Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MAN AHL DIVERSIFIED II LP See All Filings	D/A	2017-04-07 10:22:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001053687 Filed Document 0001053687-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:22:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abiquo Group, Inc. See All Filings	D	2017-04-07 10:19:53 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001507278 Filed Document 0001507278-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:19:53 UTC Type of Offering D Industry Computers Principal Place of Business SPAIN Revenue or Assets Decline to Disclose Type of Security Equity
Roundtable Event Driven LP See All Filings	D/A	2017-04-07 10:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001621175 Filed Document 0001621175-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:19:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Astrocyte Pharmaceuticals Inc. See All Filings	D	2017-04-07 10:19:02 UTC
Amount To Be Raised $1,690,282 Associated Brokers / Dealers N/A CIK Number 0001703017 Filed Document 0001703017-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:19:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MAN AHL DIVERSIFIED I LP See All Filings	D/A	2017-04-07 10:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001052354 Filed Document 0001052354-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roundtable Hedge Strategies Offshore LP See All Filings	D/A	2017-04-07 10:11:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roundtable Capital Services LLC CIK Number 0001544867 Filed Document 0001544867-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:11:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bayshore Networks, Inc. See All Filings	D/A	2017-04-07 10:08:54 UTC
Amount To Be Raised $11,050,002 Associated Brokers / Dealers N/A CIK Number 0001673750 Filed Document 0001673750-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 10:08:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Appia Energy Corp. See All Filings	D	2017-04-07 09:55:40 UTC
Amount To Be Raised $91,605 Associated Brokers / Dealers N/A CIK Number 0001419336 Filed Document 0001419336-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-04-07 09:55:40 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Whitefort Capital Offshore Fund, Ltd. See All Filings	D	2017-04-07 09:54:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703067 Filed Document 0001013594-17-000331 Exclusions or Exemptions 506b Accepted Date 2017-04-07 09:54:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Fresh Mat Inc. See All Filings	D	2017-04-07 09:54:12 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001696918 Filed Document 0001696918-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-07 09:54:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Susa Registered Fund, L.L.C. See All Filings	D/A	2017-04-07 09:50:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592617 Filed Document 0000902664-17-001889 Exclusions or Exemptions 506b Accepted Date 2017-04-07 09:50:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JourneyPure, Inc. See All Filings	D/A	2017-04-07 09:27:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600158 Filed Document 0001600158-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 09:27:14 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CUMBERLAND PROSPECT See All Filings	D	2017-04-07 09:21:19 UTC
Amount To Be Raised $299,600 Associated Brokers / Dealers N/A CIK Number 0001703094 Filed Document 0001703094-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-04-07 09:21:19 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Physicians Realty L.P. See All Filings	D	2017-04-07 09:11:17 UTC
Amount To Be Raised $44,259,508 Associated Brokers / Dealers None CIK Number 0001583994 Filed Document 0001583994-17-000017 Exclusions or Exemptions 506b Accepted Date 2017-04-07 09:11:17 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
RPCA Opportunistic Financial Ventures L.P. See All Filings	D/A	2017-04-07 09:10:34 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001528032 Filed Document 0001528032-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 09:10:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MFSC Holding Corp. See All Filings	D	2017-04-07 09:00:24 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001548859 Filed Document 0001192482-17-000096 Exclusions or Exemptions 506b Accepted Date 2017-04-07 09:00:24 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Heat Corp See All Filings	D	2017-04-07 08:59:35 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001493613 Filed Document 0001493613-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 08:59:35 UTC Type of Offering D Industry Energy Conservation Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SafeGraph, Inc. See All Filings	D	2017-04-07 08:58:34 UTC
Amount To Be Raised $16,160,000 Associated Brokers / Dealers N/A CIK Number 0001703179 Filed Document 0001703179-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 08:58:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hadron Fund See All Filings	D/A	2017-04-07 08:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513386 Filed Document 0000902664-17-001886 Exclusions or Exemptions 506b Accepted Date 2017-04-07 08:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merion Capital Offshore LP See All Filings	D/A	2017-04-07 08:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001570832 Filed Document 0000902664-17-001885 Exclusions or Exemptions 506b Accepted Date 2017-04-07 08:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Fintech Holdings Corp. See All Filings	D	2017-04-07 08:48:13 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001677188 Filed Document 0000897069-17-000218 Exclusions or Exemptions 506b Accepted Date 2017-04-07 08:48:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mill Green Opportunity Fund IV, LLC See All Filings	D	2017-04-07 08:42:23 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Skyway Capital Markets, LLC CIK Number 0001702797 Filed Document 0000897069-17-000217 Exclusions or Exemptions 506b Accepted Date 2017-04-07 08:42:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neutron Holdings, Inc. See All Filings	D	2017-04-07 08:32:08 UTC
Amount To Be Raised $12,510,113 Associated Brokers / Dealers N/A CIK Number 0001699963 Filed Document 0001699963-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-07 08:32:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Well Ventures, L.L.C. See All Filings	D	2017-04-06 21:31:54 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001688196 Filed Document 0001688196-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 21:31:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Amitree, Inc. See All Filings	D/A	2017-04-06 19:57:32 UTC
Amount To Be Raised $7,128,000 Associated Brokers / Dealers N/A CIK Number 0001650288 Filed Document 0001650288-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-04-06 19:57:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nullable, Inc. See All Filings	D	2017-04-06 19:29:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001702264 Filed Document 0001702264-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 19:29:13 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PetroShare Corp. See All Filings	D	2017-04-06 19:20:32 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001568079 Filed Document 0001568079-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-04-06 19:20:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USCIM Fund XXII Provia Labs, LLC See All Filings	D	2017-04-06 19:16:56 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001702342 Filed Document 0001702342-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-06 19:16:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bowside Capital Fund IV, L.P. See All Filings	D	2017-04-06 19:15:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701804 Filed Document 0001701804-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 19:15:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM Fund XXI Maven,LLC See All Filings	D	2017-04-06 19:14:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001702336 Filed Document 0001702336-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-06 19:14:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USCIM Fund XXV Ironyun,LLC See All Filings	D	2017-04-06 19:10:39 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001702344 Filed Document 0001702344-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-06 19:10:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA PARTNERS L.L.C. See All Filings	D/A	2017-04-06 18:58:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Raymond James Associates, Inc. CIK Number 0000822064 Filed Document 0001315863-17-000329 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:58:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
PALOMA INTERNATIONAL LTD See All Filings	D/A	2017-04-06 18:56:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Raymond James Associates, Inc. CIK Number 0001313716 Filed Document 0001315863-17-000328 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:56:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kelvin Thermal Technologies, Inc. See All Filings	D	2017-04-06 18:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001698360 Filed Document 0001698360-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:52:55 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fossil Records, LLC See All Filings	D	2017-04-06 18:41:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Stephanie Bluher, Amy M. Herold, Robert E. & Linda J. Dressen, Hayes Drumwright, Ebzery Family Partnership LLC, William B. Ebzery Revocable Trust, Joseph & Kendall Hartman, William Jarvis, JPNAPA1, LLC, Robert Klotz, Adriel G. Lares Trust DTD 3-26-2008, Randle Moore, and Raymond Scott Heritage Trust UAD 11-30-2012 CIK Number 0001703206 Filed Document 0001703206-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 18:41:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ariel International DM/EM LLC See All Filings	D	2017-04-06 18:32:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001703033 Filed Document 0001703033-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-04-06 18:32:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
MicroVest Short Duration Offshore Fund, Ltd. See All Filings	D/A	2017-04-06 18:22:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506024 Filed Document 0000919574-17-003221 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:22:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Meow Wolf Santa Fe, LLC See All Filings	D	2017-04-06 18:22:23 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001703018 Filed Document 0001703018-17-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2017-04-06 18:22:23 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Debt
MicroVest Plus, LP (Fixed Rate Notes) See All Filings	D/A	2017-04-06 18:16:26 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001533872 Filed Document 0000919574-17-003219 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:16:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
MicroVest Short Duration Fund, LP See All Filings	D/A	2017-04-06 18:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers INTELLIVEST SECURITIES, INC. CIK Number 0001506025 Filed Document 0000919574-17-003217 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
RCP SBIC OPPORTUNITIES FUND, LP See All Filings	D/A	2017-04-06 18:05:32 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Roam Capital, Inc. CIK Number 0001676889 Filed Document 0001676889-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 18:05:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Arch Investments, LLC See All Filings	D	2017-04-06 17:59:33 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001703127 Filed Document 0001703127-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:59:33 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SM MERGER/ARBITRAGE, L.P. See All Filings	D/A	2017-04-06 17:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001231101 Filed Document 0000919574-17-003213 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ekistic Investments IV, LLC See All Filings	D	2017-04-06 17:42:33 UTC
Amount To Be Raised $290,000 Associated Brokers / Dealers N/A CIK Number 0001703003 Filed Document 0001703003-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 17:42:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Donut Media Inc. See All Filings	D	2017-04-06 17:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696379 Filed Document 0001140361-17-015155 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:38:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Ekistic Investments V, LLC See All Filings	D	2017-04-06 17:38:10 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001703004 Filed Document 0001703004-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 17:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ekistic Investments V, LLC See All Filings	D	2017-04-06 17:38:10 UTC
Amount To Be Raised $530,000 Associated Brokers / Dealers N/A CIK Number 0001703004 Filed Document 0001703004-17-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2017-04-06 17:38:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CASA Partners VII Operating Partnership, LP See All Filings	D	2017-04-06 17:36:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702141 Filed Document 0001702141-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:36:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SALIENT CONVEXITY OFFSHORE FUND, LTD. See All Filings	D	2017-04-06 17:26:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001699288 Filed Document 0001699288-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:26:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Riata Acuity, LP See All Filings	D	2017-04-06 17:21:40 UTC
Amount To Be Raised $7,052,474 Associated Brokers / Dealers N/A CIK Number 0001702476 Filed Document 0001702476-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-04-06 17:21:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity