Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Elmhurst Elmpros, LP See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised $3,425,000 Associated Brokers / Dealers N/A CIK Number 0001626279 Filed Document 0000898432-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
NWC Investment Partnership IV, L.P. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $15,690,000 Associated Brokers / Dealers N/A CIK Number 0001629574 Filed Document 0001629574-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OAKTREE SENIOR LOAN FUND LP See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456947 Filed Document 0001456947-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
400 Capital Special Situations Fund I LLC See All Filings	D/A	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565952 Filed Document 0001565952-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CAA Equity Incentive Series 2 LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628841 Filed Document 0001628841-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Atlantis Real Estate Feeder, Inc. See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001629663 Filed Document 0001629663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Aeolus Property Catastrophe Spire Fund LP See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595867 Filed Document 0000899140-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Cheddar Up, LLC See All Filings	D	2015-01-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001628196 Filed Document 0001628196-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
OhioHealth Sleep Services LLC See All Filings	D	2015-01-01 00:00:00 UTC
Amount To Be Raised $6,552,900 Associated Brokers / Dealers N/A CIK Number 0001629354 Filed Document 0000949265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sibling Capital Fund II-B L.P. See All Filings	D	2015-01-01 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001629421 Filed Document 0001629421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Swanson River Capital Partners LP See All Filings	D/A	2015-01-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565053 Filed Document 0001264128-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MG TUSCANY RIDGE APARTMENTS L.P. See All Filings	D/A	2015-01-01 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001628924 Filed Document 0001628924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Local Market Launch, Inc. See All Filings	D	2015-01-01 00:00:00 UTC
Amount To Be Raised $1,500,033 Associated Brokers / Dealers N/A CIK Number 0001572058 Filed Document 0001572058-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CELLO CREDIT OPPORTUNITIES DOMESTIC FUND, LP See All Filings	D	2014-12-31 14:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629448 Filed Document 0001013594-14-000734 Exclusions or Exemptions 506b Accepted Date 2014-12-31 14:26:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IntegriCo Composites, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001590861 Filed Document 0001590861-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Connective Capital I Offshore Fund, Ltd. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P Bren CIK Number 0001341241 Filed Document 0001095449-15-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baker Park Fund, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $4,792,000 Associated Brokers / Dealers N/A CIK Number 0001630510 Filed Document 0001630510-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Moderna LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $502,168,634 Associated Brokers / Dealers N/A CIK Number 0001592247 Filed Document 0001592247-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Grow Solutions Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001628435 Filed Document 0001213900-15-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fortress Japan Opportunity Fund III (Dollar B) L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Fortress Capital Formation LLC (the "LLC") CIK Number 0001629202 Filed Document 0001140361-14-046856 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Private Opportunities Fund III, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601525 Filed Document 0001601525-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rio Holding Co LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $24,050,000 Associated Brokers / Dealers N/A CIK Number 0001629636 Filed Document 0001629636-15-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Equity
HDL THERAPEUTICS, INC. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $4,576,660 Associated Brokers / Dealers N/A CIK Number 0001569047 Filed Document 0001140361-14-046793 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AQR ARF Global Total Return Fund II, L.P. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538359 Filed Document 0001069288-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Rock Offshore Fund LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629618 Filed Document 0001629616-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSP PRIME INVESTMENT I, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001629387 Filed Document 0001629387-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Four Springs Capital Trust Series B See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers EDI Financial Inc CIK Number 0001609131 Filed Document 0001609131-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PRIME GENOMICS, INC. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001537877 Filed Document 0001537877-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Portsmouth Regional Ambulatory Surgery Center, LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $520,268 Associated Brokers / Dealers Not applicable CIK Number 0001517567 Filed Document 0001517567-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
Edusim LLC See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001619871 Filed Document 0001619871-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Atlas Investment Partners LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595501 Filed Document 0001595501-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
H/2 Special Opportunities III L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,284,000,000 Associated Brokers / Dealers N/A CIK Number 0001625869 Filed Document 0001625869-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Curenci, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $190,000 Associated Brokers / Dealers N/A CIK Number 0001629503 Filed Document 0001629503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SOUND MARK HORIZONS FUND, LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588444 Filed Document 0001588444-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LIGTT Midstream Holdings, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001619663 Filed Document 0001619663-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business LOUISIANA Revenue or Assets $No Revenues Type of Security Equity
Velasa Sports, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $3,000,006 Associated Brokers / Dealers N/A CIK Number 0001629488 Filed Document 0001629488-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Athyrium Opportunities Fund II-B Master LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628770 Filed Document 0001629534-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACFP 1, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001628001 Filed Document 0001628001-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Latin America Export Finance Fund II L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629508 Filed Document 0001629508-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seek Thermal, Inc. See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised $10,000,001 Associated Brokers / Dealers N/A CIK Number 0001561086 Filed Document 0001561086-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monti Kids, Inc. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001629272 Filed Document 0001629272-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Crestview III Private Investors, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001629183 Filed Document 0001629183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Sper-Fund, a series of AngelList-OL-Funds, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001629255 Filed Document 0001629255-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cornelius Capital Hedge Funds, LP See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629415 Filed Document 0001629415-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Dan's Tank Co Inc See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $1,550,000 Associated Brokers / Dealers N/A CIK Number 0001566811 Filed Document 0001566811-14-000004 Exclusions or Exemptions 505 and 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH DAKOTA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CFC III LLC See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Harrison, Charles B., Harrison, Scott, Beck, Phyllis J., Whelchel, Patrick J., and Mayfield, Lori CIK Number 0001628341 Filed Document 0001315863-14-000717 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND IV L.L.C. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers Barry P. Boothe, Sean M. Hannan, and Aline Rose Lavelle CIK Number 0001628300 Filed Document 0001628321-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
CLP 2014-LT, L.P. See All Filings	D	2014-12-31 00:00:00 UTC
Amount To Be Raised $8,380,528 Associated Brokers / Dealers N/A CIK Number 0001629365 Filed Document 0001601525-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Connective Capital Emerging Energy QP, LP See All Filings	D/A	2014-12-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan P Bren CIK Number 0001413956 Filed Document 0001095449-15-000003 Exclusions or Exemptions 506b Accepted Date 2014-12-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund