Number 0001694160 Filed Document 0001694160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:24:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ADVISORY RESEARCH SMALL CAP VALUE FUND LP See All Filings	D/A	2017-01-13 16:22:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001166073 Filed Document 0001166073-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:22:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starwood Energy Infrastructure Fund III U.S. Investor, L.P. See All Filings	D	2017-01-13 16:21:58 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers Campbell Lutyens & Co. Ltd. CIK Number 0001692333 Filed Document 0001692338-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:21:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Try It Tiny, LLC See All Filings	D/A	2017-01-13 16:19:44 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001693370 Filed Document 0001693370-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:19:44 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
ZERONINES TECHNOLOGY INC See All Filings	D	2017-01-13 16:17:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001163941 Filed Document 0001693286-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-13 16:17:01 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity