Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oscilla Power, Inc. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $2,066,177 Associated Brokers / Dealers N/A CIK Number 0001533849 Filed Document 0001533849-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Brook Partners Offshore Fund, Ltd. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627712 Filed Document 0001627712-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Almanac Realty Securities VII, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624260 Filed Document 0001012975-14-000822 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warwick Partners III, L.P. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628919 Filed Document 0001628919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
ACM Special Situations Fund II, L.P. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001629048 Filed Document 0001629048-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Equity
WTA Equity Fund, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001628920 Filed Document 0001628920-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DAG 6501 N CLAREMONT AVE LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001629005 Filed Document 0001629005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COURAGE CREDIT OPPORTUNITIES ONSHORE FUND III, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Creek Butler, RICHARD A. GREENMAN, and EDGELINE CAPITAL, LLC. CIK Number 0001594055 Filed Document 0000919574-14-007146 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1155 Island Avenue, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $55,989,485 Associated Brokers / Dealers N/A CIK Number 0001629203 Filed Document 0001629203-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pinery Group LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001630863 Filed Document 0000905729-15-000012 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Woods Edge Apartments II LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,120,000 Associated Brokers / Dealers N/A CIK Number 0001629046 Filed Document 0001629046-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PINNACLE IV, L.P. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629000 Filed Document 0001629000-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pegged Software, Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $9,411,717 Associated Brokers / Dealers N/A CIK Number 0001628802 Filed Document 0001140361-14-046526 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fotobar Investment, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $376,456 Associated Brokers / Dealers N/A CIK Number 0001629063 Filed Document 0001629063-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MRI INTERVENTIONS, INC. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $10,175,550 Associated Brokers / Dealers Brookline Group, LLC, Newport Coast Securities, Inc., and Clark Dodge & Co., Inc. CIK Number 0001285550 Filed Document 0001285550-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Private Equity Institutional Investors V Offshore Special L.P. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628697 Filed Document 0001012975-14-000823 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Legacy Terrace State Credit, LLC See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $694,366 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001506114-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPOWER LIFESTYLE SUSTAINABILITY INDEX LLC See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001616321 Filed Document 0001616321-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Ring Router, Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001625924 Filed Document 0001625924-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Style Premia Fund (AUD), L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576241 Filed Document 0001575692-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALTYSHARES 49, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $167,000 Associated Brokers / Dealers N/A CIK Number 0001629036 Filed Document 0001629035-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PROHIBITION HOLDINGS LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001627911 Filed Document 0001627911-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
NFJ International Value Trust See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Allianz Global Investors Distributors CIK Number 0001374292 Filed Document 0001445317-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
HistoSonics, Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001479012 Filed Document 0001479012-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
North Emerging Markets Fund Ltd See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594058 Filed Document 0000919574-14-007140 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonetown Farmington Parallel Equity, LLLP See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001629230 Filed Document 0001629230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Nine Chapters Systematic US Fund LLC See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564635 Filed Document 0001564635-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Street Xenon, Ltd. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550746 Filed Document 0001514080-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WCP Real Estate Fund IV, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001594949 Filed Document 0000902664-14-004672 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Appian Way Energy Opportunity Fund L.P. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001627349 Filed Document 0001627349-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Jubilee Venture Inc See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Heritage Financial Systems, Inc. CIK Number 0001571027 Filed Document 0001128732-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MESA I Follow-On Fund, LLC, Panjo Series See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $78,750 Associated Brokers / Dealers N/A CIK Number 0001628876 Filed Document 0001628876-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Libboo, Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001559416 Filed Document 0001559416-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Furlocity, Inc. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001595349 Filed Document 0001595349-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ginger.io, Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $20,000,016 Associated Brokers / Dealers N/A CIK Number 0001528050 Filed Document 0001528050-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Segmint Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $12,008,400 Associated Brokers / Dealers League Park Advisors LLC and TriPoint Global Equities, LLC CIK Number 0001527262 Filed Document 0001144204-14-075483 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Park Presidio Capital Partners, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586728 Filed Document 0000935836-14-000662 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OVIKU INC. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $6,000 Associated Brokers / Dealers N/A CIK Number 0001626133 Filed Document 0001144204-14-075774 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Volta Industries, Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $8,150,769 Associated Brokers / Dealers N/A CIK Number 0001554899 Filed Document 0001554899-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aperios Emerging Connectivity Fund, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TGP SECURITIES, INC. CIK Number 0001526767 Filed Document 0000919574-14-007138 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THUNDER MOUNTAIN GOLD INC See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,218,750 Associated Brokers / Dealers PENNALUNA & COMPANY CIK Number 0000711034 Filed Document 0001183740-15-000027 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Knighthead Holdings Ltd. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001602357 Filed Document 0001181431-15-000391 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Simple Entry, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $1,185,000 Associated Brokers / Dealers N/A CIK Number 0001611591 Filed Document 0001611591-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
MARANON MEZZANINE FUND II, L.P. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers M2O PRIVATE FUND ADVISORS LLC CIK Number 0001573503 Filed Document 0001573503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VL138 See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001617412 Filed Document 0001617412-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Plaza at Riverlakes Partners, LLC See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $4,901,000 Associated Brokers / Dealers Direct Realty Securities,Inc. and WealthForge, LLC CIK Number 0001628535 Filed Document 0001019687-14-004831 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Outrider Offshore, Ltd. See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001294131 Filed Document 0000919574-14-007144 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beltline Senior Care Center Holdings, LLC See All Filings	D/A	2014-12-23 00:00:00 UTC
Amount To Be Raised $44,000,000 Associated Brokers / Dealers John J. Temple, Michael S. Rickard, Frank T. Dunn Jr., Robert R. Tweed, Ronald L. Ellis, Andrew J. Maconachy, John P. Harvey Jr., Peter R. Dorn, Warren J. Thomas, and Bruce V. Roberts CIK Number 0001624643 Filed Document 0000911959-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
Ellington Quantitative Macro Fund Ltd. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629136 Filed Document 0001012975-14-000824 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Friendship Real Estate Holdings, Inc. See All Filings	D	2014-12-23 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629047 Filed Document 0001629047-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-23 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity