Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
VECTORMAX Corp See All Filings	D	2017-02-10 09:11:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001136418 Filed Document 0001144204-17-007224 Exclusions or Exemptions 506b Accepted Date 2017-02-10 09:11:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALGER DYNAMIC RETURN FUND LLC See All Filings	D/A	2017-02-10 09:06:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001435277 Filed Document 0001696671-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-10 09:06:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nationwide BOLI Private Placement Variable Account See All Filings	D	2017-02-10 08:59:46 UTC
Amount To Be Raised $2,644,255,885 Associated Brokers / Dealers William Lynch and Donald Tippett CIK Number 0001343394 Filed Document 0001343394-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-10 08:59:46 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rialto Real Estate Fund III - Debt, LP See All Filings	D/A	2017-02-10 08:51:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001654834 Filed Document 0001654834-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-10 08:51:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Eminence Partners Long, L.P. See All Filings	D/A	2017-02-10 07:53:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530160 Filed Document 0000902664-17-000986 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:53:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Partners Leveraged, L.P. See All Filings	D/A	2017-02-10 07:52:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337382 Filed Document 0000902664-17-000985 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:52:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Partners II, L.P. See All Filings	D/A	2017-02-10 07:51:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001196933 Filed Document 0000902664-17-000984 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:51:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Partners, L.P. See All Filings	D/A	2017-02-10 07:50:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001196932 Filed Document 0000902664-17-000983 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:50:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund Long, Ltd. See All Filings	D/A	2017-02-10 07:48:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561796 Filed Document 0000902664-17-000982 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:48:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund Leveraged, Ltd. See All Filings	D/A	2017-02-10 07:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337389 Filed Document 0000902664-17-000981 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:47:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eminence Fund, Ltd. See All Filings	D/A	2017-02-10 07:46:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001195825 Filed Document 0000902664-17-000980 Exclusions or Exemptions 506b Accepted Date 2017-02-10 07:46:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Bridges Europe Fund, Ltd. See All Filings	D/A	2017-02-10 06:46:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456622 Filed Document 0000902664-17-000979 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Three Bridges Europe Fund, L.P. See All Filings	D/A	2017-02-10 06:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377769 Filed Document 0000902664-17-000978 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:41:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cornwall Offshore Ltd. See All Filings	D/A	2017-02-10 06:25:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523054 Filed Document 0000902664-17-000976 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:25:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cornwall Domestic LP See All Filings	D/A	2017-02-10 06:20:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523053 Filed Document 0000902664-17-000975 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:20:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WCP Real Estate Fund IV, L.P. See All Filings	D/A	2017-02-10 06:12:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC, Seedchange Execution Services Inc., and Seedchange Execution Services Inc. CIK Number 0001594949 Filed Document 0000902664-17-000974 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:12:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Chilton Mid Cap Core Equities, L.P. See All Filings	D/A	2017-02-10 06:02:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569422 Filed Document 0000950103-17-001276 Exclusions or Exemptions 506b Accepted Date 2017-02-10 06:02:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sibylline Fund, LP See All Filings	D/A	2017-02-09 21:04:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525861 Filed Document 0001696779-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-09 21:04:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AURYC, INC. See All Filings	D	2017-02-09 20:59:54 UTC
Amount To Be Raised $4,663,497 Associated Brokers / Dealers N/A CIK Number 0001667616 Filed Document 0001667616-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:59:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bofat Investment Inc See All Filings	1-A/A	2017-02-09 20:58:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001677159 Filed Document 0001677159-17-000001 Accepted Date 2017-02-09 20:58:45 UTC Type of Offering 1-A/A Industry MISCELLANEOUS MANUFACTURING INDUSTRIES Offering Tier Tier1 Principal Place of Business MINNESOTA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Rai & Rohl Technologies, Inc. See All Filings	D	2017-02-09 20:48:16 UTC
Amount To Be Raised $3,126,020 Associated Brokers / Dealers N/A CIK Number 0001697801 Filed Document 0001697801-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:48:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STEPSTONE REAL ESTATE PARTNERS III TE, L.P. See All Filings	D/A	2017-02-09 20:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THREADMARK LP CIK Number 0001650843 Filed Document 0001650843-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:35:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STEPSTONE REAL ESTATE PARTNERS III, L.P. See All Filings	D/A	2017-02-09 20:31:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers THREADMARK LP CIK Number 0001650844 Filed Document 0001650844-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:31:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dragon Legend Entertainment (Canada) Inc. See All Filings	D	2017-02-09 20:01:14 UTC
Amount To Be Raised $4,584,000 Associated Brokers / Dealers Xiao Qin Zhang CIK Number 0001697705 Filed Document 0001697705-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 20:01:14 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Classy, Inc. See All Filings	D	2017-02-09 19:53:16 UTC
Amount To Be Raised $32,992,792 Associated Brokers / Dealers N/A CIK Number 0001649010 Filed Document 0001649010-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 19:53:16 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MOLECULARMD CORP. See All Filings	D	2017-02-09 18:54:44 UTC
Amount To Be Raised $2,070,300 Associated Brokers / Dealers N/A CIK Number 0001542181 Filed Document 0001542181-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 18:54:44 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Trainer Rx, Inc. See All Filings	D	2017-02-09 18:24:10 UTC
Amount To Be Raised $6,999,999 Associated Brokers / Dealers N/A CIK Number 0001607366 Filed Document 0001607366-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 18:24:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PEMBROOK Copper CORP. See All Filings	D	2017-02-09 18:23:45 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001439960 Filed Document 0001439960-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-02-09 18:23:45 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
150 FAYETTEVILLE PARTNERS, LLC See All Filings	D	2017-02-09 18:00:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696854 Filed Document 0001696854-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 18:00:15 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RD Legal Finance, LLC, Series MSP006 See All Filings	D	2017-02-09 17:57:49 UTC
Amount To Be Raised $383,500 Associated Brokers / Dealers N/A CIK Number 0001696999 Filed Document 0001696999-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:57:49 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Brown Advisory Investors 2016 - Yukon III, LLLP See All Filings	D	2017-02-09 17:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694785 Filed Document 0001695200-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:49:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANOSPECTRA BIOSCIENCES INC See All Filings	D	2017-02-09 17:47:54 UTC
Amount To Be Raised $4,166,391 Associated Brokers / Dealers N/A CIK Number 0001260533 Filed Document 0001260533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:47:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Booth-Laird Investment Partnership, LP See All Filings	D/A	2017-02-09 17:43:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532117 Filed Document 0001532117-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:43:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Rising, L.L.C. See All Filings	D	2017-02-09 17:37:37 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001697371 Filed Document 0001697371-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:37:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ACCO Semiconductor, Inc. See All Filings	D	2017-02-09 17:28:47 UTC
Amount To Be Raised $21,154,000 Associated Brokers / Dealers N/A CIK Number 0001501397 Filed Document 0001501397-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:28:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
C3 Security Inc. See All Filings	D	2017-02-09 17:27:38 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001697370 Filed Document 0001697370-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-09 17:27:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
WPCM Bessemer Holdings, LLC See All Filings	D	2017-02-09 17:27:36 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001697786 Filed Document 0001697786-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:27:36 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Investors 2016 - Yukon III (AI), LLLP See All Filings	D	2017-02-09 17:23:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695200 Filed Document 0001695200-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:23:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Largo Resources Ltd. See All Filings	D	2017-02-09 17:20:25 UTC
Amount To Be Raised $16,402,543 Associated Brokers / Dealers N/A CIK Number 0001400438 Filed Document 0001140361-17-005454 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:20:25 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Battery Opportunity Fund LLC See All Filings	D/A	2017-02-09 17:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001378804 Filed Document 0001378804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:19:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trio Labs, Inc. See All Filings	D	2017-02-09 17:19:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697782 Filed Document 0001697782-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:19:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Compass Real Estate Fund IV, LLC See All Filings	D	2017-02-09 17:12:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Robert F. Godard CIK Number 0001669701 Filed Document 0001669701-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:12:29 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
Eight Sleep Inc. See All Filings	D/A	2017-02-09 17:07:27 UTC
Amount To Be Raised $13,791,783 Associated Brokers / Dealers N/A CIK Number 0001686351 Filed Document 0001686351-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:07:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCF11 Kirkwood Student Housing, LLC See All Filings	D	2017-02-09 17:00:16 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001697780 Filed Document 0001697780-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 17:00:16 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Credence Rock Investment II, LLC See All Filings	D	2017-02-09 16:51:47 UTC
Amount To Be Raised $13,010,000 Associated Brokers / Dealers N/A CIK Number 0001697252 Filed Document 0001697252-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:51:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RH Realty Income Fund II, LLC See All Filings	D	2017-02-09 16:49:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001697596 Filed Document 0001697596-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-09 16:49:47 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PCA Growth Capital Fund II, L.P. See All Filings	D/A	2017-02-09 16:49:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664820 Filed Document 0000950142-17-000268 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:49:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OCT Stonefield REIT LLC See All Filings	D	2017-02-09 16:35:37 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001696845 Filed Document 0001696845-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:35:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HGI Opportunity Select Fund VI, LLC See All Filings	D	2017-02-09 16:35:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers David Turner, Yacha Sutton, Pioneer International Services Limited, Alan H. Zwiebel, and AAG, LLC c/o Akiva Glick CIK Number 0001696590 Filed Document 0001696609-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Pooled Investment Fund
ROIB REIT 2-A, LLC See All Filings	D	2017-02-09 16:25:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers FIRST LIBERTIES SECURITIES, INC. DBA FIRST LIBERTIES FINANCIAL CIK Number 0001697739 Filed Document 0001697739-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-09 16:25:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity