|
|
D/A |
2017-03-13 14:52:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589653
- Filed Document
- 0001164691-17-000069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:52:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:50:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II
- CIK Number
- 0001567030
- Filed Document
- 0001095449-17-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:50:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:48:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630135
- Filed Document
- 0001630135-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:48:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:45:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II
- CIK Number
- 0001566905
- Filed Document
- 0001095449-17-000031
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:45:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:45:25 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001699888
- Filed Document
- 0001699888-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:45:25 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:44:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460354
- Filed Document
- 0001164691-17-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:44:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:41:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Grey Bassett, LLC, Confido Advisors, LLC, VP Distributors, LLC, and J.P. Morgan Clearing Corp.
- CIK Number
- 0001404242
- Filed Document
- 0001164691-17-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:41:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:41:04 UTC |
- Amount To Be Raised
- $2,525,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001688022
- Filed Document
- 0001688022-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:41:04 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:40:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Al Slayton, Doug DeGroote, Robert Lingle, Mark Rawlings, and Mitch Little, II
- CIK Number
- 0001336444
- Filed Document
- 0001095449-17-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:40:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:38:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423545
- Filed Document
- 0001192482-17-000069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:38:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:37:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KBD SECURITIES, LLC
- CIK Number
- 0001423791
- Filed Document
- 0001423791-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:37:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:37:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001205719
- Filed Document
- 0001192482-17-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:37:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:36:01 UTC |
- Amount To Be Raised
- $898,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700747
- Filed Document
- 0001700747-17-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-03-13 14:36:01 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:35:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001216461
- Filed Document
- 0001192482-17-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:35:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:35:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Clearing Corp.
- CIK Number
- 0001406958
- Filed Document
- 0001164691-17-000066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:35:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:34:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001076322
- Filed Document
- 0001076322-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:34:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:33:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001304611
- Filed Document
- 0001192482-17-000066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:33:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:32:28 UTC |
- Amount To Be Raised
- $2,900,000
- Associated Brokers / Dealers
- Rodman & Renshaw, LLC and Cova Capital Partners, LLC
- CIK Number
- 0001054274
- Filed Document
- 0001144204-17-014190
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:32:28 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:32:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460126
- Filed Document
- 0001192482-17-000065
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:32:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:29:41 UTC |
- Amount To Be Raised
- $985,000
- Associated Brokers / Dealers
- N/A - NONE
- CIK Number
- 0001700734
- Filed Document
- 0001700734-17-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-03-13 14:29:41 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:29:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001398750
- Filed Document
- 0001164691-17-000065
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:29:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:28:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001304584
- Filed Document
- 0001192482-17-000064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:28:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:28:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mitch Little, II
- CIK Number
- 0001463779
- Filed Document
- 0001095449-17-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:28:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:28:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KBD SECURITIES, LLC
- CIK Number
- 0001484550
- Filed Document
- 0001484550-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:28:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:27:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001301496
- Filed Document
- 0001533572-17-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-13 14:27:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:27:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001320061
- Filed Document
- 0001192482-17-000063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:27:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:26:15 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace, Inc
- CIK Number
- 0001684363
- Filed Document
- 0001696751-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:26:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:25:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001533573
- Filed Document
- 0001533572-17-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-13 14:25:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-03-13 14:23:18 UTC |
- Amount To Be Raised
- $3,182,072
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557185
- Filed Document
- 0001557185-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:23:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:20:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443736
- Filed Document
- 0001164691-17-000064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:20:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:18:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001604377
- Filed Document
- 0001533572-17-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-13 14:18:47 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:17:13 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenutres Marketplace, Inc.
- CIK Number
- 0001691465
- Filed Document
- 0001696751-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:17:13 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:16:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001572253
- Filed Document
- 0001572253-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:16:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 14:16:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KBD SECURITIES, LLC and STIFEL, NICOLAUS & COMPANY, INCORPORATED
- CIK Number
- 0001219563
- Filed Document
- 0001219563-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:16:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:15:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700611
- Filed Document
- 0001700568-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:15:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-13 14:14:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- none
- CIK Number
- 0001533572
- Filed Document
- 0001533572-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-13 14:14:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2017-03-13 14:14:04 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700457
- Filed Document
- 0001700457-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:14:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2017-03-13 14:12:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001006700
- Filed Document
- 0001006700-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:12:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:11:08 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700645
- Filed Document
- 0001700645-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:11:08 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:10:36 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace, Inc.
- CIK Number
- 0001691466
- Filed Document
- 0001696751-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:10:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 14:06:33 UTC |
- Amount To Be Raised
- $9,753,655
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612139
- Filed Document
- 0001612139-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:06:33 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-13 14:04:15 UTC |
- Amount To Be Raised
- $8,499,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614019
- Filed Document
- 0001614019-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:04:15 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-13 14:03:06 UTC |
- Amount To Be Raised
- $20,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700568
- Filed Document
- 0001700568-17-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2017-03-13 14:03:06 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-03-13 14:00:36 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace Inc.
- CIK Number
- 0001696751
- Filed Document
- 0001696751-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 14:00:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 13:56:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700473
- Filed Document
- 0001700473-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 13:56:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-03-13 13:55:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- KBD SECURITIES, LLC
- CIK Number
- 0001457932
- Filed Document
- 0001457932-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 13:55:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-03-13 13:50:33 UTC |
- Amount To Be Raised
- $612,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665343
- Filed Document
- 0001665343-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 13:50:33 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-03-13 13:48:17 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- Daroth Capital Advisors LLC
- CIK Number
- 0001375069
- Filed Document
- 0001375069-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 13:48:17 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-03-13 13:46:42 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700217
- Filed Document
- 0001700217-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-03-13 13:46:42 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-03-13 13:42:09 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001700692
- Filed Document
- 0001700692-17-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2017-03-13 13:42:09 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|