Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FundersClub PPE LLC See All Filings	D	2017-03-21 17:03:35 UTC
Amount To Be Raised $319,250 Associated Brokers / Dealers N/A CIK Number 0001700811 Filed Document 0001700811-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 17:03:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MP Securitized Credit Fund, L.P. See All Filings	D/A	2017-03-21 17:03:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC, Inverness Securities, and Wells Fargo Investment Institute, Inc. CIK Number 0001572003 Filed Document 0001315863-17-000265 Exclusions or Exemptions 506b Accepted Date 2017-03-21 17:03:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAVENS PARTNERS ENHANCED FUND, L.P. See All Filings	D/A	2017-03-21 17:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Cross Border Private Capital, LLC CIK Number 0001458816 Filed Document 0001013594-17-000303 Exclusions or Exemptions 506b Accepted Date 2017-03-21 17:03:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OPUS FUND INTERNATIONAL LTD See All Filings	D/A	2017-03-21 17:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460809 Filed Document 0001460809-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 17:02:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
SANDLER PLUS DOMESTIC FUND II LP See All Filings	D/A	2017-03-21 17:01:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456024 Filed Document 0001140361-17-012860 Exclusions or Exemptions 506b Accepted Date 2017-03-21 17:01:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NAM Special Situations Fund I QP, LLC (Lyft Series III) See All Filings	D	2017-03-21 17:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers National Securities Corporation CIK Number 0001701542 Filed Document 0000905718-17-000366 Exclusions or Exemptions 506b Accepted Date 2017-03-21 17:00:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Town Street High Yield Full Discretion Fund, L.P. See All Filings	D/A	2017-03-21 17:00:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678881 Filed Document 0001625257-17-000035 Exclusions or Exemptions 506b Accepted Date 2017-03-21 17:00:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER OFFSHORE FUND INC See All Filings	D/A	2017-03-21 17:00:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270056 Filed Document 0001140361-17-012859 Exclusions or Exemptions 506b Accepted Date 2017-03-21 17:00:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPUS FUND LLC See All Filings	D/A	2017-03-21 17:00:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001252037 Filed Document 0001252037-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 17:00:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
HAVENS INTERNATIONAL INVESTORS, LTD See All Filings	D/A	2017-03-21 16:59:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Bartlett, Cross Border Private Capital, LLC, and Niklas Lundquist CIK Number 0001458830 Filed Document 0001013594-17-000302 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:59:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HAVENS INTERNATIONAL ENHANCED FUND, LTD. See All Filings	D/A	2017-03-21 16:59:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Bartlett, Cross Border Private Capital, LLC, and Niklas Lundquist CIK Number 0001458806 Filed Document 0001013594-17-000301 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:59:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Innovation X Holdings QP, LLC (Lyft Series IV) See All Filings	D	2017-03-21 16:59:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers National Securities Corporation CIK Number 0001701538 Filed Document 0000905718-17-000364 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:59:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commodities Long Short Fund, L.P. See All Filings	D/A	2017-03-21 16:58:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681182 Filed Document 0001625257-17-000034 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:58:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDIAN CREEK INVESTORS L P See All Filings	D/A	2017-03-21 16:57:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001369253 Filed Document 0001013594-17-000300 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:57:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Claremont Partners II, L.P. - Class B1 See All Filings	D	2017-03-21 16:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647358 Filed Document 0001647358-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:56:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANDLER ASSOCIATES See All Filings	D/A	2017-03-21 16:56:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001270057 Filed Document 0001140361-17-012856 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:56:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commodities Long Short Fund, Ltd. See All Filings	D/A	2017-03-21 16:54:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681189 Filed Document 0001625257-17-000033 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:54:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cutler Investment Fund, L.P. See All Filings	D/A	2017-03-21 16:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547694 Filed Document 0001547694-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:54:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Samsara BioCapital, L.P. See All Filings	D	2017-03-21 16:54:01 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001699737 Filed Document 0001699737-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:54:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOMI Environmental Solutions, Inc. See All Filings	D	2017-03-21 16:53:11 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0000314227 Filed Document 0001170022-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:53:11 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Riley Exploration - Permian, LLC See All Filings	D	2017-03-21 16:50:38 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers STIFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001701036 Filed Document 0001701036-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:50:38 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Loomis Sayles Credit Long/Short Fund (Offshore), Ltd. See All Filings	D/A	2017-03-21 16:50:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520310 Filed Document 0001625257-17-000032 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:50:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mitchell Park 600 Wall Equities LLC See All Filings	D	2017-03-21 16:46:14 UTC
Amount To Be Raised $6,834,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001701085 Filed Document 0001701088-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:46:14 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BSBP 741 Lexington LLC See All Filings	D	2017-03-21 16:45:43 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers None CIK Number 0001701379 Filed Document 0001701379-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-03-21 16:45:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Corvid US Long Short Fund, L.P. See All Filings	D	2017-03-21 16:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645632 Filed Document 0001625257-17-000031 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:45:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corvid US Small Cap Fund, L.P. See All Filings	D	2017-03-21 16:42:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645634 Filed Document 0001625257-17-000030 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:42:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Finance, Inc. See All Filings	D	2017-03-21 16:42:29 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC and Armory Securities, LLC CIK Number 0001532099 Filed Document 0001532099-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:42:29 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cutler Income & Growth Fund I, L.P. See All Filings	D/A	2017-03-21 16:41:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547696 Filed Document 0001547696-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:41:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SUVRETTA OFFSHORE FUND, LTD. See All Filings	D/A	2017-03-21 16:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC, Omar Naeem, Citigroup Global Markets Inc., J. P. Morgan Securities LLC, and Park Hill Group LLC CIK Number 0001557912 Filed Document 0000919574-17-002911 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Keiretsu Capital Co-Investment Fund III, L.P. See All Filings	D	2017-03-21 16:39:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701139 Filed Document 0001701139-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:39:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SUVRETTA PARTNERS, LP See All Filings	D/A	2017-03-21 16:36:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Bren Ventures LLC, Omar Naeem, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, and Park Hill Group LLC CIK Number 0001557898 Filed Document 0000919574-17-002909 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:36:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lofts at 415 600 Wall Equities LLC See All Filings	D	2017-03-21 16:34:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001701088 Filed Document 0001701088-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:34:23 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRXADE GROUP, INC. See All Filings	D	2017-03-21 16:33:29 UTC
Amount To Be Raised $250,875 Associated Brokers / Dealers N/A CIK Number 0001382574 Filed Document 0001382574-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:33:29 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
COMMERCE RESOURCES CORP. See All Filings	D	2017-03-21 16:32:08 UTC
Amount To Be Raised $69,758 Associated Brokers / Dealers N/A CIK Number 0001700553 Filed Document 0001085037-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:32:08 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NUWAVE OFFSHORE FUND LTD See All Filings	D/A	2017-03-21 16:20:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297448 Filed Document 0001013594-17-000299 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:20:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TERRACAP PARTNERS IV (HNW) LP See All Filings	D/A	2017-03-21 16:16:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ANDES CAPITAL GROUP, LLC, COMPASS SECURITIES CORPORATION, and ARK GLOBAL, LLC CIK Number 0001694535 Filed Document 0001694535-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:16:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
NUWAVE LONG/SHORT FEEDER FUND LTD. See All Filings	D/A	2017-03-21 16:12:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480142 Filed Document 0001013594-17-000298 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:12:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TerraCap Partners IV (Institutional) LP See All Filings	D/A	2017-03-21 16:12:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ANDES CAPITAL GROUP, LLC, COMPASS SECURITIES CORPORATION, and ARK GLOBAL, LLC CIK Number 0001694536 Filed Document 0001694536-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:12:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SOMAVAC Medical Solutions, Inc. See All Filings	D/A	2017-03-21 16:12:07 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001674843 Filed Document 0001674843-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:12:07 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BeyondSpring Inc. See All Filings	D	2017-03-21 16:11:12 UTC
Amount To Be Raised $7,221,001 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001677940 Filed Document 0001140361-17-012842 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:11:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Epic Real Estate Partners II, L.P. See All Filings	D	2017-03-21 16:11:01 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001701504 Filed Document 0001701504-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:11:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NUWAVE LONG/SHORT PORTFOLIO FUND LP See All Filings	D/A	2017-03-21 16:09:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479562 Filed Document 0001013594-17-000297 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:09:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sandler Total Return Opportunities Fund, LP See All Filings	D/A	2017-03-21 16:08:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669825 Filed Document 0001140361-17-012838 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:08:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HGI BSW Fund VI, LLC See All Filings	D/A	2017-03-21 16:08:20 UTC
Amount To Be Raised $8,255,000 Associated Brokers / Dealers N/A CIK Number 0001696619 Filed Document 0001696619-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:08:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NUWAVE INVESTMENT PARTNERS LP See All Filings	D/A	2017-03-21 16:05:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488067 Filed Document 0001013594-17-000296 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:05:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MPA Asia Offshore Fund Ltd. See All Filings	D/A	2017-03-21 16:04:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573965 Filed Document 0000919574-17-002906 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:04:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MPA Asia Fund LP See All Filings	D/A	2017-03-21 16:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573960 Filed Document 0000919574-17-002904 Exclusions or Exemptions 506b Accepted Date 2017-03-21 16:02:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Prominent Horizontal #3-H, L.P. See All Filings	D	2017-03-21 15:58:38 UTC
Amount To Be Raised $752,500 Associated Brokers / Dealers N/A CIK Number 0001701495 Filed Document 0001701495-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-21 15:58:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Social Finance, Inc. See All Filings	D	2017-03-21 15:56:58 UTC
Amount To Be Raised $49,900,000 Associated Brokers / Dealers N/A CIK Number 0001532099 Filed Document 0001532099-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-21 15:56:58 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prominent Horizontal #3-O, L.P. See All Filings	D	2017-03-21 15:51:34 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001701494 Filed Document 0001701494-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-21 15:51:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity