Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SCG Atlas Oaks at Falls Church REIT, L.L.C. See All Filings	D	2017-01-27 16:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001696185 Filed Document 0001696182-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:24:11 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Northlake REIT, L.L.C. See All Filings	D	2017-01-27 16:23:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001696186 Filed Document 0001696182-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:23:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Palm Trace REIT, L.L.C. See All Filings	D	2017-01-27 16:23:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001696182 Filed Document 0001696182-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:23:03 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
WINDACRE PARTNERSHIP INTERNATIONAL FUND LTD See All Filings	D/A	2017-01-27 16:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599720 Filed Document 0000919574-17-000810 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:22:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas New River Cove REIT, L.L.C. See All Filings	D	2017-01-27 16:22:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001696187 Filed Document 0001696182-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:22:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Cierra Crest REIT, L.L.C. See All Filings	D	2017-01-27 16:21:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001696229 Filed Document 0001696182-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:21:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HSRE REIT VI See All Filings	D	2017-01-27 16:21:17 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC.dba FIRST LIBERTIES FINANCIAL CIK Number 0001695541 Filed Document 0001695541-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:21:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WINDACRE DOMESTIC PARTNERSHIP LP See All Filings	D/A	2017-01-27 16:19:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599473 Filed Document 0000919574-17-000808 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:19:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HSRE QUAD V REIT See All Filings	D	2017-01-27 16:18:08 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. dba FIRST LIBERTIES FINANCIAL CIK Number 0001695539 Filed Document 0001695539-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:18:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HSRE CORE REIT III See All Filings	D	2017-01-27 16:15:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC dba FIRST LIBERTIES FINANCIAL CIK Number 0001695538 Filed Document 0001695538-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:15:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Weber Capital Partners V, L.P. See All Filings	D/A	2017-01-27 16:15:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001506663 Filed Document 0001506663-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:15:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FREESTONE OPPORTUNITY PARTNERS LP See All Filings	D/A	2017-01-27 16:14:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001285789 Filed Document 0001285789-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:14:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HSRE CORE REIT II, LLC See All Filings	D	2017-01-27 16:12:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. dba First Liberties Financial CIK Number 0001695542 Filed Document 0001695542-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:12:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Westchester REIT, L.L.C. See All Filings	D	2017-01-27 16:09:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695979 Filed Document 0001695978-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:09:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
B.LABS VENTURES, LLC See All Filings	D	2017-01-27 16:08:18 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001694942 Filed Document 0001445866-17-000086 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:08:18 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Wellington REIT, L.L.C. See All Filings	D	2017-01-27 16:06:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695980 Filed Document 0001695978-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:06:27 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HSRE QUAD CORE REIT See All Filings	D	2017-01-27 16:04:13 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES INC. dba FIRST LIBERTIES FINANCIAL CIK Number 0001695537 Filed Document 0001695537-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:04:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CMMJ Enterprises LLC See All Filings	D	2017-01-27 16:03:47 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001696094 Filed Document 0001696094-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:03:47 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
James River Multi-Strategy Fund Ltd. See All Filings	D	2017-01-27 16:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James River Securities Corp. and Frontier Solutions, LLC CIK Number 0001696092 Filed Document 0001696092-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 16:02:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chute Corp See All Filings	D	2017-01-27 15:57:33 UTC
Amount To Be Raised $4,052,283 Associated Brokers / Dealers N/A CIK Number 0001527061 Filed Document 0001527061-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:57:33 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legal Sifter, Inc. See All Filings	D	2017-01-27 15:44:14 UTC
Amount To Be Raised $300,030 Associated Brokers / Dealers N/A CIK Number 0001669388 Filed Document 0001382963-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:44:14 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lazarus Israel Opportunities Fund LLLP See All Filings	D	2017-01-27 15:39:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539956 Filed Document 0001079973-17-000065 Exclusions or Exemptions 506c Accepted Date 2017-01-27 15:39:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LAZARUS INVESTMENT PARTNERS LLLP See All Filings	D	2017-01-27 15:38:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001232118 Filed Document 0001079973-17-000064 Exclusions or Exemptions 506c Accepted Date 2017-01-27 15:38:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbert Seniors Housing Fund I, L.P. See All Filings	D/A	2017-01-27 15:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001663401 Filed Document 0001663401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:35:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CHD Bioscience, Inc. See All Filings	D	2017-01-27 15:29:32 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers CG CAPITAL MARKETS LLC CIK Number 0001604801 Filed Document 0000905718-17-000156 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:29:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
CE Boulevard Holdings, LLC See All Filings	D	2017-01-27 15:27:46 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001695809 Filed Document 0001695809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:27:46 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Citadel Kensington Global Strategies Fund Ltd. See All Filings	D/A	2017-01-27 15:23:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199937 Filed Document 0001199937-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:23:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingsway Capital ICAV-Ash Park Global Consumer Franchise Fund See All Filings	D/A	2017-01-27 15:21:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664730 Filed Document 0001140361-17-003175 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:21:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Street Teton Fund, L.P. See All Filings	D/A	2017-01-27 15:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595271 Filed Document 0001595271-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:08:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tree of Knowledge, Inc. See All Filings	D	2017-01-27 15:07:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001643928 Filed Document 0001477932-17-000445 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:07:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Corporate Properties Trust I REIT, L.L.C. See All Filings	D	2017-01-27 15:02:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001696245 Filed Document 0001696245-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:02:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ENHANCED EQUITY FUND III, L.P. See All Filings	D	2017-01-27 15:00:34 UTC
Amount To Be Raised $280,000,000 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001696097 Filed Document 0001696097-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 15:00:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Swift Biosciences, Inc. See All Filings	D	2017-01-27 14:58:39 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001496185 Filed Document 0001496185-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:58:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
ENHANCED EQUITY FUND II SPV, L.P. See All Filings	D	2017-01-27 14:58:15 UTC
Amount To Be Raised $8,469,291 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001696096 Filed Document 0001696096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:58:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REVIVERMX, INC. See All Filings	D	2017-01-27 14:57:25 UTC
Amount To Be Raised $13,036,100 Associated Brokers / Dealers N/A CIK Number 0001548089 Filed Document 0001548089-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:57:25 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ENHANCED EQUITY FUND I SPV, L.P. See All Filings	D	2017-01-27 14:56:45 UTC
Amount To Be Raised $861,868 Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001696141 Filed Document 0001696141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:56:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Meritage Investors 2017, LLC See All Filings	D	2017-01-27 14:45:45 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001696184 Filed Document 0001696184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:45:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Inspire Investment Fund I LLC See All Filings	D/A	2017-01-27 14:26:31 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001592425 Filed Document 0001592425-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-01-27 14:26:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Jeeva Wireless Inc. See All Filings	D	2017-01-27 14:25:22 UTC
Amount To Be Raised $1,203,265 Associated Brokers / Dealers N/A CIK Number 0001696047 Filed Document 0001696047-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:25:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bizooku Technologies See All Filings	D/A	2017-01-27 14:24:46 UTC
Amount To Be Raised $145,000 Associated Brokers / Dealers N/A CIK Number 0001646416 Filed Document 0001646416-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:24:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
A TO B CAPITAL SPECIAL SITUATIONS FUND LP See All Filings	D/A	2017-01-27 14:24:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456866 Filed Document 0001456866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:24:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SignalPath, LLC See All Filings	D	2017-01-27 14:24:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001666710 Filed Document 0001666710-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:24:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
High Country Impact Fund LLC See All Filings	D	2017-01-27 14:18:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001695165 Filed Document 0001695165-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:18:26 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Aon Hewitt Institutional Funds, LLC See All Filings	D/A	2017-01-27 14:13:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities Inc. CIK Number 0001665072 Filed Document 0001665072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:13:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCG Atlas Bayview REIT, L.L.C. See All Filings	D	2017-01-27 14:05:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695999 Filed Document 0001696229-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:05:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Tanglewood REIT, L.L.C. See All Filings	D	2017-01-27 14:05:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695990 Filed Document 0001696229-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:05:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Stoney Ridge REIT, L.L.C. See All Filings	D	2017-01-27 14:04:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695991 Filed Document 0001696229-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:04:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCG Atlas Copper Canyon REIT, L.L.C. See All Filings	D	2017-01-27 14:04:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Liberties Financial CIK Number 0001695993 Filed Document 0001696229-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-01-27 14:04:28 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Central Park Group Atlas Global Fund, LLC See All Filings	D/A	2017-01-27 13:48:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, Stifel, Nicolaus and Company, Inc., High Tower Securities, LLC, and LPL Financial LLC CIK Number 0001540488 Filed Document 0001140361-17-003154 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:48:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Central Park Group Activist Fund, LLC See All Filings	D/A	2017-01-27 13:46:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, HighTower Securities, LLC, Raymond James Financial Services, Inc, Stifel, Nicolaus and Company, Inc., Triad Advisors, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., and FSC Securities Corporation CIK Number 0001540486 Filed Document 0001140361-17-003152 Exclusions or Exemptions 506b Accepted Date 2017-01-27 13:46:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity