Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Barclays Wealth Advisor Series - Local Currency Emerging Market Debt Fund Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001508393 Filed Document 0000899140-15-000359 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS WORLD GROUP INC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000934033 Filed Document 0000934033-15-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets $Over $100,000,000 Type of Security Equity
Construction Opportunity Partners No. 1, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers RBC Capital Markets, Inc. CIK Number 0001544563 Filed Document 0001544563-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Global Small Caps Fund, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545257 Filed Document 0001545257-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-ORLANDO, LP See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $4,182,359 Associated Brokers / Dealers Joseph A Ondris, Robert E Burns, Charles Geraci, Curt Ladd, Michael Ihrie, Terrell Lady, Craig Emerson, Curt Ladd, MF Long II, George Hjorth, Curtis Jones, Russ Huffington, Fred Sumner, Kenny Harter, Marc Seeherman, Kathryn Scanlon, Donald J Gunn, Lori L Rastall, Mark Van Mourick, Aaron Knoll, Stephen Sumner, Taher Gilani, and Joseph A Ondris CIK Number 0001624147 Filed Document 0001624147-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Anderson International Partner II, LLC See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545258 Filed Document 0001545258-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers John Sanford and Jason Burlie CIK Number 0001135856 Filed Document 0001135856-15-000117 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IMTHERA MEDICAL INC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $991,000 Associated Brokers / Dealers N/A CIK Number 0001429599 Filed Document 0001567667-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,988,453 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-15-000112 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AlternativeFocus BlueTrend Ltd. See All Filings	D/A	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. CIK Number 0001492432 Filed Document 0000899140-15-000347 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Days Juice Lab Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $10,000 Associated Brokers / Dealers N/A CIK Number 0001618893 Filed Document 0001618893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Obsidian Capital, LP See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637930 Filed Document 0001637930-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
BosValen Master Fund See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638012 Filed Document 0001638012-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverOak AC Ventures, LLC See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001638090 Filed Document 0001638090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
VaporChat, Inc. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001637674 Filed Document 0001637674-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
CVC Credit Partners Global Special Situations Fund, L.P. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001637779 Filed Document 0001637779-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EXACTEARTH LTD. See All Filings	D	2015-03-30 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001534320 Filed Document 0001534320-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Pencil & Pixel, Inc. See All Filings	D	2015-03-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637968 Filed Document 0001637968-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Aqua-Spark Cooperatieve U.A. See All Filings	D	2015-03-28 00:00:00 UTC
Amount To Be Raised $18,131,250 Associated Brokers / Dealers N/A CIK Number 0001620338 Filed Document 0001620338-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crave Innovations, Inc. See All Filings	D	2015-03-28 00:00:00 UTC
Amount To Be Raised $1,620,000 Associated Brokers / Dealers N/A CIK Number 0001499212 Filed Document 0001499212-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aqua-Spark - CV See All Filings	D	2015-03-28 00:00:00 UTC
Amount To Be Raised $18,131,250 Associated Brokers / Dealers N/A CIK Number 0001620660 Filed Document 0001620660-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Real Estate Fund, LLC See All Filings	D/A	2015-03-28 00:00:00 UTC
Amount To Be Raised $10,230,500 Associated Brokers / Dealers N/A CIK Number 0001592235 Filed Document 0001592235-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gemphire Therapeutics Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001638287 Filed Document 0001638287-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
JCF Kokomo, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $2,120,000 Associated Brokers / Dealers N/A CIK Number 0001638337 Filed Document 0001638337-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
PVP Fund I-A, L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001637924 Filed Document 0001637924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saphena Medical, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001570417 Filed Document 0000908662-15-000128 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SWDS Holdings, Inc. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $84,000,000 Associated Brokers / Dealers N/A CIK Number 0001637748 Filed Document 0001637748-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Secure EDI Holdings, LLC See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised $10,425,000 Associated Brokers / Dealers N/A CIK Number 0001628215 Filed Document 0001628215-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FOREST HILL SELECT FUND, L.P. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins/Bay Island Securities LLC CIK Number 0001171890 Filed Document 0001315863-15-000325 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prado LH LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001636731 Filed Document 0001636731-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Institutional Fund See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sanford C. Bernstein & Co., LLC CIK Number 0001328193 Filed Document 0000902664-15-001963 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Pulse Beverage Corp See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001420569 Filed Document 0001004878-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Anderson Opportunity Capital, LLC See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341385 Filed Document 0001341385-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
FRED-The Junction, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $12,200,000 Associated Brokers / Dealers N/A CIK Number 0001637795 Filed Document 0001637795-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Northgate Hotel II, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $3,256,000 Associated Brokers / Dealers N/A CIK Number 0001637608 Filed Document 0001637608-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Spring Lake Unconstrained Municipal Opportunities Fund, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637173 Filed Document 0001637173-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Overland Direct Yield Fund, L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637985 Filed Document 0001637985-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDALWOOD LONG/SHORT FUND LP See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156358 Filed Document 0000943663-15-000122 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverVest Venture Fund III (Ohio), L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001636686 Filed Document 0001636686-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rockmead Medical Properties, LP See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $1,825,000 Associated Brokers / Dealers N/A CIK Number 0001637523 Filed Document 0001637523-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
GPB Automotive Portfolio, LP See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers Axiom Capital Management, Inc CIK Number 0001578742 Filed Document 0001578742-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Forester Opportunities, Ltd. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558723 Filed Document 0000919574-15-003255 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER PLUS DOMESTIC FUND LP See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001356983 Filed Document 0001140361-15-013303 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FITBIT INC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised $17,817,284 Associated Brokers / Dealers N/A CIK Number 0001447599 Filed Document 0001168404-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised $7,560,000 Associated Brokers / Dealers Mark Merlotti CIK Number 0001135856 Filed Document 0001135856-15-000109 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HCM UB II, LLC See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637642 Filed Document 0001140361-15-013372 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised $21,669 Associated Brokers / Dealers Jason Burlie, Steven Cwienkala, and Douglas Woolley CIK Number 0001135856 Filed Document 0001135856-15-000111 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
PENTWATER MERGER ARBITRAGE FUND LLC See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537437 Filed Document 0001393725-15-000032 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarbourVest Partners X Venture Fund L.P. See All Filings	D	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637854 Filed Document 0001181431-15-005243 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Forester Diversified, Ltd. See All Filings	D/A	2015-03-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387152 Filed Document 0000919574-15-003248 Exclusions or Exemptions 506b Accepted Date 2015-03-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund