Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
101 N. Charles Mendelson Investor, LLC See All Filings	D/A	2017-07-17 15:12:05 UTC
Amount To Be Raised $1,094,000 Associated Brokers / Dealers N/A CIK Number 0001711893 Filed Document 0001711893-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:12:05 UTC Type of Offering D/A Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Rockwood Equity Partners III-A, LP See All Filings	D/A	2017-07-17 15:10:40 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001657407 Filed Document 0001630744-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:10:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Global Equity, L.P. See All Filings	D/A	2017-07-17 15:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001629542-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockwood Equity Partners III, LP See All Filings	D/A	2017-07-17 15:06:39 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001630744 Filed Document 0001630744-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:06:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Technology Partnership, L.P. See All Filings	D/A	2017-07-17 15:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001522603-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 15:01:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
gold & world class investments corp See All Filings	D	2017-07-17 15:01:34 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001675808 Filed Document 0001675808-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-17 15:01:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LKCM Investment Partnership II, L.P. See All Filings	D/A	2017-07-17 14:58:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:58:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAM-Paa LP See All Filings	D	2017-07-17 14:57:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711717 Filed Document 0001711723-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:57:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Door, Inc. See All Filings	D	2017-07-17 14:48:05 UTC
Amount To Be Raised $500,167 Associated Brokers / Dealers N/A CIK Number 0001699858 Filed Document 0001699858-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:48:05 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nineteen77 Global Merger Arbitrage LLC See All Filings	D/A	2017-07-17 14:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and UBS Asset Management (US) Inc. CIK Number 0001643062 Filed Document 0001643062-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:41:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tapas Holdings LLC See All Filings	D	2017-07-17 14:39:55 UTC
Amount To Be Raised $2,450,000 Associated Brokers / Dealers N/A CIK Number 0001702058 Filed Document 0001702058-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:39:55 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Water Asset Management Global Water Equity, LP See All Filings	D	2017-07-17 14:38:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711723 Filed Document 0001711723-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:38:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Xenex Disinfection Services LLC See All Filings	D/A	2017-07-17 14:35:41 UTC
Amount To Be Raised $42,000,000 Associated Brokers / Dealers N/A CIK Number 0001556814 Filed Document 0001556814-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:35:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CEL SCI CORP See All Filings	D	2017-07-17 14:29:27 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0000725363 Filed Document 0001004878-17-000171 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:29:27 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
York European Strategic Investors Holdings Fund, L.P. See All Filings	D/A	2017-07-17 14:19:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613304 Filed Document 0001144204-17-036957 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:19:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York European Strategic Investors Fund Ltd See All Filings	D/A	2017-07-17 14:19:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613303 Filed Document 0001144204-17-036956 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:19:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, L.P. (limited partnership interests) See All Filings	D/A	2017-07-17 14:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-17-002949 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:16:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nineteen77 Global Merger Arbitrage Ltd See All Filings	D/A	2017-07-17 14:05:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. and UBS Asset Management (US) Inc. CIK Number 0001643061 Filed Document 0001643061-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 14:05:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZAF ACP HOLDINGS LP See All Filings	D	2017-07-17 13:47:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711834 Filed Document 0001393725-17-000116 Exclusions or Exemptions 506b Accepted Date 2017-07-17 13:47:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL Short Term Trading Ltd See All Filings	D/A	2017-07-17 13:44:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001679819 Filed Document 0001679819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 13:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prospera Mortgage Investment Fund LLC See All Filings	D/A	2017-07-17 13:39:23 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001572348 Filed Document 0001572348-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-17 13:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Debt
Bear Creek Warehouse, LLC See All Filings	D	2017-07-17 13:36:37 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001565802 Filed Document 0001565802-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 13:36:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Grand Parkway Capital Fund I L.P. See All Filings	D/A	2017-07-17 13:33:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMS SECURITIES, INC. CIK Number 0001451513 Filed Document 0001451513-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 13:33:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commerce Signals, Inc. See All Filings	D	2017-07-17 13:13:48 UTC
Amount To Be Raised $18,797,101 Associated Brokers / Dealers N/A CIK Number 0001652083 Filed Document 0001652083-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 13:13:48 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SRA Private Equity Portfolio III LP See All Filings	D	2017-07-17 13:08:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709744 Filed Document 0001709744-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 13:08:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seasonal Commodity Spreads Portfolio LLC See All Filings	D/A	2017-07-17 12:59:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPMS") CIK Number 0001647886 Filed Document 0001647886-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 12:59:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Milohen Fund, LP See All Filings	D	2017-07-17 12:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710816 Filed Document 0001710816-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 12:55:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SRA Private Equity Portfolio III (E&F) LP See All Filings	D	2017-07-17 12:53:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709745 Filed Document 0001709745-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 12:53:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man GLG Select Opportunities (US) LP See All Filings	D/A	2017-07-17 12:48:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001647891 Filed Document 0001647891-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 12:48:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OfficeLuv Inc. See All Filings	D	2017-07-17 12:46:46 UTC
Amount To Be Raised $3,000,016 Associated Brokers / Dealers N/A CIK Number 0001665052 Filed Document 0001665052-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 12:46:46 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Taizen Offshore Fund See All Filings	D/A	2017-07-17 12:39:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001614004 Filed Document 0001614004-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 12:39:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TZG Fairmont Gardens LLC See All Filings	D	2017-07-17 12:16:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001711842 Filed Document 0001711842-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 12:16:18 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RBO Ventures LLC See All Filings	D	2017-07-17 12:13:49 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001707574 Filed Document 0001707574-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 12:13:49 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Argos Funds SICAV-Argos Funds - Smaller European Companies See All Filings	D/A	2017-07-17 12:04:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708856 Filed Document 0001708856-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 12:04:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stanley Grove LLC See All Filings	C/A	2017-07-17 11:55:15 UTC
Financial Interest None Filing Platform MinnowCfunding LLC Offering Amount CIK Number 0001705496 Filed Document 0001665872-17-000002 Accepted Date 2017-07-17 11:55:15 UTC Type of Offering C/A Security Offered Amount 100 Security Offered Type Preferred Stock State CALIFORNIA
EWF Partners II LLC See All Filings	D/A	2017-07-17 11:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526730 Filed Document 0001526730-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:47:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LionBird II, L.P. See All Filings	D/A	2017-07-17 11:40:35 UTC
Amount To Be Raised $35,295,000 Associated Brokers / Dealers N/A CIK Number 0001678621 Filed Document 0001678621-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:40:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Meritum Energy Holdings, LP See All Filings	D	2017-07-17 11:40:04 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001652831 Filed Document 0001652831-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:40:04 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BC Partners Advisors L.P. See All Filings	D	2017-07-17 11:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711889 Filed Document 0001711889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:37:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JDM Woburn Hotel Investors LLC See All Filings	D	2017-07-17 11:36:24 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001712053 Filed Document 0001712053-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:36:24 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sequel LLC See All Filings	D	2017-07-17 11:31:23 UTC
Amount To Be Raised $3,543,817 Associated Brokers / Dealers N/A CIK Number 0001702792 Filed Document 0001461859-17-000021 Exclusions or Exemptions 504 and 506b Accepted Date 2017-07-17 11:31:23 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MASSIVEU, INC. See All Filings	D	2017-07-17 11:30:35 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001584870 Filed Document 0001584870-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:30:35 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Evanston Focused Alpha Fund Ltd. See All Filings	D/A	2017-07-17 11:29:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679421 Filed Document 0001679421-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:29:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuberger Berman Emerging Market Debt Fund LLC See All Filings	D/A	2017-07-17 11:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607545 Filed Document 0001625257-17-000080 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EL Specialty Loan Institutional Fund 2016-L, L.P. See All Filings	D	2017-07-17 11:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710925 Filed Document 0001710925-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:22:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prosight Fund, LP See All Filings	D/A	2017-07-17 11:21:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:21:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosight Fund, LP See All Filings	D/A	2017-07-17 11:21:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:21:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EWT Holdings I Corp. See All Filings	D/A	2017-07-17 11:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604643 Filed Document 0000895345-17-000256 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:20:49 UTC Type of Offering D/A Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hyperwave Technologies, LLC See All Filings	D/A	2017-07-17 11:17:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001711212 Filed Document 0001711212-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:17:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Security To Be Acquired
Metasense Analytics, LLC See All Filings	D	2017-07-17 11:16:40 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001711759 Filed Document 0000897069-17-000391 Exclusions or Exemptions 506b Accepted Date 2017-07-17 11:16:40 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt