Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Leerink Transformation Investors I L.P. See All Filings	D	2017-06-01 10:07:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707169 Filed Document 0001707169-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 10:07:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Arcadia Power, Inc. See All Filings	D	2017-06-01 10:07:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610017 Filed Document 0001610017-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 10:07:30 UTC Type of Offering D Industry Other Energy Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PHASE CHANGE SOFTWARE LLC See All Filings	D	2017-06-01 10:00:03 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-17-000029 Exclusions or Exemptions 506b Accepted Date 2017-06-01 10:00:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ellevity Partners LLC See All Filings	D	2017-06-01 09:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707436 Filed Document 0001707436-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:43:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RPC Skybox, LLC See All Filings	D/A	2017-06-01 09:42:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609658 Filed Document 0001609658-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:42:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Rates Fund, Ltd. See All Filings	D	2017-06-01 09:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706936 Filed Document 0000950172-17-000055 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:38:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Global Equity Fund Inc. See All Filings	D/A	2017-06-01 09:30:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675739 Filed Document 0000945621-17-000249 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:30:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Credit Opportunities Fund (Onshore), LP See All Filings	D/A	2017-06-01 09:30:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656152 Filed Document 0001144204-17-030514 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:30:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Terminator, LLC See All Filings	D/A	2017-06-01 09:29:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609659 Filed Document 0001609659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:29:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Post Senior Loan Fund, L.P. See All Filings	D/A	2017-06-01 09:29:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566589 Filed Document 0001144204-17-030513 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:29:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Intermediate Term High Yield Fund, L.P. See All Filings	D/A	2017-06-01 09:29:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530938 Filed Document 0001144204-17-030512 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:29:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Ltd Term High Yield Fund, L.P. See All Filings	D/A	2017-06-01 09:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475247 Filed Document 0001144204-17-030509 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:28:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG Pactual Rates Fund, LLC See All Filings	D/A	2017-06-01 09:28:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672044 Filed Document 0000950172-17-000054 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:28:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Senior Loan Offshore Fund, Ltd. See All Filings	D/A	2017-06-01 09:28:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568343 Filed Document 0001144204-17-030507 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:28:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Post Ltd Term High Yield Offshore Fund, Ltd. See All Filings	D/A	2017-06-01 09:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490682 Filed Document 0001144204-17-030506 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:27:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Global Equity Fund L.P. See All Filings	D/A	2017-06-01 09:27:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675738 Filed Document 0000945621-17-000248 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:27:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRTI, Inc. See All Filings	D/A	2017-06-01 09:26:34 UTC
Amount To Be Raised $4,378,000 Associated Brokers / Dealers N/A CIK Number 0001599423 Filed Document 0001599423-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:26:34 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Post Traditional High Yield Fund, L.P. See All Filings	D/A	2017-06-01 09:25:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001494266 Filed Document 0001144204-17-030504 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:25:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG Pactual Rates Master Fund, Ltd. See All Filings	D/A	2017-06-01 09:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672057 Filed Document 0000950172-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:21:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Junto Offshore Fund Ltd. See All Filings	D/A	2017-06-01 09:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593436 Filed Document 0001315863-17-000476 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:12:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Junto Capital Partners LP See All Filings	D/A	2017-06-01 09:11:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593437 Filed Document 0001315863-17-000475 Exclusions or Exemptions 506b Accepted Date 2017-06-01 09:11:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ronit Global Opportunities Fund LP See All Filings	D/A	2017-06-01 08:58:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578447 Filed Document 0000902664-17-002525 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:58:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Offshore Feeder Fund See All Filings	D/A	2017-06-01 08:57:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617936 Filed Document 0000945621-17-000247 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:57:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFP Japan Special Opportunities Fund Ltd. See All Filings	D/A	2017-06-01 08:57:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643499 Filed Document 0000902664-17-002524 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:57:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SFP Japan Special Opportunities Fund L.P. See All Filings	D/A	2017-06-01 08:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643500 Filed Document 0000902664-17-002523 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:55:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Onshore Feeder Fund See All Filings	D/A	2017-06-01 08:54:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617935 Filed Document 0000945621-17-000246 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:54:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Master Fund See All Filings	D/A	2017-06-01 08:51:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617934 Filed Document 0000945621-17-000245 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:51:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NUTRAFUELS INC See All Filings	D/A	2017-06-01 08:47:54 UTC
Amount To Be Raised $1,643,500 Associated Brokers / Dealers N/A CIK Number 0001563463 Filed Document 0001511164-17-000334 Exclusions or Exemptions 506b Accepted Date 2017-06-01 08:47:54 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Global Opportunities Fund Ltd See All Filings	D/A	2017-06-01 07:04:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638562 Filed Document 0001638562-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-01 07:04:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
IIFL Opportunities Fund 3 See All Filings	D/A	2017-06-01 06:54:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675467 Filed Document 0001638565-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-06-01 06:54:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Global Dynamic Opportunities Fund Ltd. See All Filings	D/A	2017-06-01 06:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638565 Filed Document 0001638565-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-01 06:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Emerging India Focus Funds See All Filings	D/A	2017-06-01 06:12:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638560 Filed Document 0001638560-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-01 06:12:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Life Impact Solutions, Inc. See All Filings	D	2017-05-31 20:54:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706010 Filed Document 0001706010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 20:54:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Royal Council of the Real Fairyland, LLC See All Filings	D	2017-05-31 20:25:44 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001629804 Filed Document 0001629804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 20:25:44 UTC Type of Offering D Industry Retailing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sackett Street Capital 279, LLC See All Filings	D	2017-05-31 20:11:20 UTC
Amount To Be Raised $3,450,169 Associated Brokers / Dealers N/A CIK Number 0001708040 Filed Document 0001708040-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-31 20:11:20 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
TKO Farms, Inc. See All Filings	D	2017-05-31 20:03:43 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001707951 Filed Document 0001707951-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-31 20:03:43 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PARAFFIN INTERNATIONAL, INC. See All Filings	D	2017-05-31 19:52:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001677865 Filed Document 0001677865-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 19:52:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
URANIUM ENERGY CORP See All Filings	D	2017-05-31 18:51:07 UTC
Amount To Be Raised $67,500 Associated Brokers / Dealers N/A CIK Number 0001334933 Filed Document 0001183740-17-000091 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:51:07 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clean Energy Capital Fund IV, LLC See All Filings	D	2017-05-31 18:49:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001707883 Filed Document 0001707883-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:49:49 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Section Studios, Inc. See All Filings	D	2017-05-31 18:37:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668777 Filed Document 0001668777-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:37:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gold Street Reserves, LLC See All Filings	D/A	2017-05-31 18:32:58 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Gold Street Reserves LLC CIK Number 0001683068 Filed Document 0001062993-17-002769 Exclusions or Exemptions 506c Accepted Date 2017-05-31 18:32:58 UTC Type of Offering D/A Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vinehaven Partners, LLC See All Filings	D	2017-05-31 18:19:13 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001708095 Filed Document 0001708095-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:19:13 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Demandbase, Inc. See All Filings	D	2017-05-31 18:15:34 UTC
Amount To Be Raised $24,999,995 Associated Brokers / Dealers N/A CIK Number 0001391273 Filed Document 0001391273-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:15:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apse, Inc. See All Filings	D	2017-05-31 18:13:46 UTC
Amount To Be Raised $463,500 Associated Brokers / Dealers N/A CIK Number 0001590265 Filed Document 0001590265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:13:46 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
MacuLogix, Inc. See All Filings	D/A	2017-05-31 18:11:30 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001554897 Filed Document 0001554897-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:11:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
RIVI Opportunity Fund, L.P. See All Filings	D/A	2017-05-31 18:01:19 UTC
Amount To Be Raised $31,485,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001692012 Filed Document 0001692012-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-05-31 18:01:19 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BTCS Inc. See All Filings	D	2017-05-31 17:54:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001436229 Filed Document 0001493152-17-006044 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:54:43 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SMARI ORGANICS, INC. See All Filings	D	2017-05-31 17:50:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001586697 Filed Document 0001586697-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-31 17:50:34 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
HOVIT CORP See All Filings	D	2017-05-31 17:44:58 UTC
Amount To Be Raised $2,000 Associated Brokers / Dealers N/A CIK Number 0001683315 Filed Document 0001117768-17-001124 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:44:58 UTC Type of Offering D Industry Other Travel Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SCA Forney Storage LP See All Filings	D	2017-05-31 17:43:38 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001707673 Filed Document 0001707673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-05-31 17:43:38 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity