Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MAPLE TREE PARTNERS L P See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonwealth Associates, LP and Stonington Corporation CIK Number 0001280422 Filed Document 0001280422-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PATHWAY PRIVATE EQUITY FUND CV-A, LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $400,100,000 Associated Brokers / Dealers N/A CIK Number 0001600450 Filed Document 0001600450-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRIGHTLINE VENTURES II-B, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601100 Filed Document 0000919574-14-001998 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Core Technology Fund, LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561598 Filed Document 0001561598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
American Addiction Centers, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001393922 Filed Document 0001393922-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Accelerated Return Strategy Fund, LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601297 Filed Document 0001019056-14-000299 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMERICAN KIDNEY STONE MANAGEMENT LTD See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $4,621,050 Associated Brokers / Dealers N/A CIK Number 0001019404 Filed Document 0001019404-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NexDefense, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001564226 Filed Document 0001564226-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
OAKTREE NON-U.S. CONVERTIBLE FUND, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000946224 Filed Document 0001181431-14-009602 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noesis Energy, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001512881 Filed Document 0001512881-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Street Fund III, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $452,745,000 Associated Brokers / Dealers N/A CIK Number 0001599480 Filed Document 0001599480-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IMG Funding LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Sanjay Raghavan, Thomas Young, Bruce Smith, Bruce Roberts, and Catherine Hicks CIK Number 0001600602 Filed Document 0001600602-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LRT Global Opportunities, LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001554665 Filed Document 0001554665-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
npm, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001600670 Filed Document 0001600670-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Valor Venture Fund 1, LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001589378 Filed Document 0001589515-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Montauk Legacy Partners LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers Anubis Securities LLC CIK Number 0001600310 Filed Document 0001600310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Strategic Partners, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001417189 Filed Document 0001405086-14-000111 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shelter Cove II, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,160,000 Associated Brokers / Dealers N/A CIK Number 0001601344 Filed Document 0001601344-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AVENUE INTERNATIONAL, LTD. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001180908 Filed Document 0001405086-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MARINER SELECT, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001004280 Filed Document 0001004280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mariners National Holdings, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $23,500,000 Associated Brokers / Dealers N/A CIK Number 0001601124 Filed Document 0001601124-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Natural Resource Income Investing Limited Partnership See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $24,408,790 Associated Brokers / Dealers SPROTT GLOBAL RESOURCE INVESTMENTS, LTD. CIK Number 0001600575 Filed Document 0001600575-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TWEEDY BROWNE INTERNATIONAL PARTNERS LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459680 Filed Document 0001315863-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PBU Partners L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461035 Filed Document 0000919574-14-001985 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ExecOnline, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001560583 Filed Document 0001560583-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tungsten Corp. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers Garden State Securities CIK Number 0001475065 Filed Document 0001551140-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SCI TECH INVESTMENT PARTNERS LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460791 Filed Document 0001561598-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Saka Capital Liquid Credit Fund See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570946 Filed Document 0001012975-14-000117 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Grid2020 Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601300 Filed Document 0001601300-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
eVariant, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001535895 Filed Document 0001535895-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
HGGC FUND II-A, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001601150 Filed Document 0001601150-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGGC FUND II, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001601185 Filed Document 0001601185-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Corrum Capital Equity (Offshore) Fund - Select, Ltd. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch & Co. CIK Number 0001441161 Filed Document 0001441161-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Stamos Legacy Fund, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001330667 Filed Document 0000902664-14-001423 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HAR-Kapalua, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $10,180,000 Associated Brokers / Dealers N/A CIK Number 0001601352 Filed Document 0001601352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Sterling Stamos Security Fund-Select, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001348826 Filed Document 0000902664-14-001416 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brazen Careerist, Inc. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,184,491 Associated Brokers / Dealers N/A CIK Number 0001482849 Filed Document 0000897069-14-000170 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Property Fund, LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001297275 Filed Document 0000950103-14-001390 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Siemer Ventures II Affiliate Fund, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001600461 Filed Document 0001181431-14-011823 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Century Properties XXV Limited Partnership See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Hefren Tillotson, Inc. and Hazlett Burt & Watson, Inc. CIK Number 0001601159 Filed Document 0001601159-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Shelf-Fund, a series of AngelList Funds, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $339,970 Associated Brokers / Dealers N/A CIK Number 0001601037 Filed Document 0001601037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Privlo, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001577148 Filed Document 0001577148-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Systematic Revenue, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $625,137 Associated Brokers / Dealers N/A CIK Number 0001555891 Filed Document 0001555891-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Deliv, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $9,911,404 Associated Brokers / Dealers N/A CIK Number 0001585867 Filed Document 0001585867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kensico Associates LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406639 Filed Document 0001600596-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clean Energy Advisors, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001601281 Filed Document 0001601281-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business WYOMING Revenue or Assets $Not Applicable Type of Security Equity
BDC/NW Irving, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $13,550,000 Associated Brokers / Dealers N/A CIK Number 0001601265 Filed Document 0001601265-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Clarity Software Holdings LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $41,400,000 Associated Brokers / Dealers N/A CIK Number 0001601061 Filed Document 0001601061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Brainiac Supplements, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001601010 Filed Document 0001601010-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity