Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hickory Preserve Holdings, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $15,443,200 Associated Brokers / Dealers The Strategic Financial Alliance, Inc., Triad Advisors, Inc., United Planners' Financial Services of America, First Allied Securities, Inc., Arque Capital, Ltd., and Whitehall-Parker Securities, Inc. CIK Number 0001611124 Filed Document 0001611124-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hexavest EAFE Equity Fund See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamersley Partners, LLC and Eaton Vance Distributors, Inc. CIK Number 0001476502 Filed Document 0001476502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAI Agility Income Fund See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499947 Filed Document 0001625257-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kalahari Capital Select LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628834 Filed Document 0001628834-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hera Therapeutics Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $2,545,018 Associated Brokers / Dealers N/A CIK Number 0001563355 Filed Document 0001563355-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MW Core Fund See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504516 Filed Document 0000902664-14-004647 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waypoint Nashville Investors LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $9,375,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001628728 Filed Document 0001382963-14-000063 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GAI Corbin Multi-Strategy Fund, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001508782 Filed Document 0001625257-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR Style Premia Offshore Fund II Ltd. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577264 Filed Document 0001414070-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TM Delivery Systems, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001628804 Filed Document 0001628804-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Onex York Co-Invest LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $40,691,842 Associated Brokers / Dealers N/A CIK Number 0001629006 Filed Document 0001140361-14-046414 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VINE MEDIA OPPORTUNITIES - FUND III, LP See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001584230 Filed Document 0001584230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EKT LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627896 Filed Document 0001627896-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STCE NC 2014 Energy Fund 3, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $3,112,500 Associated Brokers / Dealers N/A CIK Number 0001628958 Filed Document 0001628958-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First State Properties, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers N/A CIK Number 0001627536 Filed Document 0001627536-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Higginbotham Insurance Agency, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001412101 Filed Document 0001412101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Debt
AQR Global Risk Premium Offshore Fund II Ltd See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001402855 Filed Document 0001402855-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2nd Street Partners LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001628606 Filed Document 0001628606-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Deep Forest Media, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $5,748,910 Associated Brokers / Dealers N/A CIK Number 0001629153 Filed Document 0001629153-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LiteIdeas LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001570275 Filed Document 0001570275-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Debt
Investormill Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $175,000 Associated Brokers / Dealers N/A CIK Number 0001628763 Filed Document 0001628763-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wefunder Orange Fund, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,394,000 Associated Brokers / Dealers N/A CIK Number 0001628826 Filed Document 0001628826-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Phoenix Pointe Investors LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $10,975,000 Associated Brokers / Dealers N/A CIK Number 0001628838 Filed Document 0001628838-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LATITUDE 360, INC. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001376755 Filed Document 0001376755-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Kapolei Hawaii Hotel REIT LP See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629293 Filed Document 0001629293-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OrthoAccel Technologies, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001467805 Filed Document 0001467805-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wisegate, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001506286 Filed Document 0001506286-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
J.P. Morgan U.S. Corporate Finance Institutional Investors V LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595439 Filed Document 0001012975-14-000815 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
US Land Preservation, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001629101 Filed Document 0001629101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
New Generation Turnaround Fund (Delaware) LP See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565329 Filed Document 0000945621-15-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Equity
Motions Research Ltd Liability Co See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001628060 Filed Document 0001628060-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Peer Street Funding, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001626475 Filed Document 0001626475-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PH Columbus MTP, LLC See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001627577 Filed Document 0001627577-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
PayStream Software Holdings, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $39,599,996 Associated Brokers / Dealers N/A CIK Number 0001628644 Filed Document 0001140361-14-046444 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PHARMAJET, INC. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001475017 Filed Document 0001475017-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nexus eWater Holdings, Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001627979 Filed Document 0001446933-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAI Aurora Opportunities Fund, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001508781 Filed Document 0001625257-14-000009 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swoop.com, Inc See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001562459 Filed Document 0001562459-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
AG Capital Recovery Partners VIII, L.P. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593944 Filed Document 0001593944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW European TOPS Fund See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504530 Filed Document 0000902664-14-004646 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Humm Kombucha LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,740,000 Associated Brokers / Dealers N/A CIK Number 0001606164 Filed Document 0001606164-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OREGON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Feingold O'Keeffe Secured Value Master Fund, Ltd. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448944 Filed Document 0000919574-14-007119 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAI Mesirow Insight Fund, LLC See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001439166 Filed Document 0001625257-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon-London New Global Fund of The Marathon-London Pooled Trust See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458287 Filed Document 0001458287-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Cogito Corp See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629045 Filed Document 0001629045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SARDONYX CAPITAL SECTOR MOMENTUM FUND I, L.P. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628133 Filed Document 0001628133-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Not Applicable Type of Security Equity
OMNI Retail Group, Inc. See All Filings	D/A	2014-12-22 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001611213 Filed Document 0001611213-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
StreetLight Data Inc. See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $2,000,001 Associated Brokers / Dealers N/A CIK Number 0001574571 Filed Document 0001574571-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SOMETHING ROTTEN Ltd Liability Co See All Filings	D	2014-12-22 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001625749 Filed Document 0001625749-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-22 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity