Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Placester, Inc. See All Filings	D	2017-03-24 15:33:29 UTC
Amount To Be Raised $50,000,002 Associated Brokers / Dealers N/A CIK Number 0001468350 Filed Document 0001468350-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:33:29 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Socedo, Inc. See All Filings	D/A	2017-03-24 15:31:39 UTC
Amount To Be Raised $2,555,592 Associated Brokers / Dealers N/A CIK Number 0001559533 Filed Document 0001559533-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:31:39 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Cavalry Opportunity Offshore Fund, Ltd. See All Filings	D/A	2017-03-24 15:29:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637547 Filed Document 0000935836-17-000178 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:29:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Diversified Markets Fund LP See All Filings	D/A	2017-03-24 15:27:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001486518 Filed Document 0000945621-17-000180 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:27:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dollar Senior Loan Offshore Fund, Ltd. See All Filings	D/A	2017-03-24 15:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers - CIK Number 0001592923 Filed Document 0001592923-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IFMI, LLC See All Filings	D	2017-03-24 15:25:50 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001510279 Filed Document 0001104659-17-019139 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:25:50 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
OSB Community Bank See All Filings	D	2017-03-24 15:25:26 UTC
Amount To Be Raised $5,286,560 Associated Brokers / Dealers Donnelly Penman & Partners CIK Number 0001701619 Filed Document 0001701619-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-24 15:25:26 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
TL SPECIAL OPPORTUNITIES FUND, LP See All Filings	D/A	2017-03-24 15:24:16 UTC
Amount To Be Raised $40,603,621 Associated Brokers / Dealers N/A CIK Number 0001649194 Filed Document 0000919574-17-002980 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:24:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asymmetria Investors, LLC - Series M See All Filings	D	2017-03-24 15:20:55 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001701791 Filed Document 0001701791-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:20:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
CloudVirga, Inc. See All Filings	D	2017-03-24 15:16:50 UTC
Amount To Be Raised $19,602,000 Associated Brokers / Dealers N/A CIK Number 0001691350 Filed Document 0001691350-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:16:50 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Central Park Acquisition Partners, LLC See All Filings	D/A	2017-03-24 15:05:42 UTC
Amount To Be Raised $8,050,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001697116 Filed Document 0001659173-17-000129 Exclusions or Exemptions 506b Accepted Date 2017-03-24 15:05:42 UTC Type of Offering D/A Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
INTEGEN, LLC See All Filings	D/A	2017-03-24 14:56:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508133 Filed Document 0001508133-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:56:22 UTC Type of Offering D/A Industry Business Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Structured Credit Fund, L.P. See All Filings	D/A	2017-03-24 14:50:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C and Morgan Stanley Smith Barney LLC CIK Number 0001675495 Filed Document 0001675495-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:50:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BollyX, Inc. See All Filings	D	2017-03-24 14:48:26 UTC
Amount To Be Raised $1,821,014 Associated Brokers / Dealers N/A CIK Number 0001701466 Filed Document 0001140361-17-013186 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:48:26 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HYDROCISION INC See All Filings	D	2017-03-24 14:45:55 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001031309 Filed Document 0001031309-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:45:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
N3L Fund, LP See All Filings	D	2017-03-24 14:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701897 Filed Document 0001701897-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:45:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Native Traits Corp See All Filings	D	2017-03-24 14:43:31 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001629221 Filed Document 0001629221-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:43:31 UTC Type of Offering D Industry Agriculture Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
HCG FUNDS LTD. See All Filings	D	2017-03-24 14:27:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623764 Filed Document 0001623764-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:27:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Reality Shares, Inc. See All Filings	D	2017-03-24 14:27:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001575110 Filed Document 0001575110-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:27:35 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOS Fund I, LP See All Filings	D	2017-03-24 14:23:16 UTC
Amount To Be Raised $14,430,412 Associated Brokers / Dealers N/A CIK Number 0001697316 Filed Document 0001697316-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:23:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PTAM Enhanced Structured Credit Fund, LP See All Filings	D/A	2017-03-24 14:11:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488928 Filed Document 0000902664-17-001775 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:11:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PTAM Enhanced Structured Credit Fund Offshore, L.P. See All Filings	D/A	2017-03-24 14:10:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488926 Filed Document 0000902664-17-001774 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:10:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Granada Partners L.P. See All Filings	D	2017-03-24 14:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001699112 Filed Document 0001699112-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:08:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NOKOMIS CAPITAL PARTNERS LP See All Filings	D/A	2017-03-24 14:03:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432957 Filed Document 0001315863-17-000277 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:03:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nokomis Capital Offshore Fund, Ltd. See All Filings	D/A	2017-03-24 14:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517920 Filed Document 0001315863-17-000276 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOS Fund I QP, LP See All Filings	D	2017-03-24 14:00:04 UTC
Amount To Be Raised $8,390,945 Associated Brokers / Dealers N/A CIK Number 0001700297 Filed Document 0001700297-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 14:00:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Union Square Park Partners Offshore, Ltd See All Filings	D	2017-03-24 13:57:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666228 Filed Document 0001636137-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:57:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Village at Augusta SPE, LLC See All Filings	D	2017-03-24 13:50:43 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001701816 Filed Document 0001701816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:50:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Union Square Park Partners, LP See All Filings	D	2017-03-24 13:41:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636137 Filed Document 0001636137-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:41:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AnJeDa Fitness, Inc. See All Filings	C/A	2017-03-24 13:38:37 UTC
Financial Interest N/A Filing Platform AnJeDa Fitness, Inc. Offering Amount $1,000,000 CIK Number 0001691795 Filed Document 0001665160-17-000079 Accepted Date 2017-03-24 13:38:37 UTC Type of Offering C/A Security Offered Amount 40,000 Security Offered Type Common Stock State CALIFORNIA
LEXICON PHARMACEUTICALS, INC. See All Filings	D	2017-03-24 13:31:51 UTC
Amount To Be Raised $10,506,500 Associated Brokers / Dealers N/A CIK Number 0001062822 Filed Document 0001062822-17-000022 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:31:51 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fargo Rehab LP See All Filings	D	2017-03-24 13:30:43 UTC
Amount To Be Raised $4,204,200 Associated Brokers / Dealers N/A CIK Number 0001697496 Filed Document 0001697496-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:30:43 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Navigator Diversified Strategies Fund, LLC See All Filings	D/A	2017-03-24 13:30:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544103 Filed Document 0001544103-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:30:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Global Opportunity Fund, Ltd. See All Filings	D/A	2017-03-24 13:26:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354320 Filed Document 0000919574-17-002978 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:26:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Queen Holdings, LLC See All Filings	D	2017-03-24 13:24:09 UTC
Amount To Be Raised $63,933,440 Associated Brokers / Dealers N/A CIK Number 0001701558 Filed Document 0001701558-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:24:09 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Commodore Tail Risk Fund, L.P. See All Filings	D	2017-03-24 13:22:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701656 Filed Document 0000935836-17-000176 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:22:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2017-03-24 13:22:01 UTC
Amount To Be Raised $279,468 Associated Brokers / Dealers John Dahle and Stephen Mann CIK Number 0001135856 Filed Document 0001135856-17-000084 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:22:01 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Letko Brosseau RSP Equity Fund See All Filings	D	2017-03-24 13:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637628 Filed Document 0001637628-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:17:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
El Paso Rehab LP See All Filings	D	2017-03-24 13:09:48 UTC
Amount To Be Raised $4,197,000 Associated Brokers / Dealers N/A CIK Number 0001697486 Filed Document 0001697486-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:09:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Global Opportunity Partners, L.P. See All Filings	D/A	2017-03-24 13:09:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001099094 Filed Document 0000919574-17-002975 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:09:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Commodore Volatility Fund, L.P. See All Filings	D/A	2017-03-24 13:06:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582608 Filed Document 0000935836-17-000175 Exclusions or Exemptions 506b Accepted Date 2017-03-24 13:06:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Discovery Global Focus Partners, L.P. See All Filings	D/A	2017-03-24 12:55:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457467 Filed Document 0000919574-17-002972 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:55:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Hatteras Master Fund, L.P. See All Filings	D/A	2017-03-24 12:41:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307689 Filed Document 0000926877-17-000072 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:41:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RED ROCK MINERALS, LP See All Filings	D/A	2017-03-24 12:35:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652537 Filed Document 0001652537-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Natcore Technology Inc. See All Filings	D/A	2017-03-24 12:28:46 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001464623 Filed Document 0001464623-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:28:46 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Intermediate Offshore Fund LP See All Filings	D/A	2017-03-24 12:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410127 Filed Document 0001315863-17-000275 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Offshore Fund Ltd See All Filings	D/A	2017-03-24 12:26:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001412513 Filed Document 0001315863-17-000274 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:26:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Mortgage Fund, LLC See All Filings	D	2017-03-24 12:24:54 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001701228 Filed Document 0001701228-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-24 12:24:54 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stelliam Fund LP See All Filings	D/A	2017-03-24 12:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410108 Filed Document 0001315863-17-000273 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:22:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cardiva Medical, Inc. See All Filings	D	2017-03-24 12:16:53 UTC
Amount To Be Raised $44,234,211 Associated Brokers / Dealers N/A CIK Number 0001520325 Filed Document 0001520325-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-24 12:16:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity