Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HRE Retail Income Fund I, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $50,025,000 Associated Brokers / Dealers Davenport & Company LLC and Cary Street Partners CIK Number 0001566295 Filed Document 0001566295-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCK OPPORTUNITY I, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496779 Filed Document 0001600596-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Toroso Investments, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001600064 Filed Document 0001600064-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HUSKY VENTURES, INC. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Stilwell Value Partners VII, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001555931 Filed Document 0001555931-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Saka Capital Liquid Credit Master Fund See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479669 Filed Document 0001012975-14-000115 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HGGC FUND II-B, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001601148 Filed Document 0001601148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RT SV Co-Invest, LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001599638 Filed Document 0001599638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-001591 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
BRENNUS FUND L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600661 Filed Document 0000943663-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SJK CAPITAL OFFSHORE FUND LTD See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588870 Filed Document 0000919574-14-002000 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valor Venture Fund 1B, LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589515 Filed Document 0001589515-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Stamos Equity Fund - Select, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001388204 Filed Document 0000902664-14-001420 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCP Absolute Return Partners Fund, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001581849 Filed Document 0000902664-14-001418 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAPLE TREE PARTNERS L P See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonwealth Associates, LP and Stonington Corporation CIK Number 0001280422 Filed Document 0001280422-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DUNE REAL ESTATE FUND III LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $850,000,000 Associated Brokers / Dealers MONUMENT GROUP, INC. CIK Number 0001570348 Filed Document 0001570348-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Consonance Capital Investors Ltd See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001410043 Filed Document 0001315863-14-000119 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Universa Black Swan Protection Protocol XV L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600869 Filed Document 0000935836-14-000144 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Coast Group V, LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001601201 Filed Document 0001601201-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Global Developing Markets Partnership, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001170883 Filed Document 0000919574-14-001994 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Water Panadero Investors LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001496790 Filed Document 0001496790-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sterling Stamos Endowment - Select Partners Fund, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers First Long Island Investors, LLC and Merrill Lynch & Co. CIK Number 0001424897 Filed Document 0000902664-14-001417 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sutton View Partners LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577659 Filed Document 0001577659-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
MedAware Systems, Inc. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Skillshare, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $6,100,168 Associated Brokers / Dealers N/A CIK Number 0001510984 Filed Document 0001510984-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avenue Strategic Partners, Ltd. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001437989 Filed Document 0001405086-14-000110 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Senscio Systems, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,460,000 Associated Brokers / Dealers N/A CIK Number 0001574059 Filed Document 0001574059-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Sirona Partners LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601178 Filed Document 0001601178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nok Nok Labs, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $19,594,172 Associated Brokers / Dealers N/A CIK Number 0001579543 Filed Document 0001579543-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Linquet Technologies Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $181,400 Associated Brokers / Dealers N/A CIK Number 0001600803 Filed Document 0001140361-14-009894 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
S Squared Capital Partners LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570406 Filed Document 0001019056-14-000302 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, and Stephen D. Strake CIK Number 0001589065 Filed Document 0001589065-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cardinal Spine, LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JMB CAPITAL PARTNERS, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165776 Filed Document 0000935836-14-000140 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LocalVox Media, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001492706 Filed Document 0001492706-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Avenue Investments, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, N/A, and N/A CIK Number 0001003215 Filed Document 0001405086-14-000108 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kingdon Associates See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000718801 Filed Document 0000919574-14-001986 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SP NORTHGLENN LLC See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601311 Filed Document 0001601311-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RWR Investments Opportunity Fund LP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600604 Filed Document 0001600604-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
O T MINING CORP See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers IIP SECURITIES LLC CIK Number 0001106290 Filed Document 0001106290-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Consonance Capital Investors LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0001407421 Filed Document 0001315863-14-000118 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUSKY VENTURES, INC. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $4,950,000 Associated Brokers / Dealers N/A CIK Number 0001522561 Filed Document 0001522561-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
Valor Venture Fund 1-A, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589514 Filed Document 0001589515-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Volo International Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601035 Filed Document 0001601035-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Somerset Global Emerging Markets Fund LLC See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419792 Filed Document 0001012975-14-000116 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ring IR, Inc. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001601180 Filed Document 0001601180-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Kensico Partners, L.P. See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442776 Filed Document 0001600596-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BARAKETT HOLDINGS LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001349723 Filed Document 0000919574-14-001993 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCG LPP 17E12th Co-Invest, L.P. See All Filings	D	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601726 Filed Document 0001601726-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Quintium Private Opportunities Fund, LP See All Filings	D/A	2014-02-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529643 Filed Document 0001529643-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-27 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund