Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WAYPOINT BARRINGTON INVESTORS, LP See All Filings	D	2017-01-18 21:40:41 UTC
Amount To Be Raised $17,300,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001618224 Filed Document 0001382963-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-01-18 21:40:41 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pivotal Venture Partners Fund I, L.P. See All Filings	D	2017-01-18 21:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695076 Filed Document 0001695076-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 21:10:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Third Street Capital 423, LLC See All Filings	D	2017-01-18 20:06:44 UTC
Amount To Be Raised $3,212,951 Associated Brokers / Dealers N/A CIK Number 0001695006 Filed Document 0001695006-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-18 20:06:44 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Big Cheese, Inc. See All Filings	C	2017-01-18 20:03:26 UTC
Financial Interest The intermediary will receive a ten (10) year warrant to purchase a Convertible Promissory Note in a principal amount that is equal to 2% (two percent) of the aggregate principal amount of all Convertible Promissory Notes issued in the Offering. Filing Platform FIRST DEMOCRACY VC Offering Amount $1,000,000 CIK Number 0001694994 Filed Document 0001694994-17-000001 Accepted Date 2017-01-18 20:03:26 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State FLORIDA
Field Guide to Evil, LLC See All Filings	C	2017-01-18 20:01:09 UTC
Financial Interest 1% of the securities issued Filing Platform First Democracy VC Offering Amount $500,000 CIK Number 0001694974 Filed Document 0001694974-17-000001 Accepted Date 2017-01-18 20:01:09 UTC Type of Offering C Security Offered Amount 200,000 Security Offered Type Other State DELAWARE
JET HEALTH, INC. See All Filings	D	2017-01-18 19:48:14 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001672884 Filed Document 0001672884-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 19:48:14 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Eave, Inc. See All Filings	D	2017-01-18 19:47:07 UTC
Amount To Be Raised $7,576,369 Associated Brokers / Dealers N/A CIK Number 0001688368 Filed Document 0001688368-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 19:47:07 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
AppZen, Inc. See All Filings	D	2017-01-18 19:07:31 UTC
Amount To Be Raised $1,715,000 Associated Brokers / Dealers N/A CIK Number 0001674366 Filed Document 0001674366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 19:07:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ClubUp, LLC See All Filings	D/A	2017-01-18 18:59:37 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001681666 Filed Document 0001681666-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:59:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sweat on Broadway, L.P. See All Filings	D/A	2017-01-18 18:54:17 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001693258 Filed Document 0001692198-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:54:17 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ONEHOPE, Inc See All Filings	D/A	2017-01-18 18:54:15 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001635020 Filed Document 0001635020-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:54:15 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
PROPHECY DEVELOPMENT CORP. See All Filings	D	2017-01-18 18:37:49 UTC
Amount To Be Raised $29,719 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0001545224 Filed Document 0001545224-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:37:49 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Loanstar Technologies LLC See All Filings	D	2017-01-18 18:37:04 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001694914 Filed Document 0001694914-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:37:04 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ONEHOPE, Inc See All Filings	D	2017-01-18 18:28:39 UTC
Amount To Be Raised $5,988,000 Associated Brokers / Dealers N/A CIK Number 0001635020 Filed Document 0001635020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:28:39 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WALLEYE INVESTMENTS FUND LLC See All Filings	D/A	2017-01-18 18:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379227 Filed Document 0001379227-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sievent, LLC See All Filings	C	2017-01-18 18:19:19 UTC
Financial Interest 2% of the Securities issued in this offering Filing Platform DreamFunded MarketPlace, LLC Offering Amount $100,000 CIK Number 0001695121 Filed Document 0001695121-17-000001 Accepted Date 2017-01-18 18:19:19 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
CoSign Inc. See All Filings	D	2017-01-18 18:12:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605930 Filed Document 0001605930-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:12:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WP REIT, LLC See All Filings	D	2017-01-18 18:11:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695120 Filed Document 0001695120-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:11:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jackson South Investments, LLC See All Filings	D	2017-01-18 18:03:44 UTC
Amount To Be Raised $4,000,555 Associated Brokers / Dealers N/A CIK Number 0001695114 Filed Document 0001695114-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 18:03:44 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Marchette Investments, LLC See All Filings	D	2017-01-18 17:41:56 UTC
Amount To Be Raised $3,589,000 Associated Brokers / Dealers N/A CIK Number 0001695116 Filed Document 0001695116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:41:56 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 21, LP See All Filings	D/A	2017-01-18 17:41:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593975 Filed Document 0001593975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:41:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Attribytes, Inc. See All Filings	D	2017-01-18 17:33:54 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001695106 Filed Document 0001695106-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:33:54 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Shurling Investments, LLC See All Filings	D	2017-01-18 17:31:53 UTC
Amount To Be Raised $4,097,668 Associated Brokers / Dealers N/A CIK Number 0001695118 Filed Document 0001695118-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:31:53 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SP Capital Fund, LP See All Filings	D	2017-01-18 17:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694987 Filed Document 0001694987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:28:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
371 DotAve LLC See All Filings	D	2017-01-18 17:27:20 UTC
Amount To Be Raised $4,848,513 Associated Brokers / Dealers N/A CIK Number 0001695110 Filed Document 0001695110-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:27:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
iConsumer Corp. See All Filings	1-A POS	2017-01-18 17:20:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652350 Filed Document 0001654954-17-000348 Accepted Date 2017-01-18 17:20:49 UTC Type of Offering 1-A POS Industry SERVICES-PERSONAL SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $1,177 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Muskogee Partners, LLC See All Filings	D	2017-01-18 17:20:18 UTC
Amount To Be Raised $2,425,500 Associated Brokers / Dealers N/A CIK Number 0001695125 Filed Document 0001695125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:20:18 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Newport Burgundy, LLC See All Filings	D/A	2017-01-18 17:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510314 Filed Document 0001507943-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:11:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC CORPORATE OPPORTUNITIES (U.S. DOLLAR), LTD. See All Filings	D/A	2017-01-18 17:08:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525542 Filed Document 0001507943-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:08:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT ST ELMO II, LLC See All Filings	D/A	2017-01-18 17:07:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481059 Filed Document 0001507943-17-000021 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:07:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Newport Burgundy, LLC See All Filings	D/A	2017-01-18 17:05:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510314 Filed Document 0001507943-17-000020 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:05:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Macro Fund, L.P. on behalf of & for the account of the Real Estate Risk Transfer Series See All Filings	D/A	2017-01-18 17:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663013 Filed Document 0001507943-17-000019 Exclusions or Exemptions 506b Accepted Date 2017-01-18 17:04:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Macro Offshore Fund, SPC. on behalf of & for the account of the Real Estate Risk Transfer Segregated Portfolio See All Filings	D/A	2017-01-18 16:59:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662204 Filed Document 0001507943-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:59:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPM Macro Fund, L.P. on behalf of & for the account of the Real Estate Risk Transfer Series See All Filings	D/A	2017-01-18 16:59:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663013 Filed Document 0001507943-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:59:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keen Home Inc. See All Filings	1-A/A	2017-01-18 16:58:03 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001684813 Filed Document 0001144204-17-002718 Accepted Date 2017-01-18 16:58:03 UTC Type of Offering 1-A/A Industry ELECTRIC HOUSEWARES & FANS Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $839,912 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Vividion Therapeutics, Inc. See All Filings	D	2017-01-18 16:56:03 UTC
Amount To Be Raised $50,500,000 Associated Brokers / Dealers N/A CIK Number 0001671687 Filed Document 0001671687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:56:03 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Qualtrax, Inc. See All Filings	D	2017-01-18 16:44:22 UTC
Amount To Be Raised $2,999,917 Associated Brokers / Dealers N/A CIK Number 0001694185 Filed Document 0001625988-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:44:22 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
UNIQUIFY, INC. See All Filings	D	2017-01-18 16:43:42 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001695003 Filed Document 0001458516-17-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2017-01-18 16:43:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Cove Key Fund LP See All Filings	D	2017-01-18 16:42:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692678 Filed Document 0001315863-17-000050 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:42:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cove Key Offshore Fund Ltd. See All Filings	D	2017-01-18 16:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692764 Filed Document 0001315863-17-000049 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:39:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Fund, L.P. See All Filings	D	2017-01-18 16:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694267 Filed Document 0000899140-17-000039 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:36:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Offshore Mezzanine Partners III Institutional, L.P. See All Filings	D	2017-01-18 16:31:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695101 Filed Document 0001695101-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:31:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GOODWORKS ENTERTAINMENT GROUP, LLC See All Filings	D	2017-01-18 16:31:07 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001695093 Filed Document 0001695093-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:31:07 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CENTRALIS PARTNERS LP See All Filings	D/A	2017-01-18 16:29:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596851 Filed Document 0001140361-17-002159 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:29:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COGNITION THERAPEUTICS INC See All Filings	D/A	2017-01-18 16:29:11 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001455365 Filed Document 0001455365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:29:11 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Segregated Portfolio A of EPSG SPC LTD. See All Filings	D	2017-01-18 16:27:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694656 Filed Document 0001140361-17-002154 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:27:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tensleep Financial Corp See All Filings	1-A/A	2017-01-18 16:27:16 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001690477 Filed Document 0001690477-17-000004 Accepted Date 2017-01-18 16:27:16 UTC Type of Offering 1-A/A Industry FINANCE SERVICES Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Face in the Crowd Development Ltd Liability Co See All Filings	D/A	2017-01-18 16:18:46 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661206 Filed Document 0001661206-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:18:46 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MSD Private Credit Opportunity Fund, L.P. See All Filings	D	2017-01-18 16:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692626 Filed Document 0000902664-17-000246 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:16:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Advise Holdings, LLC See All Filings	D	2017-01-18 16:15:38 UTC
Amount To Be Raised $1,630,842 Associated Brokers / Dealers N/A CIK Number 0001556975 Filed Document 0001556975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-18 16:15:38 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity