Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FGSF OBTX II SPV, L.P. See All Filings	D	2017-04-03 13:45:50 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001702275 Filed Document 0001702275-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:45:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalina Wine Mixer LLC See All Filings	D	2017-04-03 13:41:23 UTC
Amount To Be Raised $975,000 Associated Brokers / Dealers N/A CIK Number 0001702703 Filed Document 0001702703-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 13:41:23 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
NHIT: Core Disciplined Alpha Trust See All Filings	D/A	2017-04-03 13:38:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001685026 Filed Document 0001685026-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:38:27 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Physician Software Systems, LLC See All Filings	D	2017-04-03 13:37:34 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001542422 Filed Document 0001312474-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:37:34 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Drone Racing League, Inc. See All Filings	D/A	2017-04-03 13:36:14 UTC
Amount To Be Raised $10,464,386 Associated Brokers / Dealers N/A CIK Number 0001652001 Filed Document 0001652001-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:36:14 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Drone Racing League, Inc. See All Filings	D	2017-04-03 13:26:47 UTC
Amount To Be Raised $12,950,030 Associated Brokers / Dealers N/A CIK Number 0001652001 Filed Document 0001652001-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:26:47 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Simple Contacts Inc. See All Filings	D	2017-04-03 13:16:44 UTC
Amount To Be Raised $9,974,998 Associated Brokers / Dealers N/A CIK Number 0001702087 Filed Document 0001702087-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:16:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TAGNETICS, INC. See All Filings	D	2017-04-03 13:01:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001312474 Filed Document 0001312474-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:01:58 UTC Type of Offering D Industry Manufacturing Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Other
Capital Dynamics Mid-Market Direct IV (U.S.), L.P. See All Filings	D/A	2017-04-03 13:00:07 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC CIK Number 0001656776 Filed Document 0001656776-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 13:00:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BluWave, LP See All Filings	D	2017-04-03 12:55:14 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001695728 Filed Document 0001695728-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:55:14 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Multi-Strategy Participation Fund Ltd. See All Filings	D/A	2017-04-03 12:53:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535135 Filed Document 0001535135-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:53:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
83North IV Limited Partnership See All Filings	D	2017-04-03 12:49:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702673 Filed Document 0001702673-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:49:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Equity Capital Partners IV, L.P. See All Filings	D/A	2017-04-03 12:49:00 UTC
Amount To Be Raised $6,500,000,000 Associated Brokers / Dealers VolcomCapital S.A. CIK Number 0001679261 Filed Document 0001679261-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevan Howard Multi-Strategy Participation Fund LLC See All Filings	D/A	2017-04-03 12:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001535475 Filed Document 0001535475-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cubspot, Inc. See All Filings	D	2017-04-03 12:40:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001692749 Filed Document 0001692749-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:40:12 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
RogCon, Inc. See All Filings	D	2017-04-03 12:31:24 UTC
Amount To Be Raised $3,840,000 Associated Brokers / Dealers N/A CIK Number 0001701425 Filed Document 0001701425-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:31:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cumulus Fund V LLC See All Filings	D	2017-04-03 12:30:37 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001702444 Filed Document 0001702444-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:30:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ESOF II LP See All Filings	D/A	2017-04-03 12:24:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671389 Filed Document 0001671389-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:24:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
ANASTASIA CAST ALBUM LLC See All Filings	D	2017-04-03 12:24:35 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001702502 Filed Document 0001699986-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:24:35 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Articles of Style LLC See All Filings	D	2017-04-03 12:16:20 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001654659 Filed Document 0001654659-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:16:20 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
1837 Partners L.P. See All Filings	D/A	2017-04-03 12:00:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363397 Filed Document 0001363397-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 12:00:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEGACY FUTURES FUND LP See All Filings	D/A	2017-04-03 11:48:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000873920 Filed Document 0000873920-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:48:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HNW PPVA Series Account - 1 See All Filings	D/A	2017-04-03 11:48:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Winged Keel Group, Inc., Michael B. Liebeskind, and Eric Naison-Phillips CIK Number 0001605628 Filed Document 0001605628-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-03 11:48:43 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
WELLIST PBC, INC. See All Filings	D	2017-04-03 11:42:02 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001640843 Filed Document 0001209191-17-024051 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:42:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
HELLO DOLLY 2017 BROADWAY CAST RECORDING LLC See All Filings	D	2017-04-03 11:40:48 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001699986 Filed Document 0001699986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:40:48 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
YORK TOTAL ACCESS LTD See All Filings	D/A	2017-04-03 11:40:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001402217 Filed Document 0001402217-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:40:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eaton Vance Global Macro Plus Fund, Ltd. See All Filings	D/A	2017-04-03 11:37:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Vance Distributors, Inc. CIK Number 0001546384 Filed Document 0000350797-17-000076 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:37:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
INTARCIA THERAPEUTICS, INC See All Filings	D/A	2017-04-03 11:34:31 UTC
Amount To Be Raised $650,000,040 Associated Brokers / Dealers Morgan Stanley & Co. LLC, N/A, and UBS Securities LLC CIK Number 0001086688 Filed Document 0001086688-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:34:31 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
YORK ACCESS LTD See All Filings	D/A	2017-04-03 11:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001212806 Filed Document 0001212806-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:33:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pulmonx Corp See All Filings	D	2017-04-03 11:33:03 UTC
Amount To Be Raised $49,999,999 Associated Brokers / Dealers N/A CIK Number 0001127537 Filed Document 0001127537-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:33:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Convoy Funds, LP See All Filings	D/A	2017-04-03 11:25:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604285 Filed Document 0001604285-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:25:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sirios Access Ltd. See All Filings	D/A	2017-04-03 11:24:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001529896 Filed Document 0001529896-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:24:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity, Ltd. Coop. Assoc. See All Filings	D/A	2017-04-03 11:24:10 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers NA CIK Number 0001702664 Filed Document 0001702664-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:24:10 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MONARCH TEACHING TECHNOLOGIES INC See All Filings	D	2017-04-03 11:24:08 UTC
Amount To Be Raised $1,125,005 Associated Brokers / Dealers N/A CIK Number 0001455523 Filed Document 0001455523-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:24:08 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Clifton Commodities Fund LP See All Filings	D/A	2017-04-03 11:22:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509504 Filed Document 0000350797-17-000075 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:22:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Banyan Tree Capital Partners, L.P. See All Filings	D/A	2017-04-03 11:21:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487696 Filed Document 0000919574-17-003090 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:21:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VC GB Holdings I Corp See All Filings	D/A	2017-04-03 11:21:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676706 Filed Document 0000895345-17-000151 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:21:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VC GB Holdings I Corp See All Filings	D/A	2017-04-03 11:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676706 Filed Document 0000895345-17-000150 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:20:10 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EF Mining Capital Fund L.P. See All Filings	D/A	2017-04-03 11:19:43 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers JLT Capital Partners LLC CIK Number 0001682012 Filed Document 0001682012-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:19:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sirios Access LLC See All Filings	D/A	2017-04-03 11:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001515337 Filed Document 0001515337-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:17:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M-IV Lomita LLC See All Filings	D	2017-04-03 11:12:59 UTC
Amount To Be Raised $25,750,000 Associated Brokers / Dealers N/A CIK Number 0001696253 Filed Document 0001696253-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:12:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Evershot Partners Fund, L.P. See All Filings	D/A	2017-04-03 11:08:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479975 Filed Document 0001479975-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:08:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Janchor Partners Pan-Asian U.S. Feeder Fund See All Filings	D/A	2017-04-03 11:00:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001545885 Filed Document 0001545884-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 11:00:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Affinity, Ltd. Coop. Assoc. See All Filings	D	2017-04-03 10:57:12 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers NA CIK Number 0001702664 Filed Document 0001702664-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:57:12 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Janchor Partners Pan-Asian Fund See All Filings	D/A	2017-04-03 10:52:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001545884 Filed Document 0001545884-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:52:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Steep Hill Labs, Inc. See All Filings	D	2017-04-03 10:46:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001649526 Filed Document 0001649526-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:46:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Goldstone Energy Comanche Prospect LP See All Filings	D/A	2017-04-03 10:38:48 UTC
Amount To Be Raised $2,900,000 Associated Brokers / Dealers N/A CIK Number 0001702440 Filed Document 0001702440-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:38:48 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
GMO Funds Plc on behalf of its sub-fund GMO Emerging Markets Equity Fund See All Filings	D/A	2017-04-03 10:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545530 Filed Document 0001545530-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEMOSHEAR THERAPEUTICS, LLC See All Filings	D/A	2017-04-03 10:30:52 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001442720 Filed Document 0001442720-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:30:52 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
GMO Qualifying Investor Funds Plc on behalf of its sub-fund GMO Emerging Country Local Debt Investment Fund See All Filings	D/A	2017-04-03 10:26:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545532 Filed Document 0001545532-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-03 10:26:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund