Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $28,984,608 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-15-000059 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Carlisle Country Club See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001585941 Filed Document 0001585941-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Carleon Strategic Intermediate Offshore Fund LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001544867 Filed Document 0001544867-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Trac Real Estate Fund I, LLC See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001634682 Filed Document 0001634682-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SRI - SLF III, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers SHOPOFF SECURITIES, INC. CIK Number 0001634635 Filed Document 0001634635-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Strategic Partners NC Real Asset Opportunities (Overage), L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634566 Filed Document 0000950103-15-001398 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sutton View Partners LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577659 Filed Document 0001577659-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Medbox, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001547996 Filed Document 0001181431-15-003119 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Georgia AHI 2015 Fund A, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634431 Filed Document 0001634431-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Voyager Global Absolute Return Insurance Fund, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Synthesis Advisors CIK Number 0001263656 Filed Document 0001263656-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APS Asia Pacific Long Short Fund See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $44,340,111 Associated Brokers / Dealers N/A CIK Number 0001523164 Filed Document 0001523164-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BBR ACTIVE EQUITY - LONG ONLY (QP), LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574013 Filed Document 0001013594-15-000165 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WellDoc, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001459113 Filed Document 0001459113-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Top Tier Venture Capital VII-B, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $200,400,802 Associated Brokers / Dealers N/A CIK Number 0001617704 Filed Document 0001617704-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MMLISI FINANCIAL ALLIANCES LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,500 Associated Brokers / Dealers N/A CIK Number 0001456663 Filed Document 0001456663-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Iowa Approach, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers Cuttone & Co. CIK Number 0001609573 Filed Document 0001609573-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Carleon Strategic Intermediate Fund LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001317333 Filed Document 0001317333-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALZHEON, INC. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookline Group, LLC CIK Number 0001582636 Filed Document 0001140361-15-008956 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GuideSpark, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $22,230,537 Associated Brokers / Dealers N/A CIK Number 0001556003 Filed Document 0001556003-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CombiMatrix Corp See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001383183 Filed Document 0001383183-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Option To Acquire
GOLDSTEIN CAPITAL MANAGED BOND PORTFOLIO LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001001107 Filed Document 0001001107-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VENDERA RESOURCES III, L.P. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001634281 Filed Document 0001634281-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ColonaryConcepts LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001575600 Filed Document 0001575600-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Iridian Charter Fund, LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370922 Filed Document 0001140361-15-008393 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franchise Holdings International, Inc. See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers None CIK Number 0001096275 Filed Document 0001477932-15-001315 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MimiVax, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634552 Filed Document 0001634552-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CERAPEDICS INC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001393439 Filed Document 0001393439-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PC Oakbrook, LLC See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $1,747,525 Associated Brokers / Dealers N/A CIK Number 0001634609 Filed Document 0001634609-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Luxor Capital Partners, LP See All Filings	D/A	2015-02-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393021 Filed Document 0001013594-15-000160 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Breakout Commerce, Inc. See All Filings	D	2015-02-23 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001605636 Filed Document 0001605636-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Keystone Technologies, LLC See All Filings	D/A	2015-02-22 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001612333 Filed Document 0000950138-15-000155 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2015-02-22 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
TRENDLINES GROUP LTD. See All Filings	D	2015-02-22 00:00:00 UTC
Amount To Be Raised $1,264,102 Associated Brokers / Dealers Octagon Capital Corporation CIK Number 0001607852 Filed Document 0001607852-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-22 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
Tahoe Fund, L.P. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502145 Filed Document 0001502145-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
BAUPOST VALUE PARTNERS LP 1 See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001118329 Filed Document 0001118329-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAUPOST VALUE PARTNERS LP IV See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432917 Filed Document 0001432917-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REALTYSHARES 64, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $143,000 Associated Brokers / Dealers N/A CIK Number 0001634089 Filed Document 0001634086-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Delegate Lighthouse Select Fund, LLC See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company and SunTrust Banks, Inc. CIK Number 0001555883 Filed Document 0001555883-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
KILBOURN OPPORTUNITY FUND L P See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001339973 Filed Document 0001339973-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BAUPOST LTD PARTNERSHIP 1983 A-1 See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000715915 Filed Document 0000715915-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERO DVO HOLDINGS, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $76,750,000 Associated Brokers / Dealers N/A CIK Number 0001634462 Filed Document 0001015325-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Stage One Venture Capital Fund II (Cayman), L.P. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001634350 Filed Document 0001634605-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
CRYSTALPLEX CORP See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised $1,648,000 Associated Brokers / Dealers N/A CIK Number 0001254728 Filed Document 0001254728-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Glacier Bear Fund L.P. See All Filings	D/A	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480099 Filed Document 0001480099-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHERN ENERGY FUND 3 LP See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001610013 Filed Document 0001610013-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Valley View Place, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001633757 Filed Document 0001633757-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ALABAMA Revenue or Assets $No Revenues Type of Security Equity
CBRE Strategic Partners U.S. Value 7 Holdings, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $55,000 Associated Brokers / Dealers N/A CIK Number 0001633598 Filed Document 0001633598-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Angion Biomedica Corp. See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers T.R. Winston & Company, LLC CIK Number 0001601485 Filed Document 0001571049-15-001301 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Abraaj Growth Markets Trust See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001634522 Filed Document 0001634522-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW Industry Select Bakken #1, LP See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised $558,412 Associated Brokers / Dealers N/A CIK Number 0001634206 Filed Document 0001634206-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RC 717 N. Harwood I, LLC See All Filings	D	2015-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634624 Filed Document 0001634624-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund