Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Serenity Medical, Inc. See All Filings	D	2017-03-02 17:47:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001699042 Filed Document 0001699042-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:47:38 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQUINOX ALTERNATIVE FUND LP See All Filings	D/A	2017-03-02 17:39:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460955 Filed Document 0001460955-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:39:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
EOS Surfaces L.L.C. See All Filings	D/A	2017-03-02 17:26:43 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers none CIK Number 0001526626 Filed Document 0001526626-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:26:43 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
SalesLoft, Inc. See All Filings	D/A	2017-03-02 17:25:09 UTC
Amount To Be Raised $15,525,000 Associated Brokers / Dealers N/A CIK Number 0001616286 Filed Document 0001616286-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:25:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
TRG Emerging Market Local Debt Fund, Ltd. See All Filings	D/A	2017-03-02 17:24:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557667 Filed Document 0000947871-17-000186 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:24:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Spruce Theatrical Investors Fund VII, LLC See All Filings	D	2017-03-02 17:23:02 UTC
Amount To Be Raised $660,000 Associated Brokers / Dealers N/A CIK Number 0001697442 Filed Document 0001697442-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:23:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC See All Filings	D/A	2017-03-02 17:23:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001390633 Filed Document 0001315863-17-000222 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:23:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rohatyn Group Global Macro Fund, Ltd. See All Filings	D/A	2017-03-02 17:22:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491791 Filed Document 0000947871-17-000185 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:22:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawkes Bay Investors (Cayman), Ltd. See All Filings	D/A	2017-03-02 17:22:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner and Smith Incorporated, Merrill Lynch, Pierce, Fenner and Smith Incorporated, and Merrill Lynch, Pierce, Fenner and Smith Incorporated CIK Number 0001537577 Filed Document 0000919574-17-002425 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:22:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rohatyn Group Global Macro Partners, L.P. See All Filings	D/A	2017-03-02 17:20:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415982 Filed Document 0000947871-17-000184 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:20:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Versatran Holdings See All Filings	D	2017-03-02 17:19:07 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001681510 Filed Document 0001681510-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:19:07 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Mellitus, LLC See All Filings	D	2017-03-02 17:14:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588301 Filed Document 0001588301-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 17:14:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Get Me, LLC See All Filings	D/A	2017-03-02 16:57:27 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673755 Filed Document 0001673755-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:57:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Upstart Holdings, Inc. See All Filings	D	2017-03-02 16:55:54 UTC
Amount To Be Raised $56,623,552 Associated Brokers / Dealers N/A CIK Number 0001647639 Filed Document 0001647639-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:55:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CF Capstone Fund Ltd. See All Filings	D	2017-03-02 16:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699403 Filed Document 0000902664-17-001359 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:52:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cathedral Energy Services Ltd. See All Filings	D	2017-03-02 16:48:41 UTC
Amount To Be Raised $789,418 Associated Brokers / Dealers GMP Securities L.P. CIK Number 0001698643 Filed Document 0001140361-17-010302 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:48:41 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Breakform Residential Fund I, LP See All Filings	D	2017-03-02 16:47:51 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001699434 Filed Document 0001699434-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:47:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Labs, LLC See All Filings	D/A	2017-03-02 16:44:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001594979 Filed Document 0001594979-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:44:35 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Other
No Place To Party LLC See All Filings	D	2017-03-02 16:35:08 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001699295 Filed Document 0001699295-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:35:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Indiggo Associates, LLC See All Filings	D	2017-03-02 16:30:23 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001578644 Filed Document 0001578644-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:30:23 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Enda Athletic, Inc. See All Filings	D	2017-03-02 16:27:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Growth Africa CIK Number 0001666550 Filed Document 0001666550-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:27:03 UTC Type of Offering D Industry Manufacturing Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Storage at Anthem, LLC See All Filings	D/A	2017-03-02 16:22:19 UTC
Amount To Be Raised $4,900,000 Associated Brokers / Dealers Harbor Light Securities, LLC, Watchdog Capital, LLC, and Pariter Securities, LLC CIK Number 0001686216 Filed Document 0001686216-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-02 16:22:19 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Synergy Master Select Fund I SPC See All Filings	D	2017-03-02 16:21:37 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001699401 Filed Document 0001699401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:21:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Robotti Global Fund, LLC See All Filings	D/A	2017-03-02 16:19:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Robotti & Company, LLC CIK Number 0001528264 Filed Document 0001528264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:19:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIMARRON VISTA LP See All Filings	D/A	2017-03-02 16:18:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384287 Filed Document 0001384287-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:18:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Variant Pharmaceuticals, Inc. See All Filings	D	2017-03-02 16:17:10 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Noble Life Science Partners CIK Number 0001613083 Filed Document 0000905718-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:17:10 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MorningStar Partners, L.P. See All Filings	D/A	2017-03-02 16:14:32 UTC
Amount To Be Raised $238,068,911 Associated Brokers / Dealers N/A CIK Number 0001559432 Filed Document 0000897423-17-000018 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:14:32 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DORCHESTER CAPITAL PARTNERS LP See All Filings	D/A	2017-03-02 16:13:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001163440 Filed Document 0001659828-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:13:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DORCHESTER CAPITAL INTERNATIONAL LTD See All Filings	D/A	2017-03-02 16:11:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services, Inc. CIK Number 0001291484 Filed Document 0001659828-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:11:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Max Ventures Fund I, LP See All Filings	D	2017-03-02 16:10:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001698628 Filed Document 0001698628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:10:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DrayNow, Inc. See All Filings	D	2017-03-02 16:09:36 UTC
Amount To Be Raised $170,369 Associated Brokers / Dealers N/A CIK Number 0001699332 Filed Document 0001699332-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:09:36 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Highline Aftermarket Holdings, LLC See All Filings	D/A	2017-03-02 16:03:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675106 Filed Document 0001675106-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:03:33 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HealthTronics HIFU Solutions, LLC See All Filings	D	2017-03-02 16:01:10 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001699359 Filed Document 0001699359-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 16:01:10 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
European Special Situations Onshore Feeder Fund, L.P. See All Filings	D	2017-03-02 15:56:22 UTC
Amount To Be Raised $38,707,985 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001698968 Filed Document 0001698968-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:56:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND XIII LLC See All Filings	D/A	2017-03-02 15:54:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenutres Marketplace, Inc. CIK Number 0001691465 Filed Document 0001699387-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
European Special Situations Offshore Feeder Fund, L.P. See All Filings	D	2017-03-02 15:54:52 UTC
Amount To Be Raised $3,789,135 Associated Brokers / Dealers CITIGROUP GLOBAL MARKETS INC. CIK Number 0001698967 Filed Document 0001698967-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:54:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Renntiger Resources Ltd See All Filings	D	2017-03-02 15:51:15 UTC
Amount To Be Raised $6,718,984 Associated Brokers / Dealers GMP Securities, LLC and PI Financial (US) Corp. CIK Number 0001574072 Filed Document 0001574072-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:51:15 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
MVP LS FUND XIV LLC See All Filings	D/A	2017-03-02 15:46:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001691466 Filed Document 0001699387-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:46:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Global Allocation Fund See All Filings	D	2017-03-02 15:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699457 Filed Document 0001699457-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:46:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantas Fund, LP See All Filings	D	2017-03-02 15:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697438 Filed Document 0001697438-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:44:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heroic Ventures SPV IV, LLC See All Filings	D	2017-03-02 15:40:14 UTC
Amount To Be Raised $365,000 Associated Brokers / Dealers N/A CIK Number 0001695007 Filed Document 0001695007-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:40:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
J.P. MORGAN MULTI-STRATEGY FUND, LTD. See All Filings	D/A	2017-03-02 15:33:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460045 Filed Document 0001499915-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:33:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vitae Real Estate Holdings IV, LLC See All Filings	D	2017-03-02 15:29:44 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001699354 Filed Document 0001699354-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:29:44 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
J.P. MORGAN MULTI-STRATEGY FUND II, L.P. See All Filings	D/A	2017-03-02 15:29:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460027 Filed Document 0001499915-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:29:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
3009 Associates LLC See All Filings	D	2017-03-02 15:29:08 UTC
Amount To Be Raised $3,474,000 Associated Brokers / Dealers N/A CIK Number 0001699188 Filed Document 0001699188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:29:08 UTC Type of Offering D Industry Residential Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
CIMARRON PARTNERS LP See All Filings	D/A	2017-03-02 15:27:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461038 Filed Document 0001461038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MVP ES FUND XV LLC See All Filings	D	2017-03-02 15:27:16 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc. CIK Number 0001699387 Filed Document 0001699387-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:27:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Omni SPC, Ltd. See All Filings	D/A	2017-03-02 15:25:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499915 Filed Document 0001499915-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:25:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Message.io, Inc. See All Filings	D/A	2017-03-02 15:22:17 UTC
Amount To Be Raised $8,223,356 Associated Brokers / Dealers N/A CIK Number 0001692829 Filed Document 0001692829-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:22:17 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cimarron Healthcare Opportunities, LP See All Filings	D/A	2017-03-02 15:18:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571122 Filed Document 0001571122-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-02 15:18:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity