Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Collins Capital Master Fund II LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001383887 Filed Document 0001264128-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.P. Morgan Digital Growth Fund II L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611500 Filed Document 0001012975-14-000809 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BIOVENTRIX INC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001283259 Filed Document 0001283259-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Japanese Strategic Equity Fund, a series of Lazard Investment Trust See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628188 Filed Document 0001628188-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fuel-From-Waste 2 LLC See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $3,650,000 Associated Brokers / Dealers Richfield Orion International Inc. and Wall Street Strategies, Inc. CIK Number 0001557771 Filed Document 0001557771-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Corent Technology, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $2,149,000 Associated Brokers / Dealers N/A CIK Number 0001414984 Filed Document 0001414984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Patriot REIT II LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers William McGugin CIK Number 0001628223 Filed Document 0001628223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3Derm Systems, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627808 Filed Document 0001627808-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Cantone Asset Management, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $1,070,000 Associated Brokers / Dealers Cantone Research, Inc. CIK Number 0001628752 Filed Document 0001628752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rocket21 Enterprises, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001628242 Filed Document 0001628242-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Graham Growth Partners, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510296 Filed Document 0001510296-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BREP Asia Feeder L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $385,535,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001582185 Filed Document 0001582185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWT Holdings I Corp. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001604643 Filed Document 0000895345-14-000313 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Endless Fund IV A LP See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $760,000,000 Associated Brokers / Dealers N/A CIK Number 0001628929 Filed Document 0001628929-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliance of Laredo Physicians, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $88,000 Associated Brokers / Dealers N/A CIK Number 0001630723 Filed Document 0001630723-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Oaktree Emerging Markets Absolute Return Feeder Fund, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165559 Filed Document 0001181431-14-039443 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redfin CORP See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $70,990,828 Associated Brokers / Dealers N/A CIK Number 0001382821 Filed Document 0001382821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rincon Venture Partners III, L.P. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001627620 Filed Document 0001627620-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cairn Global Funds plc See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508138 Filed Document 0000902664-14-004633 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Bridges Europe Long Only Fund Ltd. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628597 Filed Document 0000902664-14-004657 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, and William W. Cathriner CIK Number 0001616017 Filed Document 0001616017-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tor Asia Credit Fund LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594839 Filed Document 0001594839-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goldsource Mines Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $5,036,543 Associated Brokers / Dealers N/A CIK Number 0001299865 Filed Document 0001140361-14-046265 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
FoodEssentials Corp See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $3,892,253 Associated Brokers / Dealers N/A CIK Number 0001578999 Filed Document 0001578999-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Indicator Ventures, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001626119 Filed Document 0001626119-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NotifyMe, Inc. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627152 Filed Document 0001627152-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lazard Emerging Markets Equity Advantage Fund, a series of Lazard Investment Trust See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628189 Filed Document 0001628189-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
P2 Capital Fund, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001409505 Filed Document 0001181431-14-039316 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Miromatrix Medical Inc. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Charlie Nickoloff, Valenti Synergy Consulting, LLC, Blake Capital Partners, LLC, Mark D. Witmer, and Woodrow L. Blevins CIK Number 0001527096 Filed Document 0001288230-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewater Pure Alpha Trading Company, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001536986 Filed Document 0001536980-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Equity
StraighterLine, Inc. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $15,865,863 Associated Brokers / Dealers N/A CIK Number 0001481403 Filed Document 0001481403-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
East Side Capital Offshore, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345015 Filed Document 0000919574-14-007101 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FIRST FRAMTIDEN LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077900 Filed Document 0001077901-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
PNC Real Estate Tax Credit Capital Institutional Fund 56 LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A and N/A CIK Number 0001628794 Filed Document 0001628794-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Capital Factory IV, L.P. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001592303 Filed Document 0001592303-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW Global Credit Opportunities Fund, L.P. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001625318 Filed Document 0001625318-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passport Long Short Fund, Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567025 Filed Document 0001567025-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RXR New York Metro Emerging Sub-Market Venture Parallel III LP See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628259 Filed Document 0000895345-14-000318 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGSM/MobileFusion, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $1,744,897 Associated Brokers / Dealers N/A CIK Number 0001533241 Filed Document 0001533241-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Passport Offshore Ltd See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378880 Filed Document 0001378880-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCG TMI Co-Investor 1, L.P. See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628881 Filed Document 0001628877-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
COLLINS CAPITAL DIVERSIFIED FUND II L P See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Edward Lyons, Rod Hennek, Ed Michelson, Robert Seal, and Regions Securities LLC CIK Number 0000940925 Filed Document 0001264128-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Collins Capital Liquid Trading Fund Ltd. See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regions Securities LLC CIK Number 0001543653 Filed Document 0001264128-14-000068 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vital Financial 10X Technologies Investors LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $2,140,429 Associated Brokers / Dealers N/A CIK Number 0001564438 Filed Document 0001564438-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $Not Applicable Type of Security Equity
Tempus Fund, LP See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628222 Filed Document 0001628222-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
COLLINS CAPITAL LOW VOLATILITY PERFORMANCE FUND I LP See All Filings	D/A	2014-12-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan Edward Lyons, Martha Aldridge, and Regions Securities LLC CIK Number 0001267632 Filed Document 0001264128-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kymac Land LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $25,250,000 Associated Brokers / Dealers n/a CIK Number 0001629345 Filed Document 0001629345-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Matchbox Food Group, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001627598 Filed Document 0001627598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Madison Fund V, LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Allen, Mooney & Barnes Brokerage Services, LLC CIK Number 0001627870 Filed Document 0001627870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Tribine Harvester LLC See All Filings	D	2014-12-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001628580 Filed Document 0001628580-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-19 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity