Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NRIA 279 Sackett Manager, LLC See All Filings	D	2017-06-05 21:18:28 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001708517 Filed Document 0001708517-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-05 21:18:28 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DuoLeo Capital, LLC See All Filings	D	2017-06-05 21:10:10 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001708388 Filed Document 0001708388-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 21:10:10 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
ChromaDex Corp. See All Filings	D	2017-06-05 20:37:05 UTC
Amount To Be Raised $16,389,916 Associated Brokers / Dealers Ladenburg Thalmann and Co. Inc. CIK Number 0001386570 Filed Document 0001415889-17-000932 Exclusions or Exemptions 506b Accepted Date 2017-06-05 20:37:05 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Trilion Capital Fund, LLC See All Filings	D	2017-06-05 20:02:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708199 Filed Document 0001708199-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 20:02:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Storygize LLC See All Filings	D/A	2017-06-05 19:32:31 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-05 19:32:31 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Humm Kombucha LLC See All Filings	D	2017-06-05 19:12:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Cascadia Capital, Inc. CIK Number 0001606164 Filed Document 0001606164-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-05 19:12:59 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
BSR Trust, LLC See All Filings	D	2017-06-05 19:10:10 UTC
Amount To Be Raised $25,000,287 Associated Brokers / Dealers N/A CIK Number 0001441107 Filed Document 0001441107-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 19:10:10 UTC Type of Offering D Industry Residential Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Spark Grills Inc. See All Filings	D	2017-06-05 18:46:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001708401 Filed Document 0001708401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 18:46:18 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Quantuvis LLC See All Filings	D	2017-06-05 18:30:26 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600543 Filed Document 0001600543-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 18:30:26 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WWEX UNI TOPCO HOLDINGS, LLC See All Filings	D	2017-06-05 18:24:39 UTC
Amount To Be Raised $1,844,732 Associated Brokers / Dealers N/A CIK Number 0001706723 Filed Document 0001706723-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-05 18:24:39 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wasatch Safe & Security Partners, LLC See All Filings	D	2017-06-05 18:20:03 UTC
Amount To Be Raised $6,300,000 Associated Brokers / Dealers N/A CIK Number 0001708365 Filed Document 0001708365-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 18:20:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
UGF Nantucket 01, LLC See All Filings	D	2017-06-05 17:44:43 UTC
Amount To Be Raised $2,175,000 Associated Brokers / Dealers N/A CIK Number 0001708403 Filed Document 0001708403-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:44:43 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BLUE DIAMOND GROWERS See All Filings	D	2017-06-05 17:38:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001708453 Filed Document 0001708453-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:38:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ENERGY ASSOCIATES INC See All Filings	D	2017-06-05 17:33:53 UTC
Amount To Be Raised $840,000 Associated Brokers / Dealers n/a CIK Number 0001211470 Filed Document 0001211470-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:33:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Focused Holdings 2, as a Series of ECG LP See All Filings	D	2017-06-05 17:15:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001708433 Filed Document 0001708433-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:15:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Retail Software Solution Group LLC See All Filings	D	2017-06-05 17:14:47 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001701775 Filed Document 0001701775-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:14:47 UTC Type of Offering D Industry Business Services Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
KETTLE HILL PARTNERS II, LP See All Filings	D/A	2017-06-05 17:14:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001328547 Filed Document 0000919574-17-004708 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:14:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Growth Fund, LLC See All Filings	D	2017-06-05 17:13:21 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001708315 Filed Document 0001708315-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-06-05 17:13:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Wicket Labs, Inc. See All Filings	D	2017-06-05 17:13:10 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001686133 Filed Document 0001686133-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:13:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KETTLE HILL PARTNERS, LP See All Filings	D/A	2017-06-05 17:08:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RAYMOND JAMES & ASSOCIATES, INC. CIK Number 0001234246 Filed Document 0000919574-17-004706 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:08:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NW SPV XVI, LLC See All Filings	D	2017-06-05 17:07:21 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001708432 Filed Document 0001708432-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:07:21 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Township Senior Housing I, LLC See All Filings	D	2017-06-05 17:06:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001708378 Filed Document 0001708378-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:06:42 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ADVIZR, INC. See All Filings	D	2017-06-05 17:06:14 UTC
Amount To Be Raised $12,791,270 Associated Brokers / Dealers SILVER LANE ADVISORS LLC CIK Number 0001576129 Filed Document 0001576129-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:06:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Radiius Corp. See All Filings	D	2017-06-05 17:04:02 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001662421 Filed Document 0001662421-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 17:04:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Texas Emerging Managers Long Only Program, L.P. See All Filings	D/A	2017-06-05 16:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676309 Filed Document 0001676309-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:58:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
PYRAMID SAN FRANCISCO INVESTMENT L.P. See All Filings	D	2017-06-05 16:57:18 UTC
Amount To Be Raised $1,425,000 Associated Brokers / Dealers N/A CIK Number 0001708364 Filed Document 0001708364-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:57:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub ZQ3 LLC See All Filings	D	2017-06-05 16:44:27 UTC
Amount To Be Raised $153,333 Associated Brokers / Dealers N/A CIK Number 0001707936 Filed Document 0001707936-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:44:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 178 See All Filings	D	2017-06-05 16:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc and M Financial Securities Marketing, Inc. CIK Number 0001708349 Filed Document 0001708349-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:33:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seeq Labs, Inc. See All Filings	D	2017-06-05 16:25:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001708325 Filed Document 0001708325-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
L Catterton Asia 3 Sing LP See All Filings	D	2017-06-05 16:23:43 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC and J.P. Morgan Securities LLC CIK Number 0001699180 Filed Document 0001699265-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:23:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
L Catterton Asia 3 LP See All Filings	D	2017-06-05 16:20:45 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers MVision Private Equity Advisers USA LLC and J.P. Morgan Securities LLC CIK Number 0001699265 Filed Document 0001699265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:20:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Abreos Biosciences, Inc. See All Filings	D/A	2017-06-05 16:17:26 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001636983 Filed Document 0001636983-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:17:26 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Architizer, Inc. See All Filings	D	2017-06-05 16:12:57 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001598681 Filed Document 0001598681-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:12:57 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NuCurrent, Inc. See All Filings	D	2017-06-05 16:08:15 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Laurence Hayward CIK Number 0001622253 Filed Document 0000897069-17-000357 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:08:15 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KAM US Fund, LP See All Filings	D	2017-06-05 16:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708292 Filed Document 0001708292-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 16:03:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAI Fullerton I, LP See All Filings	D	2017-06-05 15:53:54 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001708379 Filed Document 0001708379-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:53:54 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Fresenius Medical Care Desert, LLC See All Filings	D	2017-06-05 15:44:34 UTC
Amount To Be Raised $3,294,255 Associated Brokers / Dealers N/A CIK Number 0001708421 Filed Document 0001461373-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:44:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
1060 Capital Opportunity Fund, LP See All Filings	D/A	2017-06-05 15:43:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580250 Filed Document 0001708338-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:43:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NW SPV XXVII, LLC See All Filings	D	2017-06-05 15:40:22 UTC
Amount To Be Raised $231,500 Associated Brokers / Dealers N/A CIK Number 0001708435 Filed Document 0001708435-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:40:22 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Core Montgomery Apartments LLC See All Filings	D	2017-06-05 15:37:57 UTC
Amount To Be Raised $4,715,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001708270 Filed Document 0001708270-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:37:57 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1060 Capital Opportunity Fund, LTD See All Filings	D	2017-06-05 15:37:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708338 Filed Document 0001708338-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:37:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medicom Technologies, Inc. See All Filings	D	2017-06-05 15:33:21 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001678666 Filed Document 0001678666-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:33:21 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Animal Cell Therapies, Inc. See All Filings	D/A	2017-06-05 15:29:33 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001470530 Filed Document 0001209191-17-037639 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:29:33 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vector Legal Method, Inc. See All Filings	D	2017-06-05 15:17:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001667020 Filed Document 0001667020-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:17:55 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Stonehenge Capital Fund Kentucky III, LLC See All Filings	D	2017-06-05 15:16:11 UTC
Amount To Be Raised $7,318,902 Associated Brokers / Dealers n/a CIK Number 0001708257 Filed Document 0001708257-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:16:11 UTC Type of Offering D Industry Investing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
BHC Macro Fund LP See All Filings	D/A	2017-06-05 15:14:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676380 Filed Document 0000919574-17-004702 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:14:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FURNEAUX CAPITAL HOLDCO, LLC See All Filings	D	2017-06-05 15:10:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708406 Filed Document 0001708406-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:10:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYTHIC INC. See All Filings	D	2017-06-05 15:07:01 UTC
Amount To Be Raised $10,097,973 Associated Brokers / Dealers N/A CIK Number 0001691217 Filed Document 0001691217-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:07:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aon Hewitt Offshore Fund of Hedge Funds Ltd. See All Filings	D/A	2017-06-05 15:06:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities Inc. CIK Number 0001576886 Filed Document 0001576886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:06:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reno Student Housing, DST See All Filings	D/A	2017-06-05 15:02:08 UTC
Amount To Be Raised $42,471,000 Associated Brokers / Dealers Select Capital Corporation, Intercarolina Financial Services, Inc., Center Street Securities, Inc., Shopoff Securities, Inc., Investacorp, Inc., Dempsey Lord Smith, LLC, Sandlapper Securities, LLC, WestPark Capital, Inc., Crown Capital Securities, L.P., Independent Financial Group, LLC, ProEquities, Inc., Capital Financial Services, Inc., Berthel, Fisher & Company Financial Services, Inc., and NPB Financial Group, LLC CIK Number 0001693883 Filed Document 0001693883-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-06-05 15:02:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity