Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Tutti Dynamics Inc. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,170,840 Associated Brokers / Dealers N/A CIK Number 0001553807 Filed Document 0001553807-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
HIDGS Associates, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $6,574,925 Associated Brokers / Dealers N/A CIK Number 0001629730 Filed Document 0001629730-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
MV Liquidity Fund XVI LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Microventure Marketplace Inc. CIK Number 0001626296 Filed Document 0001626296-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
NuMale Charlotte, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $561,250 Associated Brokers / Dealers N/A CIK Number 0001630061 Filed Document 0001630061-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Fortress Japan Opportunity Fund III (Dollar A) LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001629199 Filed Document 0001140361-14-046855 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BLACKROCK PRIVATE OPPORTUNITIES FUND III (CAYMAN), L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619741 Filed Document 0001601525-14-000013 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proof Artisan Distillers, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001629523 Filed Document 0001629523-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
PIERIS PHARMACEUTICALS, INC. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $13,559,020 Associated Brokers / Dealers Northland Securities, Inc., Katalyst Securities LLC, and Katalyst Securities LLC CIK Number 0001583648 Filed Document 0001209191-14-078604 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Equity
ICR Holdings Corp See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001562678 Filed Document 0001562678-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Debt
Harbor Vista, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,280,000 Associated Brokers / Dealers N/A CIK Number 0001629464 Filed Document 0000892712-14-000970 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Searchlight Minerals Corp. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,605,200 Associated Brokers / Dealers N/A CIK Number 0001084226 Filed Document 0001144204-14-076645 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Elm Partners Portfolio LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549638 Filed Document 0001549638-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grey Owl Partners, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509940 Filed Document 0000919574-14-007208 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Fmob-Fund, a series of AngelList-PC-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $758,000 Associated Brokers / Dealers N/A CIK Number 0001629258 Filed Document 0001629258-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP Total Return TE Fund, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers T. Michael Conway III, Fred L. Williams, Jr., UMB Financial Services Inc., EDI Financial, Inc., David E. Hicks, and William W. Cathriner CIK Number 0001616017 Filed Document 0001616017-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MLS Capital Fund II LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001624476 Filed Document 0001624476-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Customized Real Return Offshore Fund, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538371 Filed Document 0001069288-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valara Partners, LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377658 Filed Document 0000919574-14-007210 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLP 2014-A, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $67,509,820 Associated Brokers / Dealers N/A CIK Number 0001629375 Filed Document 0001601525-14-000018 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ammendale Equities LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $5,350,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001629513 Filed Document 0001629513-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Solar Holdco 4, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,337,193 Associated Brokers / Dealers N/A CIK Number 0001628998 Filed Document 0001628998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
White Mountain River, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001628294 Filed Document 0001614671-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Velos Partners HTM, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,753,000 Associated Brokers / Dealers N/A CIK Number 0001628840 Filed Document 0001628840-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEC Partners III - GI LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Harken Capital Securities, LLC CIK Number 0001629443 Filed Document 0001629443-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monroe Crossing TEI Funds LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Tim Equities Securities CIK Number 0001629505 Filed Document 0001629505-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Wehere, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001629522 Filed Document 0001629522-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
RAYMOND JAMES ALABAMA HOUSING OPPORTUNITIES FUND I L.L.C. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers William E. Hardy, Sean M. Hannan, and Aline Rose Lavelle CIK Number 0001628321 Filed Document 0001628321-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Broad River Investors, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $3,948,750 Associated Brokers / Dealers Bridge Capital Associates and Bridge Capital Associates CIK Number 0001628546 Filed Document 0001628546-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Spinnaker Biosciences, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001507786 Filed Document 0001507786-15-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Connective Capital I QP, LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P Bren CIK Number 0001359786 Filed Document 0001095449-15-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LONG BALL PARTNERS LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308057 Filed Document 0001615774-15-000015 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DLJ Real Estate Capital Partners V (U.S.), L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622580 Filed Document 0001012975-14-000836 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Royal Road Minerals Canada Ltd See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,412,746 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd. CIK Number 0001629583 Filed Document 0001062993-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
B-Door Holdings, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629439 Filed Document 0001629439-14-000003 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
Redmile Private Investments II, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001629493 Filed Document 0001629493-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chineseinvestors.com, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001459482 Filed Document 0001019687-15-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
EVISIT, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629681 Filed Document 0001629681-15-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
SP Hotel Partners Cayman-A LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $45,690,000 Associated Brokers / Dealers N/A CIK Number 0001629519 Filed Document 0001629518-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHIMNEY ROCK VALUE FUND OFFSHORE LTD. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595189 Filed Document 0001013594-14-000730 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BIOLARGO, INC. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Monarch Bay Securities CIK Number 0000880242 Filed Document 0001463205-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SearchCore, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001281198 Filed Document 0001614671-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tise-Fund, a series of AL-Seedcamp-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $977,987 Associated Brokers / Dealers N/A CIK Number 0001629256 Filed Document 0001629256-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rivet Ventures, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001629529 Filed Document 0001628840-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloudnexa, Inc. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $4,373,227 Associated Brokers / Dealers N/A CIK Number 0001589093 Filed Document 0000905718-14-000848 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Healthway Shopping Network See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NONE CIK Number 0001479014 Filed Document 0001010549-14-000671 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
AQR Managed Futures Offshore Fund Ltd. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537171 Filed Document 0001069288-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TEI Income & Opportunity Fund III LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001629521 Filed Document 0001629521-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ACON Igloo Investors I, LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $192,537,500 Associated Brokers / Dealers N/A CIK Number 0001606444 Filed Document 0001140361-14-046772 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Petros-Pacesetter Kentucky Fund I, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,634,256 Associated Brokers / Dealers N/A CIK Number 0001629510 Filed Document 0001629510-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
LOCUST WOOD SELECT, LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565681 Filed Document 0001013594-14-000728 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity