Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CCI HEALTHCARE PARTNERS, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Direct Access Partners, LLC, Deutsche Bank Securities Inc., UBS Financial Services Inc., and Silver Leaf Partners, LLC CIK Number 0001180853 Filed Document 0000902664-15-002451 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,182,000 Associated Brokers / Dealers Rhonda Miller, Michael Leonard, Douglas Coughlin, Douglas Braff, and Kirk Bryant CIK Number 0001135856 Filed Document 0001135856-15-000168 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ZapStitch Technologies, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,050,160 Associated Brokers / Dealers N/A CIK Number 0001641849 Filed Document 0001641849-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. and Halycon Cabot Partners Ltd. CIK Number 0001638032 Filed Document 0001013762-15-000462 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
T3MEDIA, INC. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001396304 Filed Document 0001396304-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Agriculture Fund II, L.P. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001642362 Filed Document 0001181431-15-006876 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NWI ALPHA FUND LP See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001178184 Filed Document 0000902664-15-002455 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GF Solutions, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001613231 Filed Document 0001613231-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $63,212 Associated Brokers / Dealers Donald Harrington, Scott Seibel, and Jason Maples CIK Number 0001135856 Filed Document 0001135856-15-000167 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Omega Point Research, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,887,167 Associated Brokers / Dealers N/A CIK Number 0001611269 Filed Document 0001611269-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hydration Labs, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,983,794 Associated Brokers / Dealers N/A CIK Number 0001641816 Filed Document 0001140361-15-019124 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale High Yield Alternative Strategies Fund TEI LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377955 Filed Document 0001566114-15-000044 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
GLU MOBILE INC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $126,000,000 Associated Brokers / Dealers N/A CIK Number 0001366246 Filed Document 0001168404-15-000015 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INFINITE HARVEST, INC. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611798 Filed Document 0001611798-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MDSave, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $14,143,780 Associated Brokers / Dealers Harpeth Securities, LLC CIK Number 0001543357 Filed Document 0001543357-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Kellbenx Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001515776 Filed Document 0001140361-15-018986 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
RMC Colorado, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,450,000 Associated Brokers / Dealers N/A CIK Number 0001642038 Filed Document 0001642038-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sedgwick, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,781,043 Associated Brokers / Dealers N/A CIK Number 0001493605 Filed Document 0001493605-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
PRECISION BIOSCIENCES INC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $25,650,000 Associated Brokers / Dealers N/A CIK Number 0001357874 Filed Document 0001357874-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Immy Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001512992 Filed Document 0001512992-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MyDx, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001582341 Filed Document 0001213900-15-003578 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Rainmaker Holdings, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $396,880 Associated Brokers / Dealers N/A CIK Number 0001642027 Filed Document 0001642027-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Specified Air Solutions Holdings, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001642312 Filed Document 0001642312-15-000005 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
POOLER PLAZA, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001641814 Filed Document 0001641814-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
MBS Agency Offshore Fund, Ltd. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432787 Filed Document 0001507943-15-000083 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFG Clearwater, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $12,875,000 Associated Brokers / Dealers N/A CIK Number 0001641230 Filed Document 0001104659-15-037190 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
KSA Capital Fund Ltd See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co., Inc., Family Mnagement Securities, LLC, Papamarkou Wellner & Co., Inc., and Primary Capital, LLC CIK Number 0001297812 Filed Document 0000919574-15-003941 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ONCoPEP, Inc. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $6,914,986 Associated Brokers / Dealers N/A CIK Number 0001519887 Filed Document 0001519887-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Digabit, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $9,026,982 Associated Brokers / Dealers N/A CIK Number 0001468264 Filed Document 0000950138-15-000352 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AG GTDL Fund, L.P. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641285 Filed Document 0001641285-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001606450 Filed Document 0001625257-15-000043 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBC Group, LLC See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001640748 Filed Document 0001140361-15-018974 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Carmel Multifamily DST See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised $11,377,246 Associated Brokers / Dealers Dwight Kay CIK Number 0001631259 Filed Document 0000950138-15-000345 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Philadelphia Financial Life Assurance Co Separate Account VA 124 See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc CIK Number 0001632698 Filed Document 0001632698-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRIVATE EQUITY CORE FUND VI, L.P. See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NORTHERN TRUST SECURITIES, INC. CIK Number 0001625816 Filed Document 0001625814-15-000004 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FLIGHTSPEAK, INC. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001642150 Filed Document 0001642150-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Entia Biosciences, Inc. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers NA CIK Number 0001408299 Filed Document 0001185185-15-001195 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Multi-Strategy Portfolio Lightning, LLC See All Filings	D/A	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001576354 Filed Document 0001140361-15-018950 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Criterion Software & Security Opportunities Fund, Ltd. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639363 Filed Document 0001639363-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Achievement Co-Investment Opportunities Fund Ltd. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641776 Filed Document 0001641776-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Fiesta Investors I, L.L.C. See All Filings	D	2015-05-12 00:00:00 UTC
Amount To Be Raised $155,000,000 Associated Brokers / Dealers N/A CIK Number 0001642098 Filed Document 0001140361-15-019162 Exclusions or Exemptions 506b Accepted Date 2015-05-12 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Onex York Holdings Corp. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001619513 Filed Document 0000895345-15-000155 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Innova Gaming Group Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $747,540 Associated Brokers / Dealers N/A CIK Number 0001642048 Filed Document 0001144204-15-032040 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Innovant Investment Group LLC See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $2,015,000 Associated Brokers / Dealers N/A CIK Number 0001642090 Filed Document 0001642090-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Harbert European Growth Capital Fund I, L.P. See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001579779 Filed Document 0001579779-15-000002 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
McKinley Capital International Growth Fund LP See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001329503 Filed Document 0000935836-15-000277 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Broomall VII Associates, L.P. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $4,100,000 Associated Brokers / Dealers N/A CIK Number 0001641581 Filed Document 0001641581-15-000001 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Stallion Texas Real Estate Fund, LLC See All Filings	D/A	2015-05-11 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001577129 Filed Document 0001577129-15-000003 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ROYAL BANK OF CANADA See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $2,798,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-15-003986 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
PellePharm, Inc. See All Filings	D	2015-05-11 00:00:00 UTC
Amount To Be Raised $118,625 Associated Brokers / Dealers N/A CIK Number 0001611568 Filed Document 0000914760-15-000170 Exclusions or Exemptions 506b Accepted Date 2015-05-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity