|
|
D |
2017-03-03 16:45:09 UTC |
- Amount To Be Raised
- $25,168,643
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699700
- Filed Document
- 0001699700-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:45:09 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-03-03 16:45:08 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699091
- Filed Document
- 0001699091-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:45:08 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2017-03-03 16:44:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600709
- Filed Document
- 0001600709-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:44:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-03 16:44:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Randy Rodgers
- CIK Number
- 0001405016
- Filed Document
- 0001315863-17-000227
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:44:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-03 16:43:22 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699721
- Filed Document
- 0001699721-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:43:22 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-03-03 16:41:26 UTC |
- Amount To Be Raised
- $74,999,991
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543263
- Filed Document
- 0001543263-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:41:26 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-03 16:38:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001162985
- Filed Document
- 0000950172-17-000028
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:38:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-03 16:36:16 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699646
- Filed Document
- 0001699646-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:36:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-03 16:33:51 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001038277
- Filed Document
- 0001684464-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:33:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- IDAHO
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-03-03 16:32:32 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579978
- Filed Document
- 0001579978-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:32:32 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-03 16:32:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001124973
- Filed Document
- 0001699467-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:32:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-03 16:31:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001160200
- Filed Document
- 0000950172-17-000027
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:31:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-03 16:30:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001118292
- Filed Document
- 0001699467-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:30:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-03 16:29:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479895
- Filed Document
- 0001507943-17-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:29:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-03 16:19:33 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001669750
- Filed Document
- 0001669750-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:19:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-03 16:17:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668489
- Filed Document
- 0001668489-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:17:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-03 16:16:07 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458075
- Filed Document
- 0001458075-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:16:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-03 16:15:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585698
- Filed Document
- 0000905718-17-000325
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:15:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-03 16:15:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668959
- Filed Document
- 0000919574-17-002469
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:15:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-03 16:07:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595193
- Filed Document
- 0001595193-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:07:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-03 16:07:19 UTC |
- Amount To Be Raised
- $7,180,862
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001694252
- Filed Document
- 0001694252-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 16:07:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-03 15:59:33 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698917
- Filed Document
- 0001698917-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:59:33 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-03-03 15:57:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Partners, LLC and Foreside Fund Services, LLC
- CIK Number
- 0001461094
- Filed Document
- 0001461094-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:57:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-03 15:55:43 UTC |
- Amount To Be Raised
- $931,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001360647
- Filed Document
- 0001360647-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:55:43 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-03 15:55:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544036
- Filed Document
- 0001544036-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:55:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-03 15:53:55 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001699703
- Filed Document
- 0001699703-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-03 15:53:55 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-03 15:53:18 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699525
- Filed Document
- 0001699525-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-03 15:53:18 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-03-03 15:41:38 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698928
- Filed Document
- 0001698928-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:41:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-03 15:39:05 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699714
- Filed Document
- 0001699714-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:39:05 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Apollo European Principal Finance Fund III (Dollar A), L.P.
See All Filings
|
D/A |
2017-03-03 15:38:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001690506
- Filed Document
- 0001315863-17-000226
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:38:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-03 15:36:46 UTC |
- Amount To Be Raised
- $2,220,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699518
- Filed Document
- 0001699518-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-03 15:36:46 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-03-03 15:30:36 UTC |
- Amount To Be Raised
- $950,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648922
- Filed Document
- 0001648922-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:30:36 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-03-03 15:25:26 UTC |
- Amount To Be Raised
- $2,014,191
- Associated Brokers / Dealers
- Scarsdale Equities LLC
- CIK Number
- 0000922247
- Filed Document
- 0001689374-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:25:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-03 15:24:27 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697743
- Filed Document
- 0001140361-17-010503
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:24:27 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-03 15:19:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001310758
- Filed Document
- 0000902664-17-001403
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:19:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-03 15:18:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Fidelity Brokerage Services LLC
- CIK Number
- 0001308453
- Filed Document
- 0000902664-17-001402
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:18:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-03 15:09:44 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699633
- Filed Document
- 0001699633-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 15:09:44 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-03 14:57:05 UTC |
- Amount To Be Raised
- $3,325,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699713
- Filed Document
- 0001699713-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:57:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Advanced Capital Intelligence Global Real Estate Opportunities LP
See All Filings
|
D/A |
2017-03-03 14:53:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387073
- Filed Document
- 0001387073-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:53:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-03 14:50:05 UTC |
- Amount To Be Raised
- $420,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551756
- Filed Document
- 0001551756-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:50:05 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-03 14:50:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Randy Rodgers
- CIK Number
- 0001404897
- Filed Document
- 0001315863-17-000225
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:50:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
ADVANCED CAPITAL INTELLIGENCE GLOBAL CAPITAL OPPORTUNITIES LP
See All Filings
|
D/A |
2017-03-03 14:49:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001448381
- Filed Document
- 0001448381-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:49:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
LIQUID ASSETS PORTFOLIO, a series of Northern Institutional Funds
See All Filings
|
D/A |
2017-03-03 14:47:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460047
- Filed Document
- 0001460047-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:47:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-03 14:45:41 UTC |
- Amount To Be Raised
- $2,948,512
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699591
- Filed Document
- 0001699591-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:45:41 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2017-03-03 14:45:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001438036
- Filed Document
- 0000919574-17-002464
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:45:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Advanced Capital Intelligence Global Capital Opportunities (Cayman), Ltd.
See All Filings
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D/A |
2017-03-03 14:44:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457831
- Filed Document
- 0001457831-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:44:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D/A |
2017-03-03 14:35:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Evercore Asia Limited
- CIK Number
- 0001693293
- Filed Document
- 0001693293-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:35:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2017-03-03 14:33:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., Charles Schwab & Co., Inc., Oppenheimer & Co., Inc., UBS Financial Services Inc., Wells Fargo Advisors, Merrill Lynch, Pierce Fenner & Smith Incorporated, and Huntington Investment
- CIK Number
- 0001035602
- Filed Document
- 0000350797-17-000069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:33:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2017-03-03 14:31:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc., Ameriprise Finacial Services, AT INVESTMENT ADVISERS, INC., ALLIANCEBERNSTEIN INVESTMENTS, INC., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities, Inc., Fifth Third Bank, N.A., LPL Finanical Corporation, SANFORD C. BERNSTEIN & CO., LLC, Morgan Stanley & Co., Incorporated, Northern Trust Securities, Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., RBC CAPITAL MARKETS, LLC, Robert W. Baird & Co., Incorporated, SunTrust Bank, N.A., CHARLES SCHWAB & CO., INC., Wells Fargo Bank N.A., SUNTRUST ROBINSON HUMPHREY, INC, UBS Financial Services Inc., WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, MORGAN STANLEY, Wilmington Trust, LPL Financial Services, J.P. Morgan Securities, FIRST REPUBLIC SECURITIES COMPANY, LLC, Janney Montgomery Scott LLC, US Trust/ Bank of America, BESSEMER INVESTOR SERVICES, INC., BARCLAYS CAPITAL INC, BB&T SECURITIES, LLC, STIFEL, NICOLAUS & COMPANY, INCORPORATED, and Wells Fargo Securities, LLC
- CIK Number
- 0001393065
- Filed Document
- 0000350797-17-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:31:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D |
2017-03-03 14:30:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699489
- Filed Document
- 0001699489-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-03 14:30:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|