Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ullico International Group Trust See All Filings	D/A	2017-07-19 15:00:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001465719 Filed Document 0001465719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 15:00:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Systematica Trend Following Fund L.P. See All Filings	D	2017-07-19 14:55:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711710 Filed Document 0001315863-17-000585 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:55:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AXIA TECHNOLOGIES, LLC See All Filings	D	2017-07-19 14:55:22 UTC
Amount To Be Raised $3,350,073 Associated Brokers / Dealers N/A CIK Number 0001712244 Filed Document 0001712244-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:55:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Craft Asset Holdings LLC See All Filings	D	2017-07-19 14:55:02 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Craft Capital Management LLC CIK Number 0001674233 Filed Document 0001683168-17-001805 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:55:02 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Structural, Inc. See All Filings	D	2017-07-19 14:53:19 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001712096 Filed Document 0001712096-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:53:19 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Ullico Infrastructure Taxable Fund, L.P. See All Filings	D/A	2017-07-19 14:52:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, and WILKINSON, NEAL ALLEN CIK Number 0001571963 Filed Document 0001571963-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 14:52:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Man FRM Alpha Protect Ltd See All Filings	D	2017-07-19 14:51:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001712337 Filed Document 0001712337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:51:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ullico Infrastructure Tax-Exempt Fund, L.P. See All Filings	D/A	2017-07-19 14:49:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael, Howe, Luke, Norkus, Michael, and WILKINSON, NEAL ALLEN CIK Number 0001504312 Filed Document 0001504312-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 14:49:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BRP Capital LLC See All Filings	D/A	2017-07-19 14:47:43 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001678702 Filed Document 0001712277-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:47:43 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Vintage 2017 Private Investments Offshore SICAV-RAIF S.C.Sp. See All Filings	D/A	2017-07-19 14:45:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704685 Filed Document 0001012975-17-000553 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:45:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SEI Offshore Advanced Strategy Series SPC, Structured Credit Segregated Portfolio See All Filings	D/A	2017-07-19 14:34:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458445 Filed Document 0001458445-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:34:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JCM Solar Capital Ltd. See All Filings	D	2017-07-19 14:30:20 UTC
Amount To Be Raised $2,999,997 Associated Brokers / Dealers N/A CIK Number 0001712329 Filed Document 0001062993-17-003306 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:30:20 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PFM Technology Perennial Fund, L.P. See All Filings	D	2017-07-19 14:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710093 Filed Document 0001710093-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:29:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RT KF III, LLC See All Filings	D	2017-07-19 14:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712131 Filed Document 0001712131-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:21:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Texas Vukota L.P. See All Filings	D	2017-07-19 14:20:45 UTC
Amount To Be Raised $3,346,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001712277 Filed Document 0001712277-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 14:20:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RT KF II, LLC See All Filings	D	2017-07-19 14:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712130 Filed Document 0001712130-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
SEI Offshore Opportunity Fund II, Ltd. See All Filings	D/A	2017-07-19 14:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457987 Filed Document 0001457987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PFM Oncology Opportunities Offshore Fund II, Ltd. See All Filings	D/A	2017-07-19 14:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613402 Filed Document 0001613402-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:12:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INN AT BETHANY See All Filings	D	2017-07-19 14:11:19 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001711616 Filed Document 0001711616-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 14:11:19 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PFM Oncology Opportunities Fund II, L.P. See All Filings	D/A	2017-07-19 14:04:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610252 Filed Document 0001610252-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:04:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC Medical Partners, Inc. See All Filings	D	2017-07-19 14:00:31 UTC
Amount To Be Raised $4,078,367 Associated Brokers / Dealers N/A CIK Number 0001701580 Filed Document 0001701580-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-19 14:00:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Napa Valley Limoncello Co, LLC See All Filings	C/A	2017-07-19 14:00:30 UTC
Financial Interest The intermediary will receive a ten (10) year warrant to purchase a Convertible Promissory Note in a principal amount that is equal to 2% (two percent) of the aggregate principal amount of all Convertible Promissory Notes issued in the Offering. Filing Platform First Democracy VC Offering Amount $1,000,000 CIK Number 0001557286 Filed Document 0001557286-17-000009 Accepted Date 2017-07-19 14:00:30 UTC Type of Offering C/A Security Offered Amount 1,000,000 Security Offered Type Other State CALIFORNIA
Collaborative Finance, Inc. See All Filings	D	2017-07-19 13:57:07 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001711926 Filed Document 0001711926-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:57:07 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CONCEIVEX INC See All Filings	D/A	2017-07-19 13:35:08 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001388576 Filed Document 0001388576-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:35:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Angelo Gordon Partners Select ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2017-07-19 13:30:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001650854 Filed Document 0001625257-17-000082 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:30:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 172 See All Filings	D	2017-07-19 13:27:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001711511 Filed Document 0001711511-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:27:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FL Enclave, LLC See All Filings	D	2017-07-19 13:18:50 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001712212 Filed Document 0001712212-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:18:50 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MyFintech.com, Inc. See All Filings	D	2017-07-19 13:17:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001711977 Filed Document 0001711977-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:17:19 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hot Chili Ltd See All Filings	D	2017-07-19 13:14:19 UTC
Amount To Be Raised $6,532,606 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS LTD. CIK Number 0001562823 Filed Document 0001562823-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:14:19 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Novirian Palomar II, L.P. See All Filings	D	2017-07-19 13:11:20 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001712275 Filed Document 0001712275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:11:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saints Capital, LLC See All Filings	D	2017-07-19 13:11:15 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001711544 Filed Document 0001711544-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:11:15 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GRE U.S. Property ASP Fund, a series of Alternative Strategies Real Estate Platform, LLC See All Filings	D/A	2017-07-19 13:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367597 Filed Document 0001625257-17-000081 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amherst RECAP Leveraged CRE Fund I LP See All Filings	D	2017-07-19 13:03:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710599 Filed Document 0001710599-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 13:03:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Adelante Shoe Co. See All Filings	D	2017-07-19 12:56:08 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001712231 Filed Document 0001712231-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 12:56:08 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
LAKE NONA COVENANT GROUP LLC See All Filings	D	2017-07-19 12:56:06 UTC
Amount To Be Raised $2,605,000 Associated Brokers / Dealers N/A CIK Number 0001702315 Filed Document 0001702533-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-07-19 12:56:06 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Darrell Schmidt Enterprises Inc See All Filings	D	2017-07-19 12:49:33 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers Darrell Schmidt Enterprises Inc CIK Number 0001628159 Filed Document 0001628159-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-07-19 12:49:33 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Mosaic Real Estate Credit, LLC See All Filings	D/A	2017-07-19 12:49:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CAIS Capital LLC CIK Number 0001648233 Filed Document 0001144204-17-037260 Exclusions or Exemptions 506b Accepted Date 2017-07-19 12:49:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Analytical Space, Inc. See All Filings	D	2017-07-19 12:40:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Justin Oliveira CIK Number 0001684061 Filed Document 0001684061-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 12:40:34 UTC Type of Offering D Industry Telecommunications Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Other
chirrp,Inc. See All Filings	C/A	2017-07-19 12:31:18 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SeedInvest, LLC Offering Amount $1,000,000 CIK Number 0001708725 Filed Document 0001708725-17-000004 Accepted Date 2017-07-19 12:31:18 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State FLORIDA
Keystone Real Estate Lending Fund (Q), L.P. See All Filings	D/A	2017-07-19 12:31:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crewe Capital, LLC and Sunbelt Securities, Inc. CIK Number 0001689428 Filed Document 0001689428-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-19 12:31:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Keystone Real Estate Lending Fund, L.P. See All Filings	D/A	2017-07-19 12:28:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Sunbelt Securities, Inc. and Crewe Capital, LLC CIK Number 0001652829 Filed Document 0001652829-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-19 12:28:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Star Fund SCA RAIF See All Filings	D	2017-07-19 12:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CANDLEWOOD SECURITIES, LLC CIK Number 0001712095 Filed Document 0000919574-17-005510 Exclusions or Exemptions 506b Accepted Date 2017-07-19 12:26:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
LADY LAKE COVENANT GROUP LLC See All Filings	D	2017-07-19 12:22:53 UTC
Amount To Be Raised $2,160,000 Associated Brokers / Dealers N/A CIK Number 0001702321 Filed Document 0001702533-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-07-19 12:22:53 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Radcliffe Short Duration Fund, L.P. See All Filings	D/A	2017-07-19 12:22:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660381 Filed Document 0000919574-17-005508 Exclusions or Exemptions 506b Accepted Date 2017-07-19 12:22:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CLERMONT COVENANT GROUP LLC See All Filings	D	2017-07-19 11:57:29 UTC
Amount To Be Raised $985,000 Associated Brokers / Dealers N/A CIK Number 0001702533 Filed Document 0001702533-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 11:57:29 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SEI Special Situations Fund, Ltd. See All Filings	D/A	2017-07-19 11:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462139 Filed Document 0001462139-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-07-19 11:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
RVP II, L.P. See All Filings	D	2017-07-19 11:36:14 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001712181 Filed Document 0001144204-17-037250 Exclusions or Exemptions 506b Accepted Date 2017-07-19 11:36:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SimpleLegal, Inc. See All Filings	D/A	2017-07-19 11:21:26 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001655814 Filed Document 0001655814-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-07-19 11:21:26 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
The Light Phone Inc. See All Filings	C	2017-07-19 11:15:48 UTC
Financial Interest 2% of the Securities being issued in the Offering Filing Platform OpenDeal Inc., dba Republic Offering Amount $107,000 CIK Number 0001710903 Filed Document 0001710903-17-000001 Accepted Date 2017-07-19 11:15:48 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Sphaerus Ventures LLC See All Filings	D	2017-07-19 11:15:29 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001711946 Filed Document 0001711946-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-07-19 11:15:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity