Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Honk Technologies, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,798,699 Associated Brokers / Dealers N/A CIK Number 0001636265 Filed Document 0001636265-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KENNEDY CAPITAL MANAGEMENT, INC. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,762,725 Associated Brokers / Dealers N/A CIK Number 0000884589 Filed Document 0000884589-15-000008 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MISSOURI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Further, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001639721 Filed Document 0001639721-15-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Kit Carson Apts, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,650,000 Associated Brokers / Dealers N/A CIK Number 0001638846 Filed Document 0001638846-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001355381 Filed Document 0001625257-15-000033 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Partnership Holdings III-C, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001637767 Filed Document 0001637767-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Skyward IO, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001595475 Filed Document 0001595475-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Standard Partners, L.P. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568493 Filed Document 0000899140-15-000387 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pontchartrain Lithotripsy, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $693,500 Associated Brokers / Dealers N/A CIK Number 0001500421 Filed Document 0001500421-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARIZONA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Clinical Ink, Inc. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $9,860,223 Associated Brokers / Dealers N/A CIK Number 0001496558 Filed Document 0001496558-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Wow We Media LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001622095 Filed Document 0001622095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Natel Energy, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $8,125,120 Associated Brokers / Dealers N/A CIK Number 0001470101 Filed Document 0001470101-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Franchise Holdings International, Inc. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001096275 Filed Document 0001477932-15-002289 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Project Finale Co-Investment Fund Holdings, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638124 Filed Document 0001140361-15-014610 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petra Credit Fund I, LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591808 Filed Document 0001591808-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shelter Growth Opportunities Fund LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634879 Filed Document 0000902664-15-002078 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SIERRA FUND LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169144 Filed Document 0001507943-15-000061 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PVT Holdings, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $11,950,000 Associated Brokers / Dealers N/A CIK Number 0001638828 Filed Document 0001638828-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Rentalutions, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001638537 Filed Document 0001638537-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NEWPORT CASCADE FUND LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001171589 Filed Document 0001507943-15-000066 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Food Security Fund, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001565486 Filed Document 0001565486-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Wildcat XVII, LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers None CIK Number 0001638421 Filed Document 0001638421-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
LIME ENERGY CO. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001065860 Filed Document 0001065860-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Awasthi Global Strategy Fund I, L.P. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546382 Filed Document 0001546382-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
BGA Horizon Fund, LLC - OI2 Series See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $14,245,000 Associated Brokers / Dealers N/A CIK Number 0001638810 Filed Document 0001638810-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enlightenment Capital Solutions Fund II, LP See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001638801 Filed Document 0001638801-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEWPORT SIERRA FUND LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169144 Filed Document 0001507943-16-000200 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Honk Technologies, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001636265 Filed Document 0001636265-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MESIROW ALTERNATIVE STRATEGIES ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001355380 Filed Document 0001625257-15-000034 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IndiPharm, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001483943 Filed Document 0001483943-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Wyoming Urological Services, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $65,197 Associated Brokers / Dealers N/A CIK Number 0001466878 Filed Document 0001466878-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Industry Ventures Partnership Holdings IV, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001638852 Filed Document 0001638852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Life On Air, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001630068 Filed Document 0001630068-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JMY CAPITAL LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001637477 Filed Document 0001637477-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Oomba Tournament Center - Laguna Hills, LP See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001638907 Filed Document 0001638907-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GREAT WEST LIFECO INC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000850918 Filed Document 0001140361-15-014599 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business MANITOBA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Strategic Partners Co-Invest, L.P., FK-H Series See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638879 Filed Document 0001638879-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Offshore Fund Ltd. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568528 Filed Document 0000899140-15-000388 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DOLORES SPEECH PRODUCTS LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001638855 Filed Document 0001638855-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
MAN AHL DIVERSIFIED II LP See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001053687 Filed Document 0001053687-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Squadra Equity Fund Ltd. See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550444 Filed Document 0000899140-15-000390 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
Mobile Fueling Solutions LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers None CIK Number 0001596803 Filed Document 0001477932-15-002290 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
RCP Fund I Feeder, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638924 Filed Document 0001638924-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PlantMetrix, LLC See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001638723 Filed Document 0001638723-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Spruce Health, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001638910 Filed Document 0001140361-15-015946 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Astro, Inc See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $2,973,553 Associated Brokers / Dealers N/A CIK Number 0001610901 Filed Document 0001610901-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GABELLI GLOBAL INFRASTRUCTURE & DEVELOPMENT PARTNERS, L.P. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621871 Filed Document 0000919574-15-003431 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scout Media Holdings, Inc. See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001623865 Filed Document 0001623865-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SAGAMORE LLC See All Filings	D/A	2015-04-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177736 Filed Document 0001507943-15-000062 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merkle Group Inc See All Filings	D	2015-04-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001342190 Filed Document 0001342190-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity