Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLUE ROCK CAPITAL FUND II, L.P. See All Filings	D/A	2017-02-08 16:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001268577 Filed Document 0000926877-17-000024 Exclusions or Exemptions 506b Accepted Date 2017-02-08 16:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Agate Investment LLC See All Filings	D	2017-02-08 16:12:17 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001697128 Filed Document 0001697128-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 16:12:17 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KARYA FUND LTD See All Filings	D/A	2017-02-08 16:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC and Alternative Asset Investment Management Securities, LLC CIK Number 0001541556 Filed Document 0001541556-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-08 16:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BLUE ROCK CAPITAL FUND, L.P. See All Filings	D/A	2017-02-08 16:11:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000866174 Filed Document 0000926877-17-000023 Exclusions or Exemptions 506b Accepted Date 2017-02-08 16:11:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
EndoShape, Inc. See All Filings	D	2017-02-08 16:00:57 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001517993 Filed Document 0001517993-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-08 16:00:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman International Small Cap Fund L.P. See All Filings	D	2017-02-08 15:59:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001696057 Filed Document 0001140361-17-005115 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:59:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JEFF DAVIS BANCSHARES INC See All Filings	D	2017-02-08 15:55:51 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers Sandler O'Neill & Partners, L.P. CIK Number 0000866643 Filed Document 0000866643-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:55:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
NEIGHBORHOOD BANCORP See All Filings	D	2017-02-08 15:55:41 UTC
Amount To Be Raised $9,291,060 Associated Brokers / Dealers Hovde Group, LLC CIK Number 0000916712 Filed Document 0000916712-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:55:41 UTC Type of Offering D Industry Commercial Banking Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HOUSTON AMERICAN ENERGY CORP See All Filings	D	2017-02-08 15:51:15 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001156041 Filed Document 0001493152-17-001229 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:51:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
K-Holding 9 LLC See All Filings	D	2017-02-08 15:50:44 UTC
Amount To Be Raised $30,370,824 Associated Brokers / Dealers N/A CIK Number 0001696836 Filed Document 0001696836-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:50:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KARYA FUND LLC See All Filings	D/A	2017-02-08 15:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC, Alternative Asset Investment Management Securities, LLC, and Bhargava Capital CIK Number 0001541555 Filed Document 0001541556-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:49:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
SpaceKnow, Inc. See All Filings	D	2017-02-08 15:49:04 UTC
Amount To Be Raised $5,448,302 Associated Brokers / Dealers N/A CIK Number 0001697119 Filed Document 0001697119-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:49:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hermes GPE PEC III LP See All Filings	D/A	2017-02-08 15:48:06 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001665002 Filed Document 0001665002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:48:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
LOOMIS SAYLES SENIOR LOAN FUND LLC See All Filings	D/A	2017-02-08 15:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297684 Filed Document 0001297684-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:46:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEI NET LEASE PORTFOLIO VII DST See All Filings	D/A	2017-02-08 15:46:52 UTC
Amount To Be Raised $18,762,000 Associated Brokers / Dealers FINRA Member Broker-Dealers, DFPG, Harbour Investments, Inc, H.D. Vest Investment Services, Berthel Fisher and Company, Concorde Investment Services, LLC, Kalos Financial, Inc, Sandlapper Securities, LLC, and Triad Advisors, Inc. CIK Number 0001696717 Filed Document 0001696717-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:46:52 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
GOLDSTEIN CAPITAL MANAGED BOND PORTFOLIO LP See All Filings	D/A	2017-02-08 15:44:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001001107 Filed Document 0001283804-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:44:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgriData, Inc. See All Filings	D	2017-02-08 15:25:30 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001694714 Filed Document 0001694714-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:25:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AMS AG See All Filings	D	2017-02-08 15:22:26 UTC
Amount To Be Raised $222,953,468 Associated Brokers / Dealers N/A CIK Number 0001306463 Filed Document 0001306463-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:22:26 UTC Type of Offering D Industry Other Technology Principal Place of Business AUSTRIA Revenue or Assets Decline to Disclose Type of Security Equity
Ike Partners, LLC See All Filings	D/A	2017-02-08 15:18:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550302 Filed Document 0001465818-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:18:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Equity
EOS Real Estate Partners I, L.P. See All Filings	D	2017-02-08 15:13:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697369 Filed Document 0001697369-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:13:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
122 West Ventures, L.P. See All Filings	D	2017-02-08 15:02:07 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001694009 Filed Document 0001694009-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 15:02:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPIRE STATE VENTURES LLC See All Filings	D/A	2017-02-08 14:59:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001392191 Filed Document 0001507127-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:59:14 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Colorado Springs Hotel Holdings, LLC See All Filings	D	2017-02-08 14:56:15 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001697552 Filed Document 0001697552-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:56:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Wall Street llc See All Filings	D/A	2017-02-08 14:52:27 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001507127 Filed Document 0001507127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:52:27 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cota Capital Offshore Fund, L.P. See All Filings	D/A	2017-02-08 14:45:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AIPX Pty Ltd. CIK Number 0001665348 Filed Document 0001665348-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:45:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silver Oak Fund 1, LLC See All Filings	D	2017-02-08 14:44:24 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001561125 Filed Document 0001561125-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:44:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BTC Africa S.A. See All Filings	D	2017-02-08 14:42:30 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001617338 Filed Document 0001617338-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:42:30 UTC Type of Offering D Industry Other Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2017-02-08 14:40:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cota Capital Institutional Partners, L.P. See All Filings	D/A	2017-02-08 14:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665350 Filed Document 0001665350-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crosswinds Holdings Inc. See All Filings	D	2017-02-08 14:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697006 Filed Document 0000945621-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:35:59 UTC Type of Offering D Industry Insurance Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Cottonwood Residential O.P., LP See All Filings	D	2017-02-08 14:35:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ORCHARD SECURITIES, LLC CIK Number 0001480126 Filed Document 0001480126-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-08 14:35:46 UTC Type of Offering D Industry Residential Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
UMAX GROUP CORP See All Filings	D	2017-02-08 14:35:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001517709 Filed Document 0001511164-17-000067 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:35:29 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
GOLDSTEIN CAPITAL MANAGED BOND PORTFOLIO OFFSHORE FD LTD See All Filings	D/A	2017-02-08 14:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001283804 Filed Document 0001283804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:30:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DOUBLE GREEN FUND, LP See All Filings	D	2017-02-08 14:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663922 Filed Document 0001663922-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:27:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKB-Macadam Portfolio, LLC See All Filings	D	2017-02-08 14:15:29 UTC
Amount To Be Raised $1,490,000 Associated Brokers / Dealers SKB Securities, LLC, Robert R. Walker, Jr., and Christopher Courtiol CIK Number 0001697259 Filed Document 0001697259-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:15:29 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $Not Applicable Type of Security Equity
Huckleberry Real Estate Fund II LLC See All Filings	D	2017-02-08 14:14:12 UTC
Amount To Be Raised $1,290,000 Associated Brokers / Dealers N/A CIK Number 0001697520 Filed Document 0001697520-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:14:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BOSTON COMMON SMALL CAP SOCIAL FUND LLC See All Filings	D	2017-02-08 14:05:15 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001387699 Filed Document 0001387699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 14:05:15 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CS Embree Holdings, L.P. See All Filings	D	2017-02-08 13:59:53 UTC
Amount To Be Raised $6,100,000 Associated Brokers / Dealers N/A CIK Number 0001697540 Filed Document 0001697540-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:59:53 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
View, Inc See All Filings	D	2017-02-08 13:59:38 UTC
Amount To Be Raised $205,000,000 Associated Brokers / Dealers N/A CIK Number 0001416655 Filed Document 0001416655-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:59:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Kestrel Investment Fund, L.P. See All Filings	D	2017-02-08 13:48:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372702 Filed Document 0001372702-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:48:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CHAROLAIS73 CAPITAL PARTNERS, L.P. See All Filings	D/A	2017-02-08 13:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623960 Filed Document 0001623960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:40:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Hicor Technologies, Inc. See All Filings	D	2017-02-08 13:39:10 UTC
Amount To Be Raised $1,527,000 Associated Brokers / Dealers N/A CIK Number 0001539069 Filed Document 0001539069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:39:10 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MPC GA 2017 AHI ICF 3, LLC See All Filings	D	2017-02-08 13:37:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697012 Filed Document 0001697012-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:37:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AH 125 Summer Boston LP See All Filings	D	2017-02-08 13:35:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Johnson, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001697424 Filed Document 0001140361-17-005070 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:35:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
AH 745 Atlantic Boston LP See All Filings	D	2017-02-08 13:34:01 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Phyllis J. Johnson, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001697426 Filed Document 0001140361-17-005069 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:34:01 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Comic Blitz LLC See All Filings	C	2017-02-08 13:30:52 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001697120 Filed Document 0001670254-17-000021 Accepted Date 2017-02-08 13:30:52 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
AMERICAN WHOLESALE INSURANCE HOLDING COMPANY, LLC See All Filings	D	2017-02-08 13:24:32 UTC
Amount To Be Raised $6,936,794 Associated Brokers / Dealers N/A CIK Number 0001177703 Filed Document 0001461373-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:24:32 UTC Type of Offering D Industry Insurance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Seattle Artworks LLC See All Filings	D	2017-02-08 13:23:46 UTC
Amount To Be Raised $710,000 Associated Brokers / Dealers N/A CIK Number 0001690780 Filed Document 0001690780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:23:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Better World Spirits Inc See All Filings	C/A	2017-02-08 13:20:39 UTC
Financial Interest N/A Filing Platform Better World Spirits Inc Offering Amount $1,000,000 CIK Number 0001686552 Filed Document 0001665160-17-000040 Accepted Date 2017-02-08 13:20:39 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
Gerding Edlen Green Cities III, L.P. See All Filings	D/A	2017-02-08 13:14:18 UTC
Amount To Be Raised $411,000,000 Associated Brokers / Dealers N/A CIK Number 0001635053 Filed Document 0001635053-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-08 13:14:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund