Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Medina Singh Investment Partners, L.P. See All Filings	D/A	2017-02-27 12:33:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504373 Filed Document 0001504373-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:33:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SynGen Inc. See All Filings	D	2017-02-27 12:33:01 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001547876 Filed Document 0001547876-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:33:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Terra Argentine Fund, LP See All Filings	D/A	2017-02-27 12:29:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig William Stanley CIK Number 0001664023 Filed Document 0001615774-17-000797 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:29:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINDTREE THERAPEUTICS INC /DE/ See All Filings	D	2017-02-27 12:25:44 UTC
Amount To Be Raised $10,538,000 Associated Brokers / Dealers N/A CIK Number 0000946486 Filed Document 0000946486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:25:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SCIENTIFIC METALS CORP. See All Filings	D	2017-02-27 12:25:02 UTC
Amount To Be Raised $3,892,792 Associated Brokers / Dealers N/A CIK Number 0001698663 Filed Document 0001698663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:25:02 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Citius Pharmaceuticals, Inc. See All Filings	D/A	2017-02-27 12:14:18 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001506251 Filed Document 0001578563-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:14:18 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Rockwater Energy Solutions, Inc. See All Filings	D	2017-02-27 12:11:49 UTC
Amount To Be Raised $16,125,010 Associated Brokers / Dealers FBR Capital Markets & Co. CIK Number 0001525297 Filed Document 0001525297-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:11:49 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Kids, Inc. See All Filings	C	2017-02-27 12:05:14 UTC
Financial Interest None Filing Platform Jumpstart Micro, Inc Offering Amount $1,000,000 CIK Number 0001691477 Filed Document 0001691477-17-000001 Accepted Date 2017-02-27 12:05:14 UTC Type of Offering C Security Offered Amount 1,000 Security Offered Type Preferred Stock State SOUTH CAROLINA
FC Milton 8, LLC See All Filings	D	2017-02-27 12:04:17 UTC
Amount To Be Raised $640,000 Associated Brokers / Dealers N/A CIK Number 0001699025 Filed Document 0001699025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 12:04:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Looking Glass Factory Inc. See All Filings	D	2017-02-27 12:02:49 UTC
Amount To Be Raised $9,999,975 Associated Brokers / Dealers N/A CIK Number 0001655120 Filed Document 0001655120-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-27 12:02:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Tusk Ventures Nexar SPV II, LLC See All Filings	D	2017-02-27 11:54:19 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001697537 Filed Document 0001140361-17-009310 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:54:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Partners Debt Investment Fund, LP See All Filings	D/A	2017-02-27 11:54:05 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Shelter Rock Capital Advisors LLC CIK Number 0001641803 Filed Document 0001641803-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:54:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
W FINANCIAL FUND, LP See All Filings	D/A	2017-02-27 11:51:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001248244 Filed Document 0001248244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:51:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Bonanza Partners, L.P. See All Filings	D/A	2017-02-27 11:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001322210 Filed Document 0000919574-17-002318 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:47:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Upper Level Acquisitions II, LLC See All Filings	D	2017-02-27 11:44:37 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001699020 Filed Document 0001699020-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:44:37 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Folger Hill Partners (Cayman) Ltd. See All Filings	D/A	2017-02-27 11:36:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634630 Filed Document 0001634630-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:36:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Addstructure Corp See All Filings	D	2017-02-27 11:34:42 UTC
Amount To Be Raised $1,545,000 Associated Brokers / Dealers N/A CIK Number 0001698345 Filed Document 0001698345-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:34:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Onex Richmond Co-Invest LP See All Filings	D	2017-02-27 11:32:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698054 Filed Document 0001140361-17-009305 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:32:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SurpriseRide, Inc. See All Filings	D	2017-02-27 11:28:20 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699034 Filed Document 0001699034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:28:20 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Indus Asia Pacific Fund, Ltd. See All Filings	D/A	2017-02-27 11:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456241 Filed Document 0000919574-17-002316 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:27:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Omni Fund, Ltd. See All Filings	D/A	2017-02-27 11:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431976 Filed Document 0000919574-17-002314 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Indus Japan Fund, Ltd. See All Filings	D/A	2017-02-27 11:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456628 Filed Document 0000919574-17-002312 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:20:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Pine Grove Partners, L.P. See All Filings	D/A	2017-02-27 11:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC, Suntrust Investment Services, Inc., Citigroup Global Markets Inc., Morgan Stanley, Stifel, Nicolaus & Company, Incorporated, and Man Investments Inc. CIK Number 0000931515 Filed Document 0000931515-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:17:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S Squared Capital Partners LP See All Filings	D/A	2017-02-27 11:16:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570406 Filed Document 0001570406-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:16:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venuetize, LLC See All Filings	D	2017-02-27 11:11:42 UTC
Amount To Be Raised $2,704,000 Associated Brokers / Dealers N/A CIK Number 0001682659 Filed Document 0001682659-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:11:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
VANDERBILT PARTNERS LLC See All Filings	D/A	2017-02-27 11:05:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459795 Filed Document 0001315863-17-000201 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:05:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Claiborne at West Lake, LLC See All Filings	D	2017-02-27 11:04:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001699017 Filed Document 0001699017-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:04:21 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Equity
TBK PARTNERS LLC See All Filings	D/A	2017-02-27 11:03:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459798 Filed Document 0001315863-17-000200 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:03:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Grove Offshore Fund Ltd. See All Filings	D/A	2017-02-27 11:03:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Fairview Securities, Inc., UBS Securities LLC, Suntrust Investment Services, Inc., Man Investment Inc., Morgan Stanley, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001180121 Filed Document 0001180121-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 11:03:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWEEDY BROWNE GLOBAL HIGH DIVIDEND PARTNERS LLC See All Filings	D/A	2017-02-27 10:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370284 Filed Document 0001315863-17-000199 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:58:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Folger Hill Partners LP See All Filings	D/A	2017-02-27 10:57:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634628 Filed Document 0001634628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:57:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWEEDY BROWNE INTERNATIONAL PARTNERS LLC See All Filings	D/A	2017-02-27 10:56:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459680 Filed Document 0001315863-17-000198 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:56:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fox Point Fund LP See All Filings	D/A	2017-02-27 10:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420866 Filed Document 0000919574-17-002310 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Venuetize, LLC See All Filings	D	2017-02-27 10:53:09 UTC
Amount To Be Raised $3,260,000 Associated Brokers / Dealers N/A CIK Number 0001682659 Filed Document 0001682659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:53:09 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Fox Point QP Fund LP See All Filings	D/A	2017-02-27 10:48:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431364 Filed Document 0000919574-17-002308 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:48:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STRATEGIC VALUE RESTRUCTURING FUND LP See All Filings	D/A	2017-02-27 10:45:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Central Park Group, Deutsche Bank Securities, Inc., Raymond James Financial Services, Inc., Raymond James & Associates, Inc., and Morgan Stanley Smith Barney CIK Number 0001201081 Filed Document 0001315863-17-000197 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:45:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northlander America Series 2, LP See All Filings	D/A	2017-02-27 10:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668194 Filed Document 0001013594-17-000218 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pine Grove Institutional Partners, L.P. See All Filings	D/A	2017-02-27 10:43:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers VP Distributors LLC, Fairview Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley, Suntrust Investment Services, Inc., and Man Investments Inc. CIK Number 0001050763 Filed Document 0001050763-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:43:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SECURIS I FUND See All Filings	D/A	2017-02-27 10:42:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417865 Filed Document 0000902664-17-001333 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:42:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicago Equity Advisors Fund I, LP See All Filings	D/A	2017-02-27 10:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667783 Filed Document 0001667783-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:38:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEGACY REI GROUP VF LLC See All Filings	D	2017-02-27 10:34:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698839 Filed Document 0001698839-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:34:55 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Trufa Inc. See All Filings	D	2017-02-27 10:28:18 UTC
Amount To Be Raised $1,027,111 Associated Brokers / Dealers N/A CIK Number 0001594684 Filed Document 0001594684-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:28:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Consector Partners LP See All Filings	D/A	2017-02-27 10:28:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Profor Advisors CIK Number 0001415627 Filed Document 0001415627-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:28:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citiesense Inc. See All Filings	D	2017-02-27 10:27:11 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001659586 Filed Document 0001659586-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:27:11 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Halfpenny Technologies, Inc. See All Filings	D	2017-02-27 10:16:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001696903 Filed Document 0001696903-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:16:17 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
PANOS Holdings, Inc. See All Filings	D	2017-02-27 10:14:28 UTC
Amount To Be Raised $12,475,000 Associated Brokers / Dealers N/A CIK Number 0001666292 Filed Document 0000906555-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 10:14:28 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CapitalSpring Finance Company, LLC See All Filings	D	2017-02-27 09:52:06 UTC
Amount To Be Raised $211,577,790 Associated Brokers / Dealers N/A CIK Number 0001509012 Filed Document 0001509012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 09:52:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TI SOLUTIONS, LLC See All Filings	D	2017-02-27 09:46:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001694197 Filed Document 0001694197-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 09:46:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fit Factory Fund I, LLC See All Filings	D	2017-02-27 09:42:44 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001698978 Filed Document 0001698978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-27 09:42:44 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Penrose Hill, Ltd See All Filings	D	2017-02-27 09:26:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001649564 Filed Document 0001649564-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-27 09:26:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity