Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FairWords, Inc. See All Filings	D	2017-02-14 13:25:14 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001691184 Filed Document 0001691184-17-000004 Exclusions or Exemptions 506c Accepted Date 2017-02-14 13:25:14 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Brooklyn Bruman L.P. See All Filings	D	2017-02-14 13:23:03 UTC
Amount To Be Raised $2,650,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001698056 Filed Document 0001698056-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 13:23:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Beach Point Loan Fund LP See All Filings	D/A	2017-02-14 13:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001484453 Filed Document 0001484453-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Liberty Union 2, LLC See All Filings	D	2017-02-14 13:07:56 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001698042 Filed Document 0001698042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:07:56 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Reserve at St. Lucie LP 188, LLC See All Filings	D/A	2017-02-14 13:05:27 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001684661 Filed Document 0001684661-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 13:05:27 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Updox LLC See All Filings	D	2017-02-14 13:05:22 UTC
Amount To Be Raised $13,700,000 Associated Brokers / Dealers N/A CIK Number 0001514029 Filed Document 0001514029-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-14 13:05:22 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-02-14 12:55:29 UTC
Amount To Be Raised $504,145 Associated Brokers / Dealers Craig Rutledge, Robert Rainey, Thomas Miller, Kenneth Gibson, Brett Ellen, and Aaron Morris CIK Number 0001135856 Filed Document 0001135856-17-000059 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:55:29 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Genomind, Inc. See All Filings	D	2017-02-14 12:50:04 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:50:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Pennybacker IV Falcon, LLC See All Filings	D	2017-02-14 12:45:21 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001697544 Filed Document 0001697544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:45:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Freshii Inc. See All Filings	D	2017-02-14 12:40:48 UTC
Amount To Be Raised $782,700 Associated Brokers / Dealers N/A CIK Number 0001566256 Filed Document 0001140361-17-006849 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:40:48 UTC Type of Offering D Industry Retailing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WRG Entertainment Fund II, LLC See All Filings	D	2017-02-14 12:35:59 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001697181 Filed Document 0001697181-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:35:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bryan Energy LP #38-2016 See All Filings	D/A	2017-02-14 12:33:08 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Bryan Funding, Inc. CIK Number 0001682691 Filed Document 0001682691-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:33:08 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pictet Global Emerging Debt Fund LLC See All Filings	D	2017-02-14 12:32:37 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers na CIK Number 0001695801 Filed Document 0001695801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:32:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Reserve at Ormond Beach 272, LLC See All Filings	D/A	2017-02-14 12:28:59 UTC
Amount To Be Raised $8,330,000 Associated Brokers / Dealers N/A CIK Number 0001691362 Filed Document 0001691362-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 12:28:59 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HYGIEIA INC See All Filings	D	2017-02-14 12:25:36 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001445455 Filed Document 0001445455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:25:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Home Team Holdings, LLC See All Filings	D	2017-02-14 12:21:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595995 Filed Document 0001595995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:21:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Canaveral Venture Fund I, LP See All Filings	D	2017-02-14 12:17:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698011 Filed Document 0001698011-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:17:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCP Prairie Hills, LLC See All Filings	D	2017-02-14 12:17:16 UTC
Amount To Be Raised $2,200,673 Associated Brokers / Dealers N/A CIK Number 0001581016 Filed Document 0001581016-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:17:16 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Inomin Mines Inc. See All Filings	D	2017-02-14 12:13:16 UTC
Amount To Be Raised $101,020 Associated Brokers / Dealers N/A CIK Number 0001697838 Filed Document 0001571049-17-001333 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:13:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ZO Skin Health, Inc. See All Filings	D	2017-02-14 12:02:45 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001633953 Filed Document 0001633953-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 12:02:45 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Greenspring Opportunities IV, L.P. See All Filings	D/A	2017-02-14 11:59:56 UTC
Amount To Be Raised $330,000,000 Associated Brokers / Dealers PTP Securities, LLC, VCP Advisors LLC, PAS Advisory Services Pty Ltd, and Stifel Nicolaus & Company, Incorporated CIK Number 0001659169 Filed Document 0001659169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:59:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Town & Country Bancshares, LLC See All Filings	D	2017-02-14 11:37:25 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001557745 Filed Document 0001557745-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 11:37:25 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Core Plus Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2017-02-14 11:21:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001686127 Filed Document 0001686127-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:21:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SmartSky Networks, LLC See All Filings	D	2017-02-14 11:21:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553431 Filed Document 0001553431-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:21:02 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
PGIM High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2017-02-14 11:14:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001679184 Filed Document 0001679184-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:14:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Locust Point Private Credit Fund, L.P. See All Filings	D	2017-02-14 11:13:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695368 Filed Document 0001695368-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-14 11:13:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Offshore Mezzanine Partners III Co-Invest, L.P. See All Filings	D	2017-02-14 11:09:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698033 Filed Document 0001698031-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:09:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Drawdown Fund, L.P. See All Filings	D/A	2017-02-14 11:05:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC CIK Number 0001665193 Filed Document 0000950103-17-001372 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:05:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Offshore Mezzanine Partners III Co-Invest Feeder, L.P. See All Filings	D	2017-02-14 11:02:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698031 Filed Document 0001698031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:02:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Absolute Total Return Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D/A	2017-02-14 11:00:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services CIK Number 0001682552 Filed Document 0001682552-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 11:00:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SORIN ACTIVE TRADING FUND LP See All Filings	D	2017-02-14 10:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693590 Filed Document 0000919574-17-001839 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:53:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Drawdown Offshore Fund, L.P. See All Filings	D	2017-02-14 10:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696086 Filed Document 0000950103-17-001370 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:50:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Havix Group, Inc See All Filings	D	2017-02-14 10:48:33 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001650186 Filed Document 0001650186-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:48:33 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Sutton Square Partners (Offshore) Fund, Ltd. See All Filings	D/A	2017-02-14 10:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684669 Filed Document 0001684669-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CROWN GLOBAL OPPORTUNITIES VI PLC See All Filings	D/A	2017-02-14 10:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694462 Filed Document 0001694462-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Emerging Markets Equity Fund L.P. See All Filings	D/A	2017-02-14 10:34:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001581311 Filed Document 0001140361-17-006557 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:34:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutton Square Partners Fund, L.P. See All Filings	D/A	2017-02-14 10:31:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684667 Filed Document 0001684667-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:31:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cell Care Therapeutics, Inc. See All Filings	D	2017-02-14 10:25:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001659658 Filed Document 0001659658-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:25:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LIFT CANNABIS CO. LTD. See All Filings	D	2017-02-14 10:20:39 UTC
Amount To Be Raised $762,893 Associated Brokers / Dealers DUNDEE SECURITIES INC. CIK Number 0001697783 Filed Document 0001697783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 10:20:39 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ORCA LONG SHORT LIMITED PARTNERSHIP See All Filings	D	2017-02-14 09:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001698024 Filed Document 0001698024-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:59:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPITAL 360 FUND LLC See All Filings	D	2017-02-14 09:54:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001698014 Filed Document 0001698014-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:54:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Altalis Capital Partners, LP See All Filings	D/A	2017-02-14 09:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571201 Filed Document 0000919574-17-001750 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:43:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SWIFT FUELS, LLC See All Filings	D	2017-02-14 09:42:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001697420 Filed Document 0001697420-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:42:21 UTC Type of Offering D Industry Other Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Helix TCS, Inc. See All Filings	D	2017-02-14 09:09:32 UTC
Amount To Be Raised $445,000 Associated Brokers / Dealers N/A CIK Number 0001611277 Filed Document 0001065949-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-02-14 09:09:32 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MISSIONOG ANNEX FUND, L.P. See All Filings	D	2017-02-14 08:55:44 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001696754 Filed Document 0001696754-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-14 08:55:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SiteOne Therapeutics, Inc. See All Filings	D	2017-02-13 21:12:16 UTC
Amount To Be Raised $15,113,916 Associated Brokers / Dealers N/A CIK Number 0001647628 Filed Document 0001579188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 21:12:16 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
IZSEARCH INC See All Filings	D	2017-02-13 20:47:12 UTC
Amount To Be Raised $436,500 Associated Brokers / Dealers None CIK Number 0001695812 Filed Document 0001695812-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 20:47:12 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AltheaDx, Inc. See All Filings	D	2017-02-13 20:36:48 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001470592 Filed Document 0001659377-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 20:36:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Lakes Neuroscience, Inc See All Filings	D	2017-02-13 20:03:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001697261 Filed Document 0001697261-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-13 20:03:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
1st Ave. W Lenders, LLC See All Filings	D	2017-02-13 19:47:20 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001697657 Filed Document 0001697657-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-13 19:47:20 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt