Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Braven Brewing Company, LLC See All Filings	D	2017-02-28 15:48:48 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001664828 Filed Document 0001664828-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-28 15:48:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COPsync, Inc. See All Filings	D	2017-02-28 15:48:30 UTC
Amount To Be Raised $20 Associated Brokers / Dealers Maxim Group LLC CIK Number 0001383154 Filed Document 0001185185-17-000481 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:48:30 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Massive Science Inc. See All Filings	D	2017-02-28 15:48:30 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001699177 Filed Document 0001699177-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:48:30 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Genesis Metals Corp. See All Filings	D	2017-02-28 15:42:15 UTC
Amount To Be Raised $50,758 Associated Brokers / Dealers N/A CIK Number 0001503502 Filed Document 0001140361-17-009645 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:42:15 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AMADEUS PARTNERS L P See All Filings	D/A	2017-02-28 15:41:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0000829311 Filed Document 0000899140-17-000311 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:41:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kineta, Inc. See All Filings	D	2017-02-28 15:39:31 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:39:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SLS Investors, L.P. See All Filings	D/A	2017-02-28 15:39:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001092468 Filed Document 0000919574-17-002345 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:39:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
River Partners Deflation Hedge, L.L.C. See All Filings	D/A	2017-02-28 15:32:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656098 Filed Document 0001656098-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:32:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gables Management Green, LLC See All Filings	D	2017-02-28 15:30:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001698380 Filed Document 0001209191-17-015198 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:30:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
River Partners Private Investment Fund, L.L.C. See All Filings	D/A	2017-02-28 15:29:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642466 Filed Document 0001642466-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:29:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Traitware Inc. See All Filings	D/A	2017-02-28 15:27:32 UTC
Amount To Be Raised $2,107,232 Associated Brokers / Dealers N/A CIK Number 0001491038 Filed Document 0001491038-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:27:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
River Partners Hedge Fund, L.L.C. See All Filings	D/A	2017-02-28 15:27:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628968 Filed Document 0001628968-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:27:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
River Partners Global Equity, L.L.C. See All Filings	D/A	2017-02-28 15:25:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635819 Filed Document 0001635819-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:25:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Savanna Real Estate (AIV) Fund IV, L.P. See All Filings	D/A	2017-02-28 15:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PARK HILL GROUP LLC CIK Number 0001690637 Filed Document 0001690637-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:20:58 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aristos Ventures II SPV T LLC See All Filings	D	2017-02-28 15:19:57 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001698880 Filed Document 0001015325-17-000013 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:19:57 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carte Blanche Resources LLC See All Filings	D	2017-02-28 15:17:31 UTC
Amount To Be Raised $468,000 Associated Brokers / Dealers N/A CIK Number 0001648237 Filed Document 0001648237-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:17:31 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
West Egg Investors LP See All Filings	D/A	2017-02-28 15:14:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361230 Filed Document 0001361230-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:14:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLUSCIOS FUND LLC See All Filings	D/A	2017-02-28 15:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wayne Hummer Investments L.L.C. and North South Capital, LLC CIK Number 0001373702 Filed Document 0001373702-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trail Creek West, LLC See All Filings	D	2017-02-28 15:10:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001699157 Filed Document 0001699157-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:10:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Ashburton Ventures Inc. See All Filings	D	2017-02-28 15:05:12 UTC
Amount To Be Raised $22,902 Associated Brokers / Dealers N/A CIK Number 0001466217 Filed Document 0001466217-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:05:12 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ChrysCapital VII, LLC See All Filings	D/A	2017-02-28 15:00:17 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001664059 Filed Document 0001664059-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 15:00:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCI III Preferred Equity Issuer, LLC See All Filings	D	2017-02-28 14:59:12 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jeffrey T. Jerrier CIK Number 0001682944 Filed Document 0001682944-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:59:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HZO, INC. See All Filings	D/A	2017-02-28 14:58:05 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers Catalyst Partners, LLC, Moelis & Company LLC, and GP Nurmenkari, Inc. CIK Number 0001505264 Filed Document 0001505264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:58:05 UTC Type of Offering D/A Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Carson Life, Inc. See All Filings	D	2017-02-28 14:54:08 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001645960 Filed Document 0000897069-17-000144 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:54:08 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
PCI Investors Fund III, LLC See All Filings	D/A	2017-02-28 14:53:08 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Jeffery T. Jerrier and Silver Leaf Partners, LLC CIK Number 0001592619 Filed Document 0001592619-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:53:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Private Investments L.P. See All Filings	D	2017-02-28 14:49:17 UTC
Amount To Be Raised $313,161,466 Associated Brokers / Dealers N/A CIK Number 0001682592 Filed Document 0001682592-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:49:17 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Mobodexter Inc. See All Filings	1-A/A	2017-02-28 14:38:39 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001681287 Filed Document 0001681287-17-000005 Accepted Date 2017-02-28 14:38:39 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $124,657.3 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
DIH San Marcos, LLC See All Filings	D	2017-02-28 14:35:29 UTC
Amount To Be Raised $19,100,503 Associated Brokers / Dealers N/A CIK Number 0001699156 Filed Document 0001699156-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:35:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW BBX Eagle Ford #2A, LP See All Filings	D	2017-02-28 14:34:53 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001693902 Filed Document 0001693902-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:34:53 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
UAT Holdings, LLC See All Filings	D	2017-02-28 14:33:31 UTC
Amount To Be Raised $2,503,352 Associated Brokers / Dealers N/A CIK Number 0001556853 Filed Document 0001556853-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:33:31 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 142 See All Filings	D	2017-02-28 14:33:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BPU Investment Management Inc. CIK Number 0001677033 Filed Document 0001677033-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:33:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS VI TRENDS Managed Futures Offshore Fund, L.P. See All Filings	D	2017-02-28 14:23:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001698959 Filed Document 0001698959-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:23:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS VI SP, A Segregated Portfolio of PHFS Series SPC See All Filings	D	2017-02-28 14:21:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001699060 Filed Document 0001699060-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:21:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
590 Partners, L.P. See All Filings	D/A	2017-02-28 14:18:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001574752 Filed Document 0000899140-17-000310 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:18:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Opportunity Fund LLC See All Filings	D	2017-02-28 14:17:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001698521 Filed Document 0001698521-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-02-28 14:17:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
HAS Partners Fund, L.P. See All Filings	D/A	2017-02-28 14:17:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001594155 Filed Document 0000899140-17-000309 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:17:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HighVista HFS Limited Partnership See All Filings	D	2017-02-28 14:16:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685482 Filed Document 0001685482-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:16:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAS Partners Retirement Fund, L.P. See All Filings	D/A	2017-02-28 14:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman BD LLC CIK Number 0001580555 Filed Document 0000899140-17-000308 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neuberger Berman Income Plus Fund LP See All Filings	D/A	2017-02-28 14:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC, Barclays Capital Inc., Purshe Kaplan Sterling Investments, and Stifel, Nicholaus & Company CIK Number 0001438742 Filed Document 0000899140-17-000307 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:15:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tempo Opportunity Fund LLC See All Filings	D	2017-02-28 14:14:03 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001698521 Filed Document 0001698521-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-02-28 14:14:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Littlejohn Opportunities Offshore Fund Ltd See All Filings	D/A	2017-02-28 14:11:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569062 Filed Document 0001315863-17-000212 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:11:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine Network, LLC See All Filings	D	2017-02-28 14:10:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001698892 Filed Document 0001647639-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:10:54 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Littlejohn Opportunities Fund LP See All Filings	D/A	2017-02-28 14:10:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510288 Filed Document 0001315863-17-000211 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:10:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2017-02-28 14:10:19 UTC
Amount To Be Raised $2,905,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:10:19 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
MVP ES FUND IX LLC See All Filings	D/A	2017-02-28 14:10:17 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001696749 Filed Document 0001696579-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:10:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Paulson Pure Spread Fund LP See All Filings	D/A	2017-02-28 14:02:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001668012 Filed Document 0001013594-17-000222 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:02:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ceres Farms, LLC See All Filings	D/A	2017-02-28 14:02:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sprott Global Resource Investments Ltd. CIK Number 0001463942 Filed Document 0001463942-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:02:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
19C & North & Ft Wayne, LLC See All Filings	D	2017-02-28 14:01:45 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001698976 Filed Document 0001698976-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-02-28 14:01:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Paulson Pure Spread Fund Ltd See All Filings	D/A	2017-02-28 13:59:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Plus Securities LLC CIK Number 0001668013 Filed Document 0001013594-17-000221 Exclusions or Exemptions 506b Accepted Date 2017-02-28 13:59:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XIII LLC See All Filings	D/A	2017-02-28 13:52:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001696751 Filed Document 0001696579-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-02-28 13:52:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund