Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Merganser Core Bond Fund LLC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001569031 Filed Document 0001569031-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merganser Floating Rate Bond Fund LLC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001587664 Filed Document 0001587664-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton U.S. Land Fund 7, LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601750 Filed Document 0001601746-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
BSR Trust, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $49,954,320 Associated Brokers / Dealers N/A CIK Number 0001441107 Filed Document 0001441107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Timberline Fund, LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518589 Filed Document 0001518589-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Muslim Observer, Inc See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001633741 Filed Document 0001633741-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Chirpify, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001548289 Filed Document 0001548289-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
DAKOTAS REAL ESTATE INCOME FUND III, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ernst Capital Securities, LLC CIK Number 0001634053 Filed Document 0001634053-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banner Property Capital, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634108 Filed Document 0001634108-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Debt
Market Southside, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001633231 Filed Document 0001633231-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Carmel Multifamily DST See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $11,377,246 Associated Brokers / Dealers Dwight Kay CIK Number 0001631259 Filed Document 0000950138-15-000154 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Graham Street Sponsor II, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $4,980,000 Associated Brokers / Dealers N/A CIK Number 0001635588 Filed Document 0001635588-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RBI Capital Partners, L.P. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510266 Filed Document 0001510266-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
York Multi-Strategy ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569555 Filed Document 0001625257-15-000017 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kazum, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001634396 Filed Document 0001634396-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pelham Long/Short Fund LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427631 Filed Document 0000902664-15-001286 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kepos Exotic Beta Fund Ltd. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545296 Filed Document 0000902664-15-001281 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SNOW LAKE CHINA OFFSHORE FUND, LTD. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506274 Filed Document 0001506274-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MERGANSER INTERMEDIATE TERM BOND FUND II LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001634405 Filed Document 0001634405-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BDCM Offshore Opportunity Fund IV, Ltd. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001630166 Filed Document 0000902664-15-001313 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
IA NEOANTIGENICS, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $721,600 Associated Brokers / Dealers N/A CIK Number 0001634863 Filed Document 0001634863-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GAM Beachwood Total Return Fund, L.L.C. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GAM Services Inc. CIK Number 0001469834 Filed Document 0001469834-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Superior Ostrich, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001615083 Filed Document 0001387131-15-000666 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Astenbeck Oil Fund B LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400443 Filed Document 0001315863-15-000189 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $4,040,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-001530 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
YA Global Investments (U.S.), LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459886 Filed Document 0000902664-15-001279 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monegraph, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001634636 Filed Document 0001634636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Debt
North Rock Fund, L.P. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630948 Filed Document 0001503314-15-000007 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Memrise, Inc. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001563345 Filed Document 0000905718-15-000267 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
119 Boise, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $475,000 Associated Brokers / Dealers N/A CIK Number 0001633290 Filed Document 0001633290-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Marble Arch QP Partners, LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001400490 Filed Document 0001315863-15-000184 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Celadon Technology Fund III, LLC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $12,757,480 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001617035 Filed Document 0001617035-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PineBridge Secondary Partners III, L.P. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Triago Americas, Inc. CIK Number 0001581542 Filed Document 0001581542-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIVINGSTON CAPITAL FUND LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001129676 Filed Document 0001013594-15-000153 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SYW LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Steven Fletcher CIK Number 0001374238 Filed Document 0001374238-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
penVmbra \| LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001634388 Filed Document 0001634388-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
SPEECH MORPHING SYSTEMS, INC. See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001634459 Filed Document 0001634459-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Walton U.S. Land Fund 6, LP See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Walton Securities, Inc. CIK Number 0001601746 Filed Document 0001601746-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
NEW DAY MEADERY, LLC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001626631 Filed Document 0001140361-15-009269 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Tontine Capital Partners II, L.P. See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479441 Filed Document 0000902664-15-001293 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
First NBC Bank Holding Co See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers Sandler, O'Neill & Partners, L.P. and Keefe, Bruyette & Woods, Inc. CIK Number 0001496631 Filed Document 0001496631-15-000010 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
CCFG Costebelle La Jolla, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $3,030,000 Associated Brokers / Dealers N/A CIK Number 0001634095 Filed Document 0001634095-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CoDa Therapeutics Inc See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $3,240,200 Associated Brokers / Dealers N/A CIK Number 0001378567 Filed Document 0001378567-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Lighthouse Credit Compass Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund, SPC See All Filings	D/A	2015-02-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Certitude Global Investments Limited, APB Financial Group, and SunTrust Banks, Inc. CIK Number 0001522455 Filed Document 0001503314-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bongiovi Medical & Health Technologies, LLC See All Filings	D	2015-02-19 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001545050 Filed Document 0001019687-15-000663 Exclusions or Exemptions 506b Accepted Date 2015-02-19 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Blue Opportunity Fund, LP See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Over 5 CIK Number 0001496742 Filed Document 0001095449-15-000129 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Eminence, Ltd. See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001532030 Filed Document 0001532030-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SCS CAPITAL PARTNERS FUND LLC See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344845 Filed Document 0001344845-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HedgeForum Canyon, Ltd. See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001341883 Filed Document 0001341883-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HedgeForum Pentwater, Ltd. See All Filings	D/A	2015-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001569997 Filed Document 0001569997-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity