|
|
D |
2017-02-02 17:11:17 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001697062
- Filed Document
- 0001697062-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-02-02 17:11:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VA 165
See All Filings
|
D |
2017-02-02 17:09:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lion Street Financial, LLC
- CIK Number
- 0001696760
- Filed Document
- 0001696760-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 17:09:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-02 17:04:42 UTC |
- Amount To Be Raised
- $500,010
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696676
- Filed Document
- 0001696676-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 17:04:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2017-02-02 17:02:12 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001683468
- Filed Document
- 0001683468-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-02-02 17:02:12 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-02-02 16:59:14 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- WealthForge Securities, LLC
- CIK Number
- 0001697015
- Filed Document
- 0001697015-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-02-02 16:59:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 16:57:26 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664751
- Filed Document
- 0001664751-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:57:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-02 16:54:15 UTC |
- Amount To Be Raised
- $13,897,674
- Associated Brokers / Dealers
- Robert S. Smith, Lois A. Leynse, Joseph G. Michaletz, Roger T. Tadsen, John E. Bishop, Eric S. Scaff, Chay Lapin, Jeffrey B. Baker, Eric A. Bicknese, Thomas J. Ealy, Silver Portal Capital LLC, Nathaniel M. Kuhn, Dwight K. Kay, Trawnegan Gall, John P. Harvey Jr., Jeffrey L. Davis, David B. Levinson, Verln B. Dewit, William S. Sheehan, Christina S. Nielson, John T. Christy, Michael A. Bendix, Robert J. Eckhardt, Todd D. Carter, and Inland Securites Corporation
- CIK Number
- 0001686014
- Filed Document
- 0001686014-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:54:15 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-02-02 16:53:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560189
- Filed Document
- 0001560189-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:53:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2017-02-02 16:47:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696917
- Filed Document
- 0001696917-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:47:56 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- PUERTO RICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-02-02 16:46:14 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535861
- Filed Document
- 0001535861-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:46:14 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-02 16:44:37 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696967
- Filed Document
- 0001696967-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:44:37 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2017-02-02 16:39:43 UTC |
- Amount To Be Raised
- $1,590,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000931059
- Filed Document
- 0001683168-17-000228
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:39:43 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-02-02 16:39:12 UTC |
- Amount To Be Raised
- $1,525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696090
- Filed Document
- 0001683168-17-000227
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:39:12 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-02 16:37:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696779
- Filed Document
- 0001696779-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:37:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 16:37:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503737
- Filed Document
- 0001503737-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:37:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-02 16:35:34 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- Richard M. Batenburg, III
- CIK Number
- 0001694070
- Filed Document
- 0001694070-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:35:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 16:31:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. MORGAN SECURITIES LLC
- CIK Number
- 0001351764
- Filed Document
- 0000919574-17-000946
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:31:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-02 16:27:26 UTC |
- Amount To Be Raised
- $14,715,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659416
- Filed Document
- 0001659416-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:27:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-02 16:25:31 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- none
- CIK Number
- 0001696985
- Filed Document
- 0001696985-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:25:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-02-02 16:21:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001267160
- Filed Document
- 0001267160-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:21:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-02 16:20:57 UTC |
- Amount To Be Raised
- $7,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558525
- Filed Document
- 0001558525-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:20:57 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 16:20:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631106
- Filed Document
- 0001452246-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:20:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-02 16:18:36 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660995
- Filed Document
- 0001660995-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:18:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-02 16:17:05 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., Sunbelt Securities, Inc., and Sunbelt Securities, Inc.
- CIK Number
- 0001593648
- Filed Document
- 0001593648-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:17:05 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2017-02-02 16:15:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696806
- Filed Document
- 0001140361-17-004170
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:15:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 16:15:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603096
- Filed Document
- 0001603096-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:15:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-02 16:15:04 UTC |
- Amount To Be Raised
- $39,999,978
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0000351817
- Filed Document
- 0000351817-17-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:15:04 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-02 16:14:35 UTC |
- Amount To Be Raised
- $12,492,700
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696458
- Filed Document
- 0001696458-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:14:35 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 16:08:42 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001452246
- Filed Document
- 0001452246-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:08:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-02 16:05:30 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- North Capital Private Securities Corporation
- CIK Number
- 0001654094
- Filed Document
- 0001654094-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:05:30 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2017-02-02 16:02:36 UTC |
- Amount To Be Raised
- $4,350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696460
- Filed Document
- 0001696460-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:02:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 16:01:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566880
- Filed Document
- 0001566880-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 16:01:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-02 15:58:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001413591
- Filed Document
- 0001315863-17-000079
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:58:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 15:56:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593658
- Filed Document
- 0001593658-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:56:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 15:55:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566882
- Filed Document
- 0001566882-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:55:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-02-02 15:54:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696843
- Filed Document
- 0001696843-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:54:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-02 15:54:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001489295
- Filed Document
- 0001489295-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:54:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-02-02 15:51:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372659
- Filed Document
- 0001372659-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:51:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-02-02 15:50:43 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691686
- Filed Document
- 0001694321-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:50:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-02 15:49:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567508
- Filed Document
- 0001567508-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:49:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-02 15:49:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576591
- Filed Document
- 0001576591-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:49:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-02-02 15:48:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001566883
- Filed Document
- 0001566883-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:48:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Ashmore SICAV in respect of Ashmore SICAV Middle East Equity Fund
See All Filings
|
D/A |
2017-02-02 15:42:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603168
- Filed Document
- 0001603168-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:42:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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Ashmore SICAV in respect of Ashmore SICAV Local Currency Fund
See All Filings
|
D/A |
2017-02-02 15:39:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001610577
- Filed Document
- 0001610577-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:39:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D/A |
2017-02-02 15:35:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593648
- Filed Document
- 0001593648-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:35:55 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
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Ashmore SICAV in respect of Ashmore SICAV Latin American Small-Cap Equity Fund
See All Filings
|
D/A |
2017-02-02 15:35:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603167
- Filed Document
- 0001603167-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:35:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D |
2017-02-02 15:33:36 UTC |
- Amount To Be Raised
- $4,757,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665269
- Filed Document
- 0000897069-17-000061
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:33:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Ashmore SICAV in respect of Ashmore SICAV Indian Small-Cap Equity Fund
See All Filings
|
D/A |
2017-02-02 15:33:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001603131
- Filed Document
- 0001603131-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:33:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund
See All Filings
|
D/A |
2017-02-02 15:28:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001593293
- Filed Document
- 0001593293-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:28:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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D |
2017-02-02 15:24:40 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001697020
- Filed Document
- 0001697020-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-02-02 15:24:40 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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