Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bregal Sagemount II-B L.P. See All Filings	D	2017-02-22 16:49:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MVision Private Equity Advisers USA LLC CIK Number 0001698565 Filed Document 0001698565-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:49:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bright Greens, Inc. See All Filings	D	2017-02-22 16:49:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Fundme Securities, LLC CIK Number 0001697915 Filed Document 0001697915-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:49:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
GOLDEN STAR RESOURCES LTD. See All Filings	D	2017-02-22 16:37:41 UTC
Amount To Be Raised $417,725 Associated Brokers / Dealers Clarus Securities Inc., BMO Nesbitt Burns Inc., CIBC World Markets Inc., National Bank Financial Inc., and Scotia Capital Inc. CIK Number 0000903571 Filed Document 0001209191-17-013295 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:37:41 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Imago BioSciences, Inc. See All Filings	D/A	2017-02-22 16:36:33 UTC
Amount To Be Raised $40,499,995 Associated Brokers / Dealers N/A CIK Number 0001623715 Filed Document 0001623715-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:36:33 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Core Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust See All Filings	D	2017-02-22 16:35:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Prudential Investment Management Services LLC CIK Number 0001698673 Filed Document 0001698673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:35:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Genius Brands International, Inc. See All Filings	D	2017-02-22 16:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0001355848 Filed Document 0001683168-17-000426 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:33:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Petershill Private Equity Offshore LP See All Filings	D	2017-02-22 16:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001698145 Filed Document 0001698106-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-22 16:30:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Petershill Private Equity LP See All Filings	D	2017-02-22 16:29:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001698106 Filed Document 0001698106-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-22 16:29:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Metropolitan Partners Fund IV LLC See All Filings	D	2017-02-22 16:27:43 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001698676 Filed Document 0001698676-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:27:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Jackpot Digital Inc. See All Filings	D	2017-02-22 16:24:40 UTC
Amount To Be Raised $16,953 Associated Brokers / Dealers N/A CIK Number 0001061612 Filed Document 0001061612-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:24:40 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tecum Capital Partners II, L.P. See All Filings	D	2017-02-22 16:20:16 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001698704 Filed Document 0001015325-17-000012 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:20:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Dallas Multifamily DST See All Filings	D	2017-02-22 16:02:28 UTC
Amount To Be Raised $22,631,637 Associated Brokers / Dealers N/A CIK Number 0001698656 Filed Document 0001698656-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:02:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Partners Fund IV LLC See All Filings	D	2017-02-22 16:00:08 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Pickwick Capital Partners, LLC CIK Number 0001698676 Filed Document 0001698676-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 16:00:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Acadian ACWI ex US Small-Cap Fund, LLC See All Filings	D/A	2017-02-22 15:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001635263 Filed Document 0001635263-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:56:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natural Food Works, LLC See All Filings	D	2017-02-22 15:55:07 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582933 Filed Document 0001582933-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:55:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
EIG Swift Co-Investment, L.P. See All Filings	D	2017-02-22 15:50:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692389 Filed Document 0001692389-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:50:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INFORMED360 LLC See All Filings	D	2017-02-22 15:49:47 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001698683 Filed Document 0000892712-17-000147 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:49:47 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Birch Grove Credit Strategies Fund LP See All Filings	D/A	2017-02-22 15:36:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edgeline Capital LLC and OPPENHEIMER & CO. INC. CIK Number 0001590733 Filed Document 0000902664-17-001298 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:36:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SlamData, Inc. See All Filings	D	2017-02-22 15:34:32 UTC
Amount To Be Raised $6,649,999 Associated Brokers / Dealers N/A CIK Number 0001648615 Filed Document 0001648615-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:34:32 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Birch Grove Credit Strategies Fund Ltd. See All Filings	D/A	2017-02-22 15:34:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Edgeline Capital, LLC and OPPENHEIMER & CO. INC. CIK Number 0001590732 Filed Document 0000902664-17-001297 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:34:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RoyShan Asset Management LLC See All Filings	D/A	2017-02-22 15:25:45 UTC
Amount To Be Raised $103,500,000 Associated Brokers / Dealers NONE CIK Number 0001607353 Filed Document 0001607353-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-22 15:25:45 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Kotak WM India Fund Ltd See All Filings	D/A	2017-02-22 15:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507309 Filed Document 0001507309-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:15:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
motion.social, inc. See All Filings	D/A	2017-02-22 15:14:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651285 Filed Document 0001651285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:14:23 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
AZTEC LAND & CATTLE CO LTD See All Filings	D	2017-02-22 15:09:05 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001440034 Filed Document 0001140361-17-008517 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:09:05 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Jecure Therapeutics, Inc. See All Filings	D	2017-02-22 15:05:11 UTC
Amount To Be Raised $10,025,000 Associated Brokers / Dealers N/A CIK Number 0001698655 Filed Document 0001698655-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:05:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
12th Street Asset Management LP See All Filings	D/A	2017-02-22 15:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449906 Filed Document 0001449906-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-22 15:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TrueBridge Direct Fund, L.P. See All Filings	D/A	2017-02-22 14:59:44 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers XS Investments B.V. CIK Number 0001650593 Filed Document 0001650593-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:59:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Research Group Holdings, LLC See All Filings	D	2017-02-22 14:58:40 UTC
Amount To Be Raised $6,135,075 Associated Brokers / Dealers N/A CIK Number 0001694201 Filed Document 0001694201-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:58:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Criterion Horizons Offshore, Ltd. See All Filings	D/A	2017-02-22 14:58:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487012 Filed Document 0001254282-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:58:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIVI Opportunity Fund, L.P. See All Filings	D/A	2017-02-22 14:56:19 UTC
Amount To Be Raised $41,300,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001692012 Filed Document 0001692012-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:56:19 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rambler's Way Farm, Inc. See All Filings	D/A	2017-02-22 14:54:43 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001596069 Filed Document 0001596069-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:54:43 UTC Type of Offering D/A Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Raven Fund 1 See All Filings	1-A/A	2017-02-22 14:54:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Indie Crowd Funder, LLC. CIK Number 0001688406 Filed Document 0001688437-17-000003 Accepted Date 2017-02-22 14:54:05 UTC Type of Offering 1-A/A Industry SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
AMCRETE-Bungasoll, LLC See All Filings	D	2017-02-22 14:53:15 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001698677 Filed Document 0001698677-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:53:15 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Cypress Grove Partners, L.P. See All Filings	D/A	2017-02-22 14:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001043997 Filed Document 0000919574-17-002205 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bow Street Special Opportunities Fund XII, LP See All Filings	D	2017-02-22 14:39:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698332 Filed Document 0000902664-17-001295 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:39:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Regency Arms Apartments, LLC See All Filings	D	2017-02-22 14:32:10 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001698196 Filed Document 0000897069-17-000137 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:32:10 UTC Type of Offering D Industry Residential Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Golden Pacific Homes, LLC See All Filings	1-A/A	2017-02-22 14:29:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Boustead Securities, LLC CIK Number 0001681796 Filed Document 0001658959-17-000002 Accepted Date 2017-02-22 14:29:59 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business ARIZONA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Other(describe)
SHG Investment Fund, LLC See All Filings	D	2017-02-22 14:29:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698548 Filed Document 0001140361-17-008503 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:29:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
Pathway Private Equity Fund Investors 9, LP See All Filings	D	2017-02-22 14:23:36 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001698668 Filed Document 0001698668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:23:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DREAM CAPITAL PARTNERS, L.P. See All Filings	D/A	2017-02-22 14:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649035 Filed Document 0001649035-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Criterion Capital Partners Ltd. See All Filings	D/A	2017-02-22 14:18:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254282 Filed Document 0001254282-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:18:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Animated Storyboards Inc. See All Filings	D	2017-02-22 14:12:51 UTC
Amount To Be Raised $6,500,041 Associated Brokers / Dealers N/A CIK Number 0001698618 Filed Document 0001698618-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:12:51 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LiveWell Foods Canada Inc. See All Filings	D	2017-02-22 14:12:30 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001698182 Filed Document 0001698182-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:12:30 UTC Type of Offering D Industry Agriculture Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
JCSD PARTNERS LP See All Filings	D/A	2017-02-22 14:10:23 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001306471 Filed Document 0001306471-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 14:10:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FOCUSED INVESTORS FUND L P See All Filings	D	2017-02-22 14:01:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001380089 Filed Document 0001380089-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-22 14:01:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Komprise Inc. See All Filings	D	2017-02-22 13:56:38 UTC
Amount To Be Raised $11,999,989 Associated Brokers / Dealers N/A CIK Number 0001639545 Filed Document 0001639545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-22 13:56:38 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
O2-O2, INC. See All Filings	D	2017-02-22 13:44:23 UTC
Amount To Be Raised $105,000 Associated Brokers / Dealers N/A CIK Number 0001698574 Filed Document 0001698574-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-22 13:44:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Providence MBS Fund, LP See All Filings	D/A	2017-02-22 13:43:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Vantage Securities Inc., Laureate Wealth Management, LLC, Direct Access Partners, LLC, First Liberties Securities, Inc., and LJS Capital, LLC CIK Number 0001291322 Filed Document 0001013594-17-000202 Exclusions or Exemptions 506b Accepted Date 2017-02-22 13:43:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
RoBotany Ltd. See All Filings	D	2017-02-22 13:42:11 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001685276 Filed Document 0001382963-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-02-22 13:42:11 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Providence MBS Fund, Ltd. See All Filings	D	2017-02-22 13:37:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Vantage Securities Inc., Laureate Wealth Management, LLC, Direct Access Partners, LLC, First Liberties Securities, Inc., and LJS Capital, LLC CIK Number 0001291380 Filed Document 0001013594-17-000201 Exclusions or Exemptions 506b Accepted Date 2017-02-22 13:37:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity