Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ROCKHAVEN RESOURCES LTD See All Filings	D	2017-03-08 16:28:15 UTC
Amount To Be Raised $509,490 Associated Brokers / Dealers N/A CIK Number 0001422532 Filed Document 0001183740-17-000041 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:28:15 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Yost Partners, L.P. See All Filings	D/A	2017-03-08 16:27:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489864 Filed Document 0001489864-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:27:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
40 Davenport LLC See All Filings	D	2017-03-08 16:27:24 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001700347 Filed Document 0001700347-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:27:24 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
831 L Street LLC See All Filings	D	2017-03-08 16:23:54 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001695077 Filed Document 0001695077-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:23:54 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Modular Space Holdings, Inc. See All Filings	D	2017-03-08 16:22:45 UTC
Amount To Be Raised $4,517,500 Associated Brokers / Dealers N/A CIK Number 0001700136 Filed Document 0000903423-17-000173 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:22:45 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
32 Capital Fund Ltd. See All Filings	D/A	2017-03-08 16:18:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001220360 Filed Document 0001479191-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:18:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FORUM CAPITAL PARTNERS See All Filings	D/A	2017-03-08 16:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067406 Filed Document 0001067406-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
INVESCO VENTURE ALPHA FUND, L.P. See All Filings	D	2017-03-08 16:13:25 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC and INVESCO DISTRIBUTORS, INC. CIK Number 0001699299 Filed Document 0001699299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:13:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Canary Analytics Holdings, LLC See All Filings	D	2017-03-08 16:11:13 UTC
Amount To Be Raised $11,274,987 Associated Brokers / Dealers N/A CIK Number 0001656723 Filed Document 0001656723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:11:13 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
32 Capital Fund LLC See All Filings	D/A	2017-03-08 16:09:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001213632 Filed Document 0001479191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:09:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Breach Intelligence, Inc. See All Filings	D	2017-03-08 16:08:29 UTC
Amount To Be Raised $3,499,999 Associated Brokers / Dealers N/A CIK Number 0001699617 Filed Document 0001699617-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:08:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EE Systems, Inc. See All Filings	D	2017-03-08 16:06:55 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Patrick J. Smetek CIK Number 0001632954 Filed Document 0001632954-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:06:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CannTrust Holdings Inc. See All Filings	D	2017-03-08 16:02:17 UTC
Amount To Be Raised $11,116,383 Associated Brokers / Dealers N/A CIK Number 0001652499 Filed Document 0001652499-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:02:17 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
XCath, Inc. See All Filings	D	2017-03-08 16:02:01 UTC
Amount To Be Raised $5,333,333 Associated Brokers / Dealers N/A CIK Number 0001694309 Filed Document 0001694309-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 16:02:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Equitas Resources Corp. See All Filings	D	2017-03-08 15:57:16 UTC
Amount To Be Raised $498,544 Associated Brokers / Dealers N/A CIK Number 0001635729 Filed Document 0001635729-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:57:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
THRIFT INVESTORS LP See All Filings	D/A	2017-03-08 15:55:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006696 Filed Document 0001006696-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:55:25 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Infinia Gainvesville Land Company, LLC See All Filings	D	2017-03-08 15:53:01 UTC
Amount To Be Raised $765,000 Associated Brokers / Dealers N/A CIK Number 0001700074 Filed Document 0001700074-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:53:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HouseCanary R&D, Inc. See All Filings	D	2017-03-08 15:52:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001656831 Filed Document 0001656831-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:52:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ColubrisMX, Inc. See All Filings	D	2017-03-08 15:48:36 UTC
Amount To Be Raised $10,666,666 Associated Brokers / Dealers N/A CIK Number 0001694306 Filed Document 0001694306-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:48:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HouseCanary R&D, Inc. See All Filings	D	2017-03-08 15:42:26 UTC
Amount To Be Raised $15,000 Associated Brokers / Dealers N/A CIK Number 0001656831 Filed Document 0001656831-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:42:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pinnacle Ridge USA Investors, LLC See All Filings	D	2017-03-08 15:40:43 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001695404 Filed Document 0001695404-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:40:43 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Flywheel Strategies, LLC See All Filings	D	2017-03-08 15:38:48 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001700367 Filed Document 0001699645-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:38:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AEI NET LEASE PORTFOLIO VII DST See All Filings	D/A	2017-03-08 15:38:46 UTC
Amount To Be Raised $18,762,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, DFPG, Harbour Investments, Inc, H.D. Vest Investment Services, Berthel Fisher and Company, Concorde Investment Services, LLC, Kalos Financial, Inc, Sandlapper Securities, LLC, Triad Advisors, Inc., Colorado Financial Service Corporation, Geneos Wealth Management, Inc., and Lincoln Financial Advisors Corporation CIK Number 0001696717 Filed Document 0001696717-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:38:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TEAM 360 SPORTS, INC. See All Filings	D	2017-03-08 15:37:59 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers NONE CIK Number 0001700357 Filed Document 0001262463-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:37:59 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
AllianceBernstein Delaware Business Trust - AB Emerging Markets Debt Opportunities Series See All Filings	D	2017-03-08 15:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699995 Filed Document 0000902664-17-001446 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:33:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nantucket Levered LLC See All Filings	D/A	2017-03-08 15:32:33 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001318160 Filed Document 0001318160-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:32:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Hybrent, Inc. See All Filings	D	2017-03-08 15:31:13 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001684578 Filed Document 0001684578-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:31:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LSC LITHIUM INC. See All Filings	D	2017-03-08 15:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cormark Securities (USA) Limited and Aspen Capital Partners (Europe) Limited CIK Number 0001686005 Filed Document 0001571049-17-002112 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:30:06 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
EL Offshore Mezzanine Partners III, L.P. See All Filings	D	2017-03-08 15:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699347 Filed Document 0001699344-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:28:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EL Mezzanine Partners III, L.P. See All Filings	D	2017-03-08 15:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699344 Filed Document 0001699344-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:24:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mariner Residential Recovery Fund, LLC See All Filings	D	2017-03-08 15:22:15 UTC
Amount To Be Raised $35,050,000 Associated Brokers / Dealers N/A CIK Number 0001694121 Filed Document 0001694121-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:22:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Trident Capital Cybersecurity Fund I, L.P. See All Filings	D/A	2017-03-08 15:20:20 UTC
Amount To Be Raised $293,177,275 Associated Brokers / Dealers Denning & Company LLC CIK Number 0001648642 Filed Document 0001648642-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:20:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Eagle Fund 2017, LLC See All Filings	D	2017-03-08 15:06:08 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001698975 Filed Document 0001699645-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 15:06:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ORIX Capital Fund I, L.P. See All Filings	D/A	2017-03-08 14:58:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001667228 Filed Document 0001667228-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:58:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alliant Tax Credit Fund 86, Ltd. See All Filings	D	2017-03-08 14:58:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., and Compass Securities Corporation CIK Number 0001700191 Filed Document 0001700191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:58:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucideus Inc. See All Filings	D	2017-03-08 14:48:27 UTC
Amount To Be Raised $7,072 Associated Brokers / Dealers N/A CIK Number 0001700214 Filed Document 0001700214-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:48:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Camelot Fund I, LLC See All Filings	D	2017-03-08 14:46:26 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001699645 Filed Document 0001699645-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:46:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SPAG I, LP See All Filings	D/A	2017-03-08 14:42:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491995 Filed Document 0001491995-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:42:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diagnostic Laboratory Solutions, LLC See All Filings	D	2017-03-08 14:39:20 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001699993 Filed Document 0001699993-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:39:20 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Sachs Capital - Squatty, LLC See All Filings	D	2017-03-08 14:26:17 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001699579 Filed Document 0001699579-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:26:17 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aledade, Inc. See All Filings	D/A	2017-03-08 14:23:47 UTC
Amount To Be Raised $40,249,996 Associated Brokers / Dealers N/A CIK Number 0001611176 Filed Document 0001611176-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:23:47 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Alpine Lake Partners, LP See All Filings	D/A	2017-03-08 14:19:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518034 Filed Document 0001518034-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:19:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelmed Growth Partners, L.P. See All Filings	D/A	2017-03-08 14:18:57 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Fortress Group, Inc. CIK Number 0001662817 Filed Document 0001192482-17-000052 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:18:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pies & Pints Kenwood, LLC See All Filings	D	2017-03-08 14:18:46 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001700064 Filed Document 0000949265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:18:46 UTC Type of Offering D Industry Restaurants Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
SIVIK HEALTHCARE OFFSHORE FUND LTD. See All Filings	D/A	2017-03-08 14:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145243 Filed Document 0001566114-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:15:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crayhill Principal Strategies Fund LP See All Filings	D	2017-03-08 14:15:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001700130 Filed Document 0001315863-17-000241 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:15:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RUBICON Technology Partners II L.P. See All Filings	D/A	2017-03-08 14:14:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, L.P. CIK Number 0001695168 Filed Document 0001695168-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:14:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crayhill Principal Strategies Parallel Fund LP See All Filings	D	2017-03-08 14:13:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001700119 Filed Document 0001315863-17-000240 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:13:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crayhill Principal Strategies Parallel Fund LP See All Filings	D	2017-03-08 14:13:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001700119 Filed Document 0001315863-17-000239 Exclusions or Exemptions 506b Accepted Date 2017-03-08 14:13:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nashville Clinic, LP See All Filings	D/A	2017-03-08 14:12:42 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers None CIK Number 0001691472 Filed Document 0001691472-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-08 14:12:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity