Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SFP VALUE REALIZATION FUND L.P. See All Filings	D/A	2017-01-23 09:22:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282366 Filed Document 0000902664-17-000333 Exclusions or Exemptions 506b Accepted Date 2017-01-23 09:22:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROWGRASS PARTNERSHIP LP See All Filings	D/A	2017-01-23 09:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459466 Filed Document 0000902664-17-000332 Exclusions or Exemptions 506b Accepted Date 2017-01-23 09:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Noodle Companies, LLC See All Filings	D	2017-01-23 09:00:20 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001647684 Filed Document 0001647684-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-23 09:00:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HOMI, INC See All Filings	D	2017-01-23 08:57:08 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001692641 Filed Document 0001362118-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-01-23 08:57:08 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
HOMI, INC See All Filings	D	2017-01-23 08:47:17 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001692641 Filed Document 0001362118-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-23 08:47:17 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
North Elm Investments LP See All Filings	D/A	2017-01-23 08:01:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630741 Filed Document 0000905718-17-000134 Exclusions or Exemptions 506b Accepted Date 2017-01-23 08:01:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-23 07:45:06 UTC
Amount To Be Raised $847,143 Associated Brokers / Dealers Jennifer Kephart, John S. Fulton, Edward M. Lubell (Ned), and Sara D. Roth CIK Number 0001135856 Filed Document 0001135856-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-01-23 07:45:06 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-23 07:41:00 UTC
Amount To Be Raised $2,490,800 Associated Brokers / Dealers Bryant Kirk, Lucy Piotrowski, Sean Devlin, Kenneth Labarge, and Lucia Fiumara CIK Number 0001135856 Filed Document 0001135856-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-01-23 07:41:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-23 07:34:47 UTC
Amount To Be Raised $1,705,724 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-01-23 07:34:47 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2017-01-23 07:25:30 UTC
Amount To Be Raised $17,733,798 Associated Brokers / Dealers Kirk Penland and Mark Morgan CIK Number 0001135856 Filed Document 0001135856-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-01-23 07:25:30 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LBA IV-PPI REIT, LP See All Filings	D	2017-01-23 07:18:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001695272 Filed Document 0001695272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-23 07:18:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DarioHealth Corp. See All Filings	D	2017-01-23 06:06:41 UTC
Amount To Be Raised $5,100,000 Associated Brokers / Dealers N/A CIK Number 0001533998 Filed Document 0001144204-17-003314 Exclusions or Exemptions 506b Accepted Date 2017-01-23 06:06:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
DUO, LLC See All Filings	C	2017-01-20 21:59:53 UTC
Financial Interest 2% of the Securities issued in this offering Filing Platform DreamFunded MarketPlace, LLC Offering Amount $100,000 CIK Number 0001695082 Filed Document 0001695082-17-000001 Accepted Date 2017-01-20 21:59:53 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Wollaston Wealth Fund LP See All Filings	D	2017-01-20 21:59:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001692797 Filed Document 0001692797-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-20 21:59:40 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Phrame, Inc. See All Filings	C	2017-01-20 21:37:24 UTC
Financial Interest 2% of the Securities issued in this offering Filing Platform DreamFunded MarketPlace, LLC Offering Amount $100,000 CIK Number 0001695166 Filed Document 0001695166-17-000001 Accepted Date 2017-01-20 21:37:24 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Me Tyme Network, Inc. See All Filings	C	2017-01-20 20:31:01 UTC
Financial Interest 2% of the Securities issued in this offering Filing Platform DreamFunded MarketPlace, LLC Offering Amount $100,000 CIK Number 0001691877 Filed Document 0001691877-17-000001 Accepted Date 2017-01-20 20:31:01 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Ivantis, Inc. See All Filings	D	2017-01-20 20:25:52 UTC
Amount To Be Raised $25,000,002 Associated Brokers / Dealers N/A CIK Number 0001521993 Filed Document 0001521993-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 20:25:52 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEALTH-ADE LLC See All Filings	D	2017-01-20 20:01:56 UTC
Amount To Be Raised $1,500,013 Associated Brokers / Dealers N/A CIK Number 0001669527 Filed Document 0001669527-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-20 20:01:56 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Creekside at Amherst Apartments III, LLC See All Filings	D	2017-01-20 19:37:56 UTC
Amount To Be Raised $9,500,000 Associated Brokers / Dealers N/A CIK Number 0001695113 Filed Document 0001079973-17-000053 Exclusions or Exemptions 506b Accepted Date 2017-01-20 19:37:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Edelweiss Apartments VI, LLC See All Filings	D	2017-01-20 19:35:53 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001695119 Filed Document 0001079973-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-01-20 19:35:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Parkview Terrace Apartments IV, LLC See All Filings	D	2017-01-20 19:35:11 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001695152 Filed Document 0001079973-17-000051 Exclusions or Exemptions 506b Accepted Date 2017-01-20 19:35:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GoFish Cam, Inc. See All Filings	C/A	2017-01-20 19:26:34 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $400,000 CIK Number 0001693411 Filed Document 0001693411-17-000004 Accepted Date 2017-01-20 19:26:34 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
ENTREE GOLD INC See All Filings	D	2017-01-20 18:55:59 UTC
Amount To Be Raised $415,094 Associated Brokers / Dealers N/A CIK Number 0001271554 Filed Document 0001140361-17-002457 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:55:59 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Engaged Capital Co-Invest VI-A, LP See All Filings	D	2017-01-20 18:53:43 UTC
Amount To Be Raised $151,000,000 Associated Brokers / Dealers N/A CIK Number 0001695183 Filed Document 0001144204-17-003294 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:53:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital Co-Invest VI, LP See All Filings	D	2017-01-20 18:51:09 UTC
Amount To Be Raised $76,000,000 Associated Brokers / Dealers N/A CIK Number 0001695189 Filed Document 0001144204-17-003293 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:51:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NRIA 423 Third Manager, LLC See All Filings	D	2017-01-20 18:46:05 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001695367 Filed Document 0001695367-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-20 18:46:05 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Next Energy Technologies, Inc. See All Filings	D/A	2017-01-20 18:28:29 UTC
Amount To Be Raised $6,999,993 Associated Brokers / Dealers Callaway Private Equity Partners, Inc. CIK Number 0001526240 Filed Document 0001526240-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:28:29 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farmer & The Belle LLC See All Filings	D	2017-01-20 18:27:16 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers The Farmer & The Belle LLC CIK Number 0001695284 Filed Document 0001695284-17-000001 Exclusions or Exemptions 504, 505, 504.1, and 506c Accepted Date 2017-01-20 18:27:16 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Other
DCP Academy, LLC See All Filings	D	2017-01-20 18:16:36 UTC
Amount To Be Raised $1,520,000 Associated Brokers / Dealers N/A CIK Number 0001695381 Filed Document 0001695381-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:16:36 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
NextLesson Inc. See All Filings	D	2017-01-20 18:08:59 UTC
Amount To Be Raised $7,957,760 Associated Brokers / Dealers N/A CIK Number 0001578268 Filed Document 0001578268-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:08:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jericho Oil Corp See All Filings	D	2017-01-20 18:02:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001602380 Filed Document 0001602380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 18:02:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TFAWV Investments, LLC See All Filings	D	2017-01-20 17:49:57 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers (none) CIK Number 0001690877 Filed Document 0001690877-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:49:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Maximized Living Partners, LP See All Filings	D	2017-01-20 17:48:06 UTC
Amount To Be Raised $3,935,000 Associated Brokers / Dealers N/A CIK Number 0001695380 Filed Document 0001695380-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:48:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Barings Global Credit Fund (LUX) SCSp, SICAV-SIF See All Filings	D/A	2017-01-20 17:45:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652093 Filed Document 0001652093-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:45:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COPsync, Inc. See All Filings	D	2017-01-20 17:43:45 UTC
Amount To Be Raised $36 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001383154 Filed Document 0001185185-17-000104 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:43:45 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Origin Ventures IV, L.P. See All Filings	D/A	2017-01-20 17:21:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001663429 Filed Document 0001663429-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:21:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rise Companies Corp. See All Filings	1-A/A	2017-01-20 17:19:08 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001640967 Filed Document 0001144204-17-003219 Accepted Date 2017-01-20 17:19:08 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $2,328,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
PERIMETER CENTER FOR OUTPATIENT SURGERY LP See All Filings	D/A	2017-01-20 17:18:24 UTC
Amount To Be Raised $259,869 Associated Brokers / Dealers N/A CIK Number 0001160740 Filed Document 0001160740-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:18:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AHP Equity Fund, LLC See All Filings	D	2017-01-20 17:17:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695299 Filed Document 0001695299-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-20 17:17:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
MGG SF Drawdown Fund (Cayman) LP See All Filings	D/A	2017-01-20 17:12:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001686815 Filed Document 0000902664-17-000327 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:12:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG SF Evergreen Unlevered Fund LP See All Filings	D	2017-01-20 17:11:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001695215 Filed Document 0000902664-17-000326 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:11:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dominion Self Storage LLC Self Storage Facility See All Filings	D	2017-01-20 17:09:31 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001695194 Filed Document 0001695194-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:09:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MGG SF Drawdown Unlevered Fund LP See All Filings	D	2017-01-20 17:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001695198 Filed Document 0000902664-17-000325 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:09:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG SF Evergreen Fund (Cayman) LP See All Filings	D/A	2017-01-20 17:08:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001671360 Filed Document 0000902664-17-000324 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:08:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MGG SF Evergreen Fund LP See All Filings	D/A	2017-01-20 17:07:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001664839 Filed Document 0000902664-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:07:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MGG Specialty Finance Fund LP See All Filings	D/A	2017-01-20 17:03:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC and BCW Securities LLC CIK Number 0001627674 Filed Document 0000902664-17-000322 Exclusions or Exemptions 506b Accepted Date 2017-01-20 17:03:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swannies Footwear, LLC See All Filings	C	2017-01-20 17:01:55 UTC
Financial Interest The intermediary will acquire an equity interest in the issuer valued at 5% of the amount raised through SI Securities, LLC. Filing Platform SI SECURITIES, LLC Offering Amount $500,000 CIK Number 0001691201 Filed Document 0001644600-17-000008 Accepted Date 2017-01-20 17:01:55 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MINNESOTA
Sundar, Inc. See All Filings	D/A	2017-01-20 16:54:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001651460 Filed Document 0001651460-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:54:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
MINISTRY PARTNERS INVESTMENT COMPANY, LLC See All Filings	D/A	2017-01-20 16:54:17 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Ministry Partners Securities, LLC CIK Number 0000944130 Filed Document 0000944130-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:54:17 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CQS Directional Opportunities Feeder Fund, LP See All Filings	D/A	2017-01-20 16:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001537124 Filed Document 0001537124-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-20 16:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund