Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Rende Inc. See All Filings	D	2017-02-07 16:09:09 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001697397 Filed Document 0001697397-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:09:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Option To Acquire
PAVmed Inc. See All Filings	D	2017-02-07 16:09:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Xzerta Trading LLC d/b/a HCFP/Capital Markets CIK Number 0001624326 Filed Document 0001571049-17-001096 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:09:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ZWEIG DIMENNA PARTNERS L P See All Filings	D/A	2017-02-07 16:08:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities, Inc. and Fairfield Heathcliff Capital LLC CIK Number 0000740450 Filed Document 0000740450-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:08:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rubicon Labs, Inc. See All Filings	D	2017-02-07 16:08:16 UTC
Amount To Be Raised $8,999,999 Associated Brokers / Dealers N/A CIK Number 0001553552 Filed Document 0001553552-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:08:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ranch Ventures Fund I, LLC See All Filings	D/A	2017-02-07 16:05:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675597 Filed Document 0001675597-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:05:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Planetaus, LLC See All Filings	D	2017-02-07 16:04:54 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001697390 Filed Document 0001697390-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-07 16:04:54 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Trinity Foods, Inc. See All Filings	D/A	2017-02-07 16:01:29 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001641095 Filed Document 0001641095-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:01:29 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NXSN Acquisition Corp. See All Filings	D	2017-02-07 16:01:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001697174 Filed Document 0001697174-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 16:01:18 UTC Type of Offering D Industry Computers Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Phasor Inc See All Filings	D	2017-02-07 15:54:07 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001609012 Filed Document 0001144204-17-006478 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:54:07 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Kapalya Inc See All Filings	D	2017-02-07 15:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kapalya Inc. CIK Number 0001697383 Filed Document 0001697383-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:51:04 UTC Type of Offering D Industry Computers Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
EMC Alpha Fund, LP See All Filings	D/A	2017-02-07 15:48:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598249 Filed Document 0001598249-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:48:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
CommuniCare Technology, Inc. See All Filings	D/A	2017-02-07 15:43:49 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001594455 Filed Document 0001594455-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:43:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
MERITAGE HOSPITALITY GROUP INC See All Filings	D	2017-02-07 15:42:03 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0000808219 Filed Document 0000892251-17-000028 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:42:03 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
It's Elation, Inc. See All Filings	D/A	2017-02-07 15:32:03 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001569751 Filed Document 0001569751-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:32:03 UTC Type of Offering D/A Industry Business Services Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pivot Holdings II LLC See All Filings	D	2017-02-07 15:30:56 UTC
Amount To Be Raised $500,002 Associated Brokers / Dealers N/A CIK Number 0001644926 Filed Document 0001644926-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:30:56 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Spirits, Inc. See All Filings	C/A	2017-02-07 15:29:52 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001687373 Filed Document 0001670254-17-000019 Accepted Date 2017-02-07 15:29:52 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
FL Edge, LLC See All Filings	D	2017-02-07 15:26:28 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001696873 Filed Document 0001696873-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:26:28 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bridgewell Mortgage Fund LLC See All Filings	D	2017-02-07 15:25:14 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001657976 Filed Document 0001657976-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:25:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
BlueArc Quantitative Equity Series (TE), Ltd. See All Filings	D	2017-02-07 15:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694339 Filed Document 0001694339-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:22:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIPHERLOC Corp See All Filings	D/A	2017-02-07 15:15:37 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers NA CIK Number 0001022505 Filed Document 0001493152-17-001202 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:15:37 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Quantitative Equities Series of BlueArc Alternatives Fund, LLC See All Filings	D	2017-02-07 15:14:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686919 Filed Document 0001686919-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:14:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Twin Cities Hospitality Partners Holdings, LLC See All Filings	D	2017-02-07 15:13:26 UTC
Amount To Be Raised $9,750,000 Associated Brokers / Dealers N/A CIK Number 0001697402 Filed Document 0001697402-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:13:26 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
HELiOS EXCHANGE, INC. See All Filings	1-A/A	2017-02-07 15:11:27 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001687715 Filed Document 0001687715-17-000002 Accepted Date 2017-02-07 15:11:27 UTC Type of Offering 1-A/A Industry GENERAL BLDG CONTRACTORS - NONRESIDENTIAL BLDGS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $31,561.32 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Aspect Institutional Diversified Fund See All Filings	D/A	2017-02-07 15:04:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners LLC, Raymond James & Associates, Inc., and Raymond James Financial Services, Inc. CIK Number 0001605251 Filed Document 0001315863-17-000095 Exclusions or Exemptions 506b Accepted Date 2017-02-07 15:04:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COLI VUL-1 Series Account of Great-West Life & Annuity of New York See All Filings	D	2017-02-07 14:58:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shirley A.H. McMillan and David S. Hauptman CIK Number 0001458462 Filed Document 0001458462-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:58:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EDENBROOK LONG ONLY VALUE FUND, LP See All Filings	D/A	2017-02-07 14:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Collins//Bay Island Securities, LLC CIK Number 0001665975 Filed Document 0000919574-17-001066 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:52:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROSEBROOK OPPORTUNITIES FUND LP See All Filings	D	2017-02-07 14:51:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN, LLC CIK Number 0001696336 Filed Document 0001696336-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:51:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INTELLIHOT INC. See All Filings	D	2017-02-07 14:48:17 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001456104 Filed Document 0001456104-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:48:17 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
RUBICON Technology Partners II L.P. See All Filings	D	2017-02-07 14:45:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, L.P. CIK Number 0001695168 Filed Document 0001695168-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:45:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMPASS INVESTORS LP (A NY LP) See All Filings	D/A	2017-02-07 14:38:53 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001459031 Filed Document 0001459031-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:38:53 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Other
ROSEBROOK 2017 CO-INVEST I LP See All Filings	D	2017-02-07 14:11:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STONEHAVEN, LLC CIK Number 0001696338 Filed Document 0001696338-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:11:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUITAS EVERGREEN FUND LP See All Filings	D/A	2017-02-07 14:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001264395 Filed Document 0001315863-17-000094 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:09:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Fluorofinder, LLC See All Filings	D	2017-02-07 14:05:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001609535 Filed Document 0001609535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:05:40 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
PRA Audio Systems, Inc. See All Filings	D	2017-02-07 14:00:20 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001605267 Filed Document 0001605267-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 14:00:20 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Ceres Nanosciences, Inc. See All Filings	D	2017-02-07 13:57:36 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001697394 Filed Document 0001697394-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-07 13:57:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Spensa Technologies, Inc. See All Filings	D	2017-02-07 13:56:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607360 Filed Document 0001607360-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-02-07 13:56:24 UTC Type of Offering D Industry Agriculture Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
DoseNYC Inc. See All Filings	D	2017-02-07 13:50:21 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001691606 Filed Document 0001691606-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:50:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Other
CIVOG TOTAL RETURN FUND, L.P. See All Filings	D/A	2017-02-07 13:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560195 Filed Document 0001560195-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-07 13:45:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
CRRF REIT III See All Filings	D	2017-02-07 13:40:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696840 Filed Document 0001696840-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:40:09 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SLG Fixed Income Portfolio, LP See All Filings	D/A	2017-02-07 13:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669551 Filed Document 0001669551-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:34:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shelter Growth Opportunities Fund LP See All Filings	D/A	2017-02-07 13:27:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634879 Filed Document 0000902664-17-000808 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:27:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SLG High Growth Portfolio, LP See All Filings	D/A	2017-02-07 13:26:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669553 Filed Document 0001669553-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:26:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPRINGCM INC See All Filings	D	2017-02-07 13:26:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Union Square Advisors LLC CIK Number 0001423866 Filed Document 0001423866-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:26:09 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mare Island Dry Dock Investment LLC See All Filings	D	2017-02-07 13:23:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers n/a CIK Number 0001589881 Filed Document 0001589881-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:23:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SLG All Markets Portfolio, L.P. See All Filings	D/A	2017-02-07 13:18:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644877 Filed Document 0001644877-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:18:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pansophy Partners, L.P. See All Filings	D/A	2017-02-07 13:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666275 Filed Document 0000935836-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:15:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAMBLETONIAN PARTNERS L.P. See All Filings	D/A	2017-02-07 13:06:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000909403 Filed Document 0000919574-17-001061 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:06:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mass Appeal Media Inc. See All Filings	D	2017-02-07 13:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001573893 Filed Document 0001573893-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:05:42 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Optimus Aurora LLC See All Filings	D	2017-02-07 13:04:12 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001697299 Filed Document 0001697299-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:04:12 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
LAKE GENEVA LONG-ONLY FUND LP See All Filings	D	2017-02-07 13:03:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697368 Filed Document 0001697368-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-07 13:03:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund