Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NEOPHARM PHARMACANN INVESTORS II, LLC See All Filings	D	2017-03-09 15:10:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001698261 Filed Document 0001698261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:10:49 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Summit Water Development, L.P. See All Filings	D/A	2017-03-09 15:10:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, Damien Hatfield, William U. Tarr, Christopher D. Whatley, James B. Everett, and Michael Oshiro CIK Number 0001462778 Filed Document 0001462778-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:10:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUMMIT WATER DEVELOPMENT LLC See All Filings	D/A	2017-03-09 15:06:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Rodney Madden CIK Number 0001429533 Filed Document 0001429533-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 15:06:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares European Fund, L.P. See All Filings	D/A	2017-03-09 14:57:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450589 Filed Document 0000919574-17-002606 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:57:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
RM Senior Living Richfield LLC See All Filings	D	2017-03-09 14:55:54 UTC
Amount To Be Raised $4,260,000 Associated Brokers / Dealers N/A CIK Number 0001700401 Filed Document 0001700401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:55:54 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Antares European Fund Ltd See All Filings	D/A	2017-03-09 14:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001450763 Filed Document 0000919574-17-002604 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:53:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
KG INVESTMENTS FUND LLC See All Filings	D/A	2017-03-09 14:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladium Capital Advisors, LLC and Perkins Fund Marketing, LLC CIK Number 0001459598 Filed Document 0001459598-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:53:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CollegePlace BYU Investors, LLC See All Filings	D	2017-03-09 14:46:07 UTC
Amount To Be Raised $12,688,869 Associated Brokers / Dealers N/A CIK Number 0001700146 Filed Document 0001683168-17-000526 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:46:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GrowCo, Inc. See All Filings	D/A	2017-03-09 14:42:46 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001641804 Filed Document 0001641804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:42:46 UTC Type of Offering D/A Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Veloxint Corp See All Filings	D	2017-03-09 14:38:42 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001656329 Filed Document 0001656329-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:38:42 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Initialized IC SPV, LLC See All Filings	D	2017-03-09 14:37:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699512 Filed Document 0001699512-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:37:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stos Partners 36 Micro, LLC See All Filings	D	2017-03-09 14:36:20 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001700465 Filed Document 0001700465-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-09 14:36:20 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
SCS PRIVATE EQUITY II, LLC See All Filings	D/A	2017-03-09 14:32:32 UTC
Amount To Be Raised $57,856,000 Associated Brokers / Dealers N/A CIK Number 0001542424 Filed Document 0001542424-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:32:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCS Private Credit I, LLC See All Filings	D/A	2017-03-09 14:27:08 UTC
Amount To Be Raised $312,363,200 Associated Brokers / Dealers N/A CIK Number 0001588797 Filed Document 0001588797-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:27:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shepherd Cobalt Madison, LLC See All Filings	D	2017-03-09 14:24:48 UTC
Amount To Be Raised $7,150,000 Associated Brokers / Dealers N/A CIK Number 0001698062 Filed Document 0001698062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SCS Private Equity III, LLC See All Filings	D/A	2017-03-09 14:21:48 UTC
Amount To Be Raised $327,324,000 Associated Brokers / Dealers N/A CIK Number 0001599728 Filed Document 0001599728-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:21:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harmonic Investors LLC Fund I See All Filings	D/A	2017-03-09 14:20:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676758 Filed Document 0001676758-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-03-09 14:20:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Manhattan Gulch Partners LLC See All Filings	D	2017-03-09 14:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700438 Filed Document 0001700438-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:18:03 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Smith Cove Capital Domestic Fund LP See All Filings	D	2017-03-09 14:08:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700220 Filed Document 0000902664-17-001458 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:08:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewSpring Mezzanine Capital III, L.P. See All Filings	D/A	2017-03-09 14:04:36 UTC
Amount To Be Raised $105,250,000 Associated Brokers / Dealers N/A CIK Number 0001659651 Filed Document 0001192482-17-000058 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weather Analytics, LLC See All Filings	D	2017-03-09 14:03:24 UTC
Amount To Be Raised $16,999,999 Associated Brokers / Dealers N/A CIK Number 0001584752 Filed Document 0001584752-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:03:24 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Socotra Fund LLC See All Filings	D/A	2017-03-09 14:00:29 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001573807 Filed Document 0001573807-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 14:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TRELLUS PARTNERS LP See All Filings	D/A	2017-03-09 13:59:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133880 Filed Document 0001133880-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:59:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
S.C. Pooler, LLC See All Filings	D	2017-03-09 13:59:36 UTC
Amount To Be Raised $9,533,000 Associated Brokers / Dealers N/A CIK Number 0001697355 Filed Document 0001697355-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:59:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jarvis 15, LLC See All Filings	D	2017-03-09 13:51:49 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001699357 Filed Document 0001699357-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:51:49 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OAC Holdings I Corp. See All Filings	D	2017-03-09 13:49:24 UTC
Amount To Be Raised $20,131,266 Associated Brokers / Dealers N/A CIK Number 0001682469 Filed Document 0000895345-17-000127 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:49:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prana Current Yield Fund V, L.P. See All Filings	D	2017-03-09 13:39:13 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Kipling Capital, Inc. CIK Number 0001699731 Filed Document 0000935836-17-000152 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:39:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brad Flora & Jenny 8. Lee Demo Day Fund W17, LP See All Filings	D	2017-03-09 13:37:51 UTC
Amount To Be Raised $490,480 Associated Brokers / Dealers N/A CIK Number 0001694497 Filed Document 0001694497-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:37:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DISCOVERY SPECIAL OPPORTUNITIES II, LTD. See All Filings	D	2017-03-09 13:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699059 Filed Document 0000919574-17-002599 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:37:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
KnowBe4, Inc. See All Filings	D	2017-03-09 13:35:19 UTC
Amount To Be Raised $5,540,519 Associated Brokers / Dealers N/A CIK Number 0001664998 Filed Document 0000897069-17-000157 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:35:19 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DIESEL CO-INVEST LP See All Filings	D	2017-03-09 13:32:50 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001700456 Filed Document 0001700456-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:32:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ESO Venture Fund III, LP See All Filings	D	2017-03-09 13:28:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700414 Filed Document 0001609623-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:28:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DISCOVERY SPECIAL OPPORTUNITIES II, LP See All Filings	D	2017-03-09 13:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699069 Filed Document 0000919574-17-002597 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:24:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tapinator, Inc. See All Filings	D	2017-03-09 13:23:55 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001647170 Filed Document 0001647170-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-09 13:23:55 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Snowbird Co-Investment Partners, LLC See All Filings	D/A	2017-03-09 13:21:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695232 Filed Document 0001695232-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:21:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CB3, LLC See All Filings	D	2017-03-09 13:10:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001698487 Filed Document 0001698487-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:10:37 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Arix Bioscience plc See All Filings	D	2017-03-09 13:08:28 UTC
Amount To Be Raised $121,000,000 Associated Brokers / Dealers Jefferies International Limited CIK Number 0001700449 Filed Document 0001700449-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:08:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Abode Systems, Inc. See All Filings	D	2017-03-09 13:08:13 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001699593 Filed Document 0001699593-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:08:13 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Trajan Associates LLC See All Filings	D	2017-03-09 13:03:19 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001680927 Filed Document 0001680927-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-09 13:03:19 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Verition International Multi-Strategy Fund Ltd. See All Filings	D/A	2017-03-09 13:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669085 Filed Document 0001669085-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verition International Multi-Strategy Fund Ltd. See All Filings	D/A	2017-03-09 13:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669085 Filed Document 0001669085-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 13:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Media Trader, Inc. See All Filings	1-A/A	2017-03-09 12:59:18 UTC
Amount To Be Raised $12,011,600 Associated Brokers / Dealers N/A CIK Number 0001685982 Filed Document 0001213900-17-002112 Accepted Date 2017-03-09 12:59:18 UTC Type of Offering 1-A/A Industry SERVICES-ADVERTISING Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $40,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Remiges BioPharma Fund, LP See All Filings	D/A	2017-03-09 12:57:50 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001609623 Filed Document 0001609623-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:57:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALGEBRAIX DATA CORP See All Filings	D	2017-03-09 12:57:09 UTC
Amount To Be Raised $7,499,999 Associated Brokers / Dealers N/A CIK Number 0001318533 Filed Document 0001318533-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:57:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VERITION MULTI-STRATEGY FUND LLC See All Filings	D/A	2017-03-09 12:55:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458792 Filed Document 0001458792-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:55:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Caspian Inefficient Markets International Fund, L.P. See All Filings	D/A	2017-03-09 12:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669389 Filed Document 0001421566-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthCor Co-Invest Sanatate Fund, L.P See All Filings	D	2017-03-09 12:52:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700435 Filed Document 0001700435-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:52:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Communication Infrastructure Corp See All Filings	D	2017-03-09 12:50:42 UTC
Amount To Be Raised $1,759,500 Associated Brokers / Dealers N/A CIK Number 0001700422 Filed Document 0001700422-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:50:42 UTC Type of Offering D Industry Other Principal Place of Business RHODE ISLAND Revenue or Assets $Not Applicable Type of Security Equity
Alexander Fund XII, LLC See All Filings	D	2017-03-09 12:50:10 UTC
Amount To Be Raised $755,000 Associated Brokers / Dealers None CIK Number 0001696931 Filed Document 0001696931-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:50:10 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NEW MEXICO FIRST FINANCIAL INC See All Filings	D	2017-03-09 12:48:06 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001196559 Filed Document 0001196559-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-09 12:48:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity