Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Baker Street Capital Offshore, L.P. See All Filings	D/A	2017-03-07 14:03:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593169 Filed Document 0001144204-17-013166 Exclusions or Exemptions 506b Accepted Date 2017-03-07 14:03:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercer Diocese of Brooklyn Risk Reduction Strategy See All Filings	D/A	2017-03-07 13:53:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649416 Filed Document 0001669127-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:53:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITE RIVER OFFSHORE FUND LTD See All Filings	D/A	2017-03-07 13:50:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Frederick Hansen and Wilma J. Engel CIK Number 0001422439 Filed Document 0001045768-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:50:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITE RIVER PARTNERS LP See All Filings	D/A	2017-03-07 13:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers David Frederick Hansen and Wilma J. Engel CIK Number 0001045768 Filed Document 0001045768-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:47:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Daplie, Inc. See All Filings	C/A	2017-03-07 13:45:54 UTC
Financial Interest Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001674374 Filed Document 0001445866-17-000207 Accepted Date 2017-03-07 13:45:54 UTC Type of Offering C/A Security Offered Amount 20,000 Security Offered Type Common Stock State UTAH
Mercer Diocese of Brooklyn Growth Strategy See All Filings	D/A	2017-03-07 13:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649415 Filed Document 0001669127-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:45:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Group Ten Metals Inc See All Filings	D	2017-03-07 13:44:40 UTC
Amount To Be Raised $53,655 Associated Brokers / Dealers N/A CIK Number 0001700157 Filed Document 0001700157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:44:40 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Neurensic, Inc. See All Filings	D	2017-03-07 13:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645819 Filed Document 0001645819-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:42:58 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
WGI Emerging Markets Smaller Companies Fund, LLC See All Filings	D/A	2017-03-07 13:36:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539517 Filed Document 0001539517-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:36:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hopkins Deer Valley, LLC See All Filings	D	2017-03-07 13:34:34 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001699837 Filed Document 0001699837-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:34:34 UTC Type of Offering D Industry Residential Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Highland Core Fixed Income Fund See All Filings	D/A	2017-03-07 13:30:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650769 Filed Document 0001669127-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:30:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Little London Bancorp See All Filings	D	2017-03-07 13:29:47 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001613922 Filed Document 0001140361-17-010828 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:29:47 UTC Type of Offering D Industry Commercial Banking Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fig Small Batch, LLC See All Filings	D	2017-03-07 13:28:32 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001690956 Filed Document 0001465818-17-000011 Exclusions or Exemptions 506c Accepted Date 2017-03-07 13:28:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Highland Equity Fund See All Filings	D/A	2017-03-07 13:20:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650771 Filed Document 0001669127-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:20:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Real Estate - Palm Trails, LLC See All Filings	D	2017-03-07 13:18:30 UTC
Amount To Be Raised $9,800,000 Associated Brokers / Dealers None CIK Number 0001699885 Filed Document 0001699885-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:18:30 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Capitol Cryotherapy, L.P. See All Filings	D	2017-03-07 13:11:28 UTC
Amount To Be Raised $7,033 Associated Brokers / Dealers N/A CIK Number 0001700184 Filed Document 0001700184-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:11:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Highland Public Inflation Hedges Fund See All Filings	D/A	2017-03-07 13:10:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650772 Filed Document 0001669127-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:10:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SynShark LLC See All Filings	D	2017-03-07 13:05:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001699383 Filed Document 0001209191-17-018622 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:05:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Lyndra, Inc. See All Filings	D/A	2017-03-07 13:04:20 UTC
Amount To Be Raised $20,082,575 Associated Brokers / Dealers N/A CIK Number 0001679037 Filed Document 0001679037-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:04:20 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
WRC Sherman Oaks Invest, LLC See All Filings	D	2017-03-07 13:01:29 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001700163 Filed Document 0001700163-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:01:29 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
HEALTHCOR L P See All Filings	D	2017-03-07 13:00:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001337961 Filed Document 0001337961-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:00:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Light Engine Design Corp. See All Filings	D	2017-03-07 13:00:10 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001673362 Filed Document 0001673362-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 13:00:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Mesirow Credit Strategies Fund, L.P. See All Filings	D/A	2017-03-07 12:56:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001589418 Filed Document 0001589418-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:56:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Direct Hedged Equity Fund See All Filings	D/A	2017-03-07 12:54:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669127 Filed Document 0001669127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:54:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Lien Fund IV LP See All Filings	D/A	2017-03-07 12:50:46 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001690900 Filed Document 0001690900-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:50:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Oye Communications Group LLC See All Filings	D	2017-03-07 12:46:38 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001699699 Filed Document 0001699699-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:46:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
WGI Emerging Markets Fund, LLC. See All Filings	D/A	2017-03-07 12:46:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527399 Filed Document 0001527399-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:46:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aerkomm Inc. See All Filings	D	2017-03-07 12:45:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001590496 Filed Document 0001477932-17-001067 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:45:03 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mesirow Alternative Strategies Fund Enhanced, LLC See All Filings	D/A	2017-03-07 12:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mesirow Financial, Inc. CIK Number 0001411157 Filed Document 0001411157-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walbert Fund of Funds I, LP See All Filings	D/A	2017-03-07 12:32:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001173034 Filed Document 0000919574-17-002538 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:32:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Breakout Commerce, Inc. See All Filings	D	2017-03-07 12:26:57 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001605636 Filed Document 0001605636-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:26:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Guerrilla RF, Inc. See All Filings	D	2017-03-07 12:25:08 UTC
Amount To Be Raised $1,900,000 Associated Brokers / Dealers N/A CIK Number 0001597410 Filed Document 0001597410-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:25:08 UTC Type of Offering D Industry Telecommunications Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Aveda Transportation & Energy Services Inc. See All Filings	D	2017-03-07 12:23:38 UTC
Amount To Be Raised $89,711 Associated Brokers / Dealers PI Financial (US) Corp. CIK Number 0001073806 Filed Document 0001073806-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:23:38 UTC Type of Offering D Industry Other Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
I-V Access Technology, Inc. See All Filings	D/A	2017-03-07 12:21:18 UTC
Amount To Be Raised $2,511,000 Associated Brokers / Dealers N/A CIK Number 0001674987 Filed Document 0001674987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:21:18 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FFHI Acquisitions LC See All Filings	D	2017-03-07 12:17:24 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001699465 Filed Document 0001699465-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:17:24 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
CGMT OP, L.P. See All Filings	D/A	2017-03-07 12:15:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635445 Filed Document 0001635445-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:15:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tallwave, LLC See All Filings	D	2017-03-07 12:13:54 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001699910 Filed Document 0001699910-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:13:54 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Medivie USA Inc. See All Filings	1-A/A	2017-03-07 12:13:43 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001677885 Filed Document 0001144204-17-013128 Accepted Date 2017-03-07 12:13:43 UTC Type of Offering 1-A/A Industry WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
HMPF 2016, LP See All Filings	D	2017-03-07 12:13:12 UTC
Amount To Be Raised $4,342,661 Associated Brokers / Dealers N/A CIK Number 0001699831 Filed Document 0001699831-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-03-07 12:13:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Gables Multifamily Trust, L.P. See All Filings	D/A	2017-03-07 12:11:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hodes Weill Securities, LLC CIK Number 0001635423 Filed Document 0001635423-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:11:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Smart OES LLC See All Filings	D/A	2017-03-07 12:09:55 UTC
Amount To Be Raised $1,325,000 Associated Brokers / Dealers N/A CIK Number 0001512087 Filed Document 0001512087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 12:09:55 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AQR REAL ASSET FUND II, L.P. See All Filings	D/A	2017-03-07 11:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512458 Filed Document 0001512458-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:58:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Surefire Medical, Inc. See All Filings	D	2017-03-07 11:52:54 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001518906 Filed Document 0001518906-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:52:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ZULAMA, LLC See All Filings	D/A	2017-03-07 11:52:22 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001669147 Filed Document 0001209191-17-018600 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:52:22 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Victory Arcadia SPC on behalf of Victory Arcadia Fund See All Filings	D/A	2017-03-07 11:52:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460001 Filed Document 0001460001-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:52:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USRC HICKORY HILLS, LLC See All Filings	D	2017-03-07 11:48:27 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001699224 Filed Document 0001699224-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:48:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Discus Feeder Ltd See All Filings	D/A	2017-03-07 11:47:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001466117 Filed Document 0000943663-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:47:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Equity
USRC WEST CHICAGO, LLC See All Filings	D	2017-03-07 11:45:12 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001699222 Filed Document 0001699222-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:45:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest CROO, LLC See All Filings	D	2017-03-07 11:44:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001607938 Filed Document 0000897069-17-000153 Exclusions or Exemptions 506c Accepted Date 2017-03-07 11:44:23 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HEALTHCOR HYBRID OFFSHORE LTD See All Filings	D/A	2017-03-07 11:41:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406607 Filed Document 0001406607-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-03-07 11:41:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund