Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RK WINTERS, L.P. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639100 Filed Document 0000919574-15-003486 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Special Opportunities Offshore Fund L.P. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639158 Filed Document 0001639158-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SPINDLE, INC. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001403802 Filed Document 0001393905-15-000183 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AQUANTIA CORP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001316016 Filed Document 0001231919-15-000009 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Renzu, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001639149 Filed Document 0001639149-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CB TPII LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001639329 Filed Document 0000927087-15-000006 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Chatham - AIT NPE, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001638112 Filed Document 0001638112-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Angel Oak Strategic Mortgage Income Fund, LP See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532097 Filed Document 0001532097-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
AngelList-Cabs-11-Fund, a series of AngelList-BW-Funds, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001639130 Filed Document 0001639130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Rost-Fund, a series of AngelList-KP-Funds, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001639122 Filed Document 0001639122-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AFC-Dell Holding Corp. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001638693 Filed Document 0001638693-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HEALTH CARE CASUALTY INSURANCE LTD See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001197156 Filed Document 0001140361-15-017857 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
clypd, inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571349 Filed Document 0001571349-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $12,045,036 Associated Brokers / Dealers N/A CIK Number 0001590974 Filed Document 0001590974-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IFC Financial Institutions Growth Fund, LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001638084 Filed Document 0000947871-15-000286 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Delaware Investments Income Opportunities Fund, L.P. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409245 Filed Document 0001140361-15-016753 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bulkington Partners, LP See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604636 Filed Document 0001604636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESAWF, LLC See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545300 Filed Document 0000902664-15-002115 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rust & Varnish Hospitality, LLC See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637957 Filed Document 0001637957-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Headlands Capital Secondary Fund II, LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638825 Filed Document 0001638825-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ostendo Technologies, Inc. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001595777 Filed Document 0001213900-15-002588 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Neoteny 3, LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001636517 Filed Document 0001636517-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avanza, Inc. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised $2,350,691 Associated Brokers / Dealers N/A CIK Number 0001612980 Filed Document 0001612980-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gulf Unmanned Systems Center, LLC See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Bruce Roberts and Nash Roberts CIK Number 0001610091 Filed Document 0001610091-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DESIGN SPECIALTIES, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001638379 Filed Document 0000892712-15-000471 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
zPark Capital II, L.P. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638849 Filed Document 0001638849-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nantahala Capital Offshore Fund I, Ltd. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550475 Filed Document 0001550475-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Alpine Heritage Japan Trust See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638578 Filed Document 0001396835-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AngelList-Knoh-PR-Fund, a series of AngelList-PC-Funds, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $608,000 Associated Brokers / Dealers N/A CIK Number 0001639127 Filed Document 0001639127-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Logan Stone Capital QP, LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639081 Filed Document 0001639081-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zepteon, Inc See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001639744 Filed Document 0001639744-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AE Industrial Partners Fund I-B, LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001638867 Filed Document 0001638865-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Long Oar Global Offshore, Ltd. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517945 Filed Document 0001517945-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2012 Technology Partnership, L.P. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567130 Filed Document 0001567130-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunFunder Inc. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised $562,500 Associated Brokers / Dealers N/A CIK Number 0001606108 Filed Document 0001606108-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Cimarron Energy Spectrum, L.P. See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638891 Filed Document 0001638891-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GB PRIVATE OPPORTUNITIES FUND, LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers None CIK Number 0001638877 Filed Document 0001140361-15-015077 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ace of Swords Offshore Fund, Ltd. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590894 Filed Document 0001590894-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panhandle Hotel Development, LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001639003 Filed Document 0001639003-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
St. Cloud Capital Partners III SBIC, LP See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers KPMG Corporate Finance LLC and Fallbrook Capital Securities Corporation CIK Number 0001626566 Filed Document 0001140361-15-015052 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Investment Partners V, L.P. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised $138,888,900 Associated Brokers / Dealers Crossbay Capital Partners, LLC and Arch Street Advisors CIK Number 0001616780 Filed Document 0001192482-15-000099 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUNTERS PRICE, LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers RG Private Equity LLC CIK Number 0001638920 Filed Document 0001638920-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nantahala Capital Partners II Limited Partnership See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504196 Filed Document 0001504196-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Hannah's LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001534112 Filed Document 0000896595-15-000012 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
SWaN & Legend Fund 3 LP See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001637982 Filed Document 0001637982-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lynx 1.5 (Bermuda) Ltd. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547289 Filed Document 0001315863-15-000355 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WELCH ENTREPRENEURIAL FUND L P See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001035638 Filed Document 0001140361-15-014922 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SunFunder Inc. See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised $3,687,250 Associated Brokers / Dealers N/A CIK Number 0001606108 Filed Document 0001606108-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPARKY NEVINS PRESIDENT LLC See All Filings	D	2015-04-09 00:00:00 UTC
Amount To Be Raised $7,315,000 Associated Brokers / Dealers N/A CIK Number 0001638893 Filed Document 0001638893-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sarus Fund LP See All Filings	D/A	2015-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ACCESS SECURITIES, LLC CIK Number 0001386522 Filed Document 0000919574-15-003484 Exclusions or Exemptions 506b Accepted Date 2015-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund