Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Underweight SPX Trading Fund, LP See All Filings	D/A	2017-03-01 14:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665753 Filed Document 0001665753-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 14:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XTL BIOPHARMACEUTICALS LTD See All Filings	D	2017-03-01 14:06:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001023549 Filed Document 0001144204-17-012052 Exclusions or Exemptions 506b Accepted Date 2017-03-01 14:06:39 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FERN MTG LLC See All Filings	D	2017-03-01 13:55:07 UTC
Amount To Be Raised $459,000 Associated Brokers / Dealers N/A CIK Number 0001699173 Filed Document 0001699173-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:55:07 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SIRIOS CAPITAL PARTNERS II LP See All Filings	D/A	2017-03-01 13:49:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090895 Filed Document 0001090895-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:49:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirios Focus Partners L P See All Filings	D/A	2017-03-01 13:47:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314324 Filed Document 0001314324-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:47:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYES LEDGE CAPITAL HORIZON FUND, LTD. See All Filings	D/A	2017-03-01 13:40:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414547 Filed Document 0000919574-17-002393 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:40:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIRIOS OVERSEAS FUND LTD See All Filings	D/A	2017-03-01 13:38:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090685 Filed Document 0001090685-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:38:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribe Nine Partners LLLP See All Filings	D/A	2017-03-01 13:37:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001699106 Filed Document 0001699106-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:37:11 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pacific Lake Partners Fund Three, L.P. See All Filings	D/A	2017-03-01 13:37:09 UTC
Amount To Be Raised $119,080,000 Associated Brokers / Dealers N/A CIK Number 0001667669 Filed Document 0001012975-17-000180 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:37:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SIRIOS CAPITAL PARTNERS LP See All Filings	D/A	2017-03-01 13:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090894 Filed Document 0001090894-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:36:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3EDGE Global Opportunities Fund (Offshore), Ltd. See All Filings	D/A	2017-03-01 13:32:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668315 Filed Document 0001668315-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:32:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NYES LEDGE CAPITAL OFFSHORE FUND, LTD. See All Filings	D/A	2017-03-01 13:30:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340603 Filed Document 0000919574-17-002391 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:30:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freedom Internet Fund LP See All Filings	D	2017-03-01 13:28:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699261 Filed Document 0001699261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:28:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Health Sciences, Inc. See All Filings	D	2017-03-01 13:22:41 UTC
Amount To Be Raised $7,410,000 Associated Brokers / Dealers N/A CIK Number 0001588054 Filed Document 0001588054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:22:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NYES LEDGE CAPITAL PARTNERS, LP See All Filings	D/A	2017-03-01 13:21:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325724 Filed Document 0000919574-17-002389 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:21:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DGM AEX Strategy LLC See All Filings	D/A	2017-03-01 13:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666263 Filed Document 0001666263-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:13:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CS Porters Partners, LP See All Filings	C	2017-03-01 13:11:21 UTC
Financial Interest None Filing Platform NextSeed US LLC Offering Amount $500,000 CIK Number 0001696861 Filed Document 0001696861-17-000001 Accepted Date 2017-03-01 13:11:21 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State TEXAS
Liquid Strategy LLC See All Filings	D/A	2017-03-01 13:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Richard Bartels CIK Number 0001651818 Filed Document 0001651818-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sitter Inc. See All Filings	D	2017-03-01 13:08:08 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001624963 Filed Document 0001624963-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:08:08 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Global Macro Strategy LLC See All Filings	D/A	2017-03-01 13:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651819 Filed Document 0001651819-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gooseneck Prospect See All Filings	D/A	2017-03-01 13:04:35 UTC
Amount To Be Raised $928,000 Associated Brokers / Dealers N/A CIK Number 0001686964 Filed Document 0001686964-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-01 13:04:35 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
ANCHOR BOLT LONG FUND, LP See All Filings	D/A	2017-03-01 13:00:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635629 Filed Document 0000919574-17-002387 Exclusions or Exemptions 506b Accepted Date 2017-03-01 13:00:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Maple Leaf FX Fund LLC See All Filings	D/A	2017-03-01 12:57:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601087 Filed Document 0001601087-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:57:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ANCHOR BOLT ONE, LTD. See All Filings	D/A	2017-03-01 12:56:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635628 Filed Document 0000919574-17-002385 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:56:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Queensboro Fund LLC See All Filings	D/A	2017-03-01 12:53:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569212 Filed Document 0001569212-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:53:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Almond Global Fund, LLC See All Filings	D/A	2017-03-01 12:49:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569213 Filed Document 0001569213-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:49:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CUREGRAIL, LLC See All Filings	D	2017-03-01 12:49:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001699270 Filed Document 0001699270-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:49:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
TVR Capital Offshore Fund Ltd. See All Filings	D/A	2017-03-01 12:47:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667797 Filed Document 0001315863-17-000215 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:47:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muse Biotechnology, Inc. See All Filings	D	2017-03-01 12:46:54 UTC
Amount To Be Raised $22,999,995 Associated Brokers / Dealers N/A CIK Number 0001667561 Filed Document 0001667561-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:46:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
TVR Capital Onshore Fund LP See All Filings	D/A	2017-03-01 12:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001667804 Filed Document 0001315863-17-000214 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:46:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Strategy LLC See All Filings	D/A	2017-03-01 12:45:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512695 Filed Document 0001512695-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:45:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PI Santa Fe, LLC See All Filings	D	2017-03-01 12:39:50 UTC
Amount To Be Raised $1,062,500 Associated Brokers / Dealers N/A CIK Number 0001698940 Filed Document 0001698940-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:39:50 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FX Strategy LLC See All Filings	D/A	2017-03-01 12:39:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512008 Filed Document 0001512008-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:39:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribe Nine Partners LLLP See All Filings	D	2017-03-01 12:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001699106 Filed Document 0001699106-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:39:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TEN10 Television Fund 2 LLC See All Filings	D	2017-03-01 12:38:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001698829 Filed Document 0001698829-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-01 12:38:49 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tailwind Cumming Holding Corp See All Filings	D	2017-03-01 12:35:33 UTC
Amount To Be Raised $843,782 Associated Brokers / Dealers N/A CIK Number 0001687927 Filed Document 0000950103-17-001971 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:35:33 UTC Type of Offering D Industry Construction Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
YORK TOTAL ACCESS LLC See All Filings	D/A	2017-03-01 12:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001390243 Filed Document 0001390243-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pitts Mountain Investment Fund 2017, LP See All Filings	D	2017-03-01 12:33:44 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001699093 Filed Document 0001699093-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-03-01 12:33:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tetragenetics Inc See All Filings	D	2017-03-01 12:25:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001409403 Filed Document 0001409403-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:25:54 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
YORK ACCESS LLC See All Filings	D/A	2017-03-01 12:24:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001203193 Filed Document 0001203193-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:24:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicken Soup for the Soul Entertainment, Inc. See All Filings	D	2017-03-01 12:23:43 UTC
Amount To Be Raised $2,000,050 Associated Brokers / Dealers N/A CIK Number 0001679063 Filed Document 0001679063-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:23:43 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Exxeno LLC See All Filings	D	2017-03-01 12:20:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001622681 Filed Document 0001362118-17-000010 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:20:34 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Daeg Partners, L.P. See All Filings	D/A	2017-03-01 12:18:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Rappaport CIK Number 0001134712 Filed Document 0000919574-17-002383 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:18:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Chicken Soup for the Soul Entertainment, Inc. See All Filings	D	2017-03-01 12:17:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers First Liberties Financial CIK Number 0001679063 Filed Document 0001679063-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:17:10 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TAX CREDIT EXCHANGE, LLC See All Filings	D	2017-03-01 12:13:56 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Oak Hills Securities CIK Number 0001573859 Filed Document 0001573859-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:13:56 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Other
Bridgepoint Growth I 'A' LP See All Filings	D	2017-03-01 12:06:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699283 Filed Document 0001699283-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:06:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicken Soup for the Soul Entertainment, Inc. See All Filings	D	2017-03-01 12:05:46 UTC
Amount To Be Raised $1,075,760 Associated Brokers / Dealers First Liberties Financial CIK Number 0001679063 Filed Document 0001679063-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 12:05:46 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
UABM Custodial Account, LLC See All Filings	D	2017-03-01 11:54:51 UTC
Amount To Be Raised $15,280,000 Associated Brokers / Dealers Crews & Associates, Inc. CIK Number 0001698756 Filed Document 0001698756-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:54:51 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SyntheX,Inc. See All Filings	D	2017-03-01 11:53:39 UTC
Amount To Be Raised $6,950,950 Associated Brokers / Dealers N/A CIK Number 0001699260 Filed Document 0001699260-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:53:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Advancit Capital III, LP See All Filings	D/A	2017-03-01 11:49:56 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001667676 Filed Document 0001667676-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-01 11:49:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity