Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RIMROCK GLOBAL CREDIT FUND, LP See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629830 Filed Document 0001629830-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK HIGH INCOME PLUS (QP) FUND, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539006 Filed Document 0001539006-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON EXPRESS, INC. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001507602 Filed Document 0001507602-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
ICONIQ Access 3, LP See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571040 Filed Document 0001571040-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neos Therapeutics, Inc. See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001467652 Filed Document 0001467652-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DFP FUND, L.P. See All Filings	D/A	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001334811 Filed Document 0000898432-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Knsa-Fund, a series of AngelList-ToFa-Funds, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $208,000 Associated Brokers / Dealers N/A CIK Number 0001629832 Filed Document 0001629832-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symbolic IO Corp See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $13,750,000 Associated Brokers / Dealers N/A CIK Number 0001553267 Filed Document 0001553267-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Equity
Big Hill Partners, LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001629310 Filed Document 0001629310-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Aggregate Fund LLC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629629 Filed Document 0001140361-15-000659 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMENDIA INC See All Filings	D	2015-01-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001458051 Filed Document 0001458051-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
MIOX Corp See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001340706 Filed Document 0001340706-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
Madden Active Municipal Strategy LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592225 Filed Document 0001592225-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KS BANCORP INC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0000912764 Filed Document 0000912764-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $19,362,320 Associated Brokers / Dealers Charles Steinberg CIK Number 0001135856 Filed Document 0001135856-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SelfEcho, Inc See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $157,100 Associated Brokers / Dealers N/A CIK Number 0001627887 Filed Document 0001627887-15-000002 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Global Blood Therapeutics, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers N/A CIK Number 0001629137 Filed Document 0001629137-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ruby Atlantic REIT, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison CIK Number 0001629454 Filed Document 0001629454-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Transcend Medical Inc See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $29,267,917 Associated Brokers / Dealers N/A CIK Number 0001379677 Filed Document 0001379677-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Creek Partners, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $14,100,000 Associated Brokers / Dealers N/A CIK Number 0001578055 Filed Document 0001578055-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MoveWith, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $715,298 Associated Brokers / Dealers N/A CIK Number 0001629711 Filed Document 0001140361-15-000355 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Markets Opportunities LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001490362 Filed Document 0001490362-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulf Pine Energy Partners, LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627994 Filed Document 0001627994-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Loomis Sayles Agency MBS Trust See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Prodigy Absolute Return Fund, LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537770 Filed Document 0001537770-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exponent Private Equity Partners III, LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001629172 Filed Document 0001181431-15-000229 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
IntroHive, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $8,232,966 Associated Brokers / Dealers None CIK Number 0001564688 Filed Document 0001629700-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Junto Offshore Fund Ltd See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593436 Filed Document 0001315863-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon CLO Debt Fund LP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629812 Filed Document 0001629812-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEP Feeder Fund VI, Inc. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and MAGENTA CAPITAL SERVICES LTD. CIK Number 0001626948 Filed Document 0001626317-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Paine & Partners Capital Fund IV, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers Probitas Funds Group LLC CIK Number 0001608590 Filed Document 0000898822-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MINDERA Corp See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,000,044 Associated Brokers / Dealers N/A CIK Number 0001629564 Filed Document 0001629564-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BR/NHRS Private Opportunities Fund, L.P. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $151,500,000 Associated Brokers / Dealers N/A CIK Number 0001629534 Filed Document 0001629534-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioCision, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001562448 Filed Document 0001562448-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mapillary AB See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $1,554,346 Associated Brokers / Dealers N/A CIK Number 0001627609 Filed Document 0001627609-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Equity
Chestnut Place REIT, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001629691 Filed Document 0001629691-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BREMER FINANCIAL CORP See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0000846616 Filed Document 0000846616-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $282,380 Associated Brokers / Dealers Jennifer Kephart, John S. Fulton, Edward M. Lubell (Ned), and Sara D. Roth CIK Number 0001135856 Filed Document 0001135856-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GUESTLOGIX INC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $4,170,346 Associated Brokers / Dealers National Bank Financial Inc. CIK Number 0001401096 Filed Document 0001401096-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Indus Japan Fund, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171503 Filed Document 0000919574-15-000053 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BP SLL Trust See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622351 Filed Document 0001622351-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Other
SpiderCloud Wireless, Inc. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001483653 Filed Document 0001483653-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TIG SUNRISE FUND, LTD. See All Filings	D	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629738 Filed Document 0000919574-15-000022 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Japan Long Only Fund, LP See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483251 Filed Document 0000919574-15-000065 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArcLight Energy Partners Fund VI, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BARCLAYS CAPITAL INC. and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001626952 Filed Document 0001626317-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Garden Lakes Estates Holdings, LLC See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised $9,534,105 Associated Brokers / Dealers The Strategic Financial Alliance, Inc. and United Planners Financial Services CIK Number 0001626717 Filed Document 0001626717-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Select Fund, L.P. See All Filings	D/A	2015-01-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457129 Filed Document 0000919574-15-000058 Exclusions or Exemptions 506b Accepted Date 2015-01-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund